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The University of Iowa Office of Equal Opportunity and Diversity
Photo of architectural detail on Old Capitol Museum. Procedures for Discrimination Complaints

I. POLICY

The University of Iowa Office of Equal Opportunity and Diversity investigates complaints of discrimination pursuant to the University's Policy on Human Rights, which provides, in part:

The University of Iowa brings together in common pursuit of its educational goals persons of many nations, races, and creeds. The University is guided by the precepts that in no aspect of its programs shall there be differences in the treatment of persons because of race, creed, color, national origin, age, sex, disability, sexual orientation, gender identity, or any other classification that deprives the person of consideration as an individual, and that equal opportunity and access to facilities shall be available to all. Among the classifications that deprive the person of consideration as an individual are those based on associational preference. [1]

II. PROCEDURES

A. Parties
Any student, staff member, or faculty member may file a complaint of discrimination with the Office of Equal Opportunity and Diversity against any other member of the university community who is believed to have violated the policy. Where appropriate, such complaints may be filed against units, departments, or other organizational components of the University.

B. Complaint options
Persons who believe they have been subjected to discrimination in violation of the policy may file either informal or formal complaints with the Office of Equal Opportunity and Diversity.

1. Informal complaints
An informal complaint is a request that the Office of Equal Opportunity and Diversity seek to reach an informal resolution of the complainant's concerns. The procedures for such complaints are designed to be very flexible so as to enable the Office to be able to address an individual's situation in the most effective and expeditious manner possible. Resolutions of informal complaints are accomplished with the assistance of other offices or administrators on campus in the area relevant to the complaint.

In the case of an informal complaint, the accused party normally will not be informed of the complainant's action or identity without the consent of the complainant unless circumstances require. No disciplinary action can be taken against the accused party on the basis of a complaint of which the accused party has not been informed.

2. Formal complaints
A formal complaint of discrimination involves an impartial investigation of the complainant's allegations by the Office of Equal Opportunity and Diversity. The investigation begins when the Office provides written notice to the respondent of the filing of the complaint, the identity of the complainant, and the general allegations of the complaint. The respondent is then interviewed regarding the specifics of the allegations and given an opportunity to respond fully to the allegations. The Office may also interview other persons believed to have factual knowledge relevant to the allegations. The purpose of the investigation is to establish whether a reasonable basis exists to believe that the Policy on Human Rights has been violated as alleged.

The Office of Equal Opportunity and Diversity will issue written findings outlining the basis for its conclusions. The written finding normally will be issued within 45 days of when the complaint was filed. When it is not reasonably possible to issue the finding within that time, the Office of Equal Opportunity and Diversity will notify the alleged victim and the respondent that the finding will be delayed and indicate the reasons for the delay. This report is provided to the administrative official responsible for the area in which the respondent is involved and the chief administrative officer in the unit (i.e., the Provost in a complaint filed against a faculty member; the Vice President for the unit in the case of a staff member; or the Vice President for Student Services and Dean of Students in the case of a student). Both the complainant and the respondent also receive copies of the finding.

If the Office of Equal Opportunity and Diversity concludes that a complaint of discrimination is founded, the administrative official to whom the finding has been forwarded is responsible for determining whether a sanction is appropriate. Appropriate sanctions may range from verbal reprimand up to and including separation of the respondent from the University, in accordance with established University procedures.

If the complainant is not satisfied with the outcome of the formal complaint process, he or she may request review of the finding by the director of the Office of Equal Opportunity and Diversity or by the Office of the General Counsel. If the respondent wishes to challenge any sanctions imposed as a result of a finding, he or she may utilize available grievance procedures.


C. Confidentiality

The Office of Equal Opportunity and Diversity treats as confidential information received in connection with the filing, investigation, and resolution of complaints. It is anticipated and expected that the parties to a complaint will observe the same standard of strict confidentiality. This practice is in the best interests of all parties to the complaint. Failure to respect confidentiality may be regarded as retaliation.

In keeping with this practice, the Office of Equal Opportunity and Diversity will obtain the complainant's written authorization to collect and discuss information relating to the complaint with other appropriate individuals, either witnesses or administrators who need to be informed of the allegations of the complaint in order to cooperate with the investigation or to implement any resolution of the complaint.


D. Inquiries

The Office of Equal Opportunity and Diversity will provide general information about the complaint procedures upon request. However, if an individual wishes to discuss a specific incident confidentially without filing a complaint, he or she should contact the Office of the Ombudsperson, C108 Seashore Hall, 335-3608.

[1] The Policy on Human Rights was amended in 1986 to incorporate the Policy on Sexual Harassment and Consensual Relationships. In 2002, the Policy on Sexual Harassment and the Policy on Consensual Relationships were separated and revised. Violations of those policies are also investigated by the Office of Equal Opportunity and Diversity. Copies of these policies including complaint procedures are available upon request from:

Office of Equal Opportunity and Diversity
202 Jessup Hall
Iowa City, Iowa 52242-1316
(319) 335-0705 (voice)
(319) 335-0697 (text)
E-mail: diversity@uiowa.edu

Updated on 12/12/05© Copyright 2002 by Office of Equal Opportunity and Diversity, University of Iowa

 

Published by Office of Equal Opportunity and Diversity. Copyright the University of Iowa 2004. All rights reserved.
The University of Iowa Office of Equal Opportunity and Diversity