CHAPTER 5

Career and Economic Impacts of College

 

            In this chapter we summarize the accumulated evidence on the career and economic impacts of college.  Overall, the labor market impacts of postsecondary education have remained substantial during the decade of the 1990s; and this fact has not been lost on students about to graduate from high school.  For example, of the 2.7 million American high school graduates in 1996, nearly two-thirds (65%) went on to some type of postsecondary education (College continuation rates for recent high school graduates reached record high in 1996, 1997, August). Moreover, the reasons for attending college appear to be strongly linked to a perception that a college degree gives one decided economic and career advantages.  According to the 1997 survey of American college freshmen by the Higher Education Research Institute at UCLA, nearly three-fourths said that getting a better job (74.6%) and making more money (73.0%) were the most important reasons for attending college (see also, Flacks & Thomas, 1997; Is college still worth the cost?  The private investment value of higher education 1967 to 1996, 1998, March).  We examine these labor market or occupational attainment impacts in considerable detail, but we also look at the evidence pertaining to other dimensions of career such as career maturity, career progression and success, and job satisfaction.

            By definition, of course, a large part of the evidence on the career and economic impacts of college concerns long-term or extended impacts.  Consequently, we do not include a separate section on long-term effects in this chapter.  Rather, we synthesize the evidence on such effects, where appropriate, within our other five sections.


Change During College

Conclusions from How College Affects Students

            A consistent body of evidence suggests that students become significantly more mature, knowledgeable, and focused during college in thinking about planning for a career.  Whether this is an effect of college or simply a development that occurs coincidentally with college attendance is difficult to determine.  The simple fact of having to confront one’s life work may have a substantial impact on the increased maturity found in seniors’ thinking and planning for a career.

Evidence from the 1990s

            The small body of evidence from the 1990s is quite consistent with our 1991 conclusion that students become more mature, knowledgeable, and focused during college in thinking about a career.  For example, Luzzo (1990; 1993) sought to determine if undergraduate class standing was related to scores on a standardized measure of career maturity.  Career maturity was defined as the readiness of an individual to make informed, age-appropriate career decisions and cope with appropriate developmental tasks (Savickas, 1990).  Although the statistically significant relationship was not particularly strong, Luzzo found that the more advanced one’s undergraduate class standing, the higher one’s level of career maturity.  While they employ different measures than Luzzo, similar results have been reported by Bowman and Tinsley (1991) for vocational realism, by Poe (1991) for stability of vocational identity and need for occupational information, and by VanHaveren, Winterowd, and Fuqua (1999) for career decidedness.  Furthermore, there is also evidence to suggest that college seniors have a more accurate perspective about labor-market realities than do students in the first two years of college.  Two studies indicate that seniors have significantly lower and more realistic estimates of actual starting salaries for college graduates than either freshmen (Heckert & Wallis, 1998) or sophomores (Shepperd, Oullette, & Fernandez, 1996).

            Despite the consistent evidence, interpreting such differences in career maturity, career identity, and vocational/labor-market realism as an impact of college is problematic.  Simple maturation or, as we suggested in our previous synthesis, the increased pressure on seniors to reach closure on career decisions may be equally valid as competing explanations for the findings.

            In addition to focusing on the different dimensions of career maturity or career identity, other research has examined the extent to which college students are prepared to meet workplace requirements.  This work was conducted by the Collegiate Employment Research Institute at Michigan State University (Gardner, 1998).  A simulation-based assessment of a real workplace situation was developed that tapped individuals’ competencies in such areas as applied problem solving, interpersonal effectiveness, and accountability.  The instrument was normed on a group of recent college graduates evaluated as performing above average on a common job-assessment instrument.  Consistent with the evidence on career maturity, college seniors tended to have the highest overall workplace readiness scores, while freshmen had the lowest.  Gardner reports that the class-level differences in workplace readiness scores were modest, although no standard deviations were reported on which an effect size could be estimated.  Irrespective of the size of the class-level differences in workplace readiness, however, attributing them to the college experience itself is hazardous.  Since the study is cross-sectional in design, factors such as age and mortality of the least able students from upper-class samples might also explain the class-level differences.

            The Gardner (1998) study not only reports the relative standing of freshmen, sophomores, juniors, and seniors in workplace readiness, it also provides an absolute estimate.  As alluded to above, the workplace readiness assessment produced a normed score for employed college graduates who have been evaluated as performing above average on the job.  This normed score was substantially above that of the average college seniors, suggesting that, while they are more proficient than those with less exposure to college, seniors may often lack an absolute level of job skills required for above average job performance.  Corroborating evidence is suggested in an additional survey of employers who first specified the absolute skill or performance levels new graduates should be expected to meet upon entry into their jobs, and then indicated the level of preparedness of college graduates they observed.  While students generally appeared to be well prepared in their academic and content areas, they fell short in areas that were related to the context of work (e.g., interpersonal skills, setting priorities) and applying their knowledge in work environments (Gardner, 1998; see also Candy & Crebert, 1991; O'Brien, 1997; Van Horn, 1995).

Net Effects of College

Conclusions from How College Affects Students

            Attaining a bachelor’s degree has important implications for the type of job one obtains and for an individual’s lifetime earnings.  Our best estimates were that, net of an individual’s background and other confounding influences, a bachelor’s degree (compared to a high school diploma) conferred about a 34 percentile point advantage in occupational status or prestige, a 20 to 40% advantage in earnings, and a private rate of return of between 9.3 and 10.9%. The occupational status advantage that accrued to college graduates was not simply a function of the first job obtained.  Rather, the significant occupational status differences between high school and college graduates were sustained over the occupational life span, even when the status of one’s first job is taken into account.  For both occupational status and earnings, there was a credentialing effect.  One received a “bonus” for completing the bachelor’s degree above and beyond the increment in job status or earnings received for every year of postsecondary education.

            The fact that a bachelor’s degree significantly enhanced the likelihood of entering relatively high status managerial, technical, and professional occupations has implications not only for earnings, but also for occupational stability.  The very nature of jobs entered by college graduates (versus high school graduates) tended to make them less sensitive to employment fluctuations that occur with changing economic conditions.  This may at least partially explain why college graduates were substantially less likely than high school graduates to be unemployed.  Related evidence also suggested that college-educated individuals may have additional hedges against prolonged periods of unemployment in the form of increased accuracy of occupational information and efficiency in job search, increased regional mobility to take advantage of employment opportunities, and an increased network of personal contacts, some of which date back to college days.

            Despite the fact that one derived substantial occupational status and earnings advantages from a bachelor’s degree, irrespective of his or her background characteristics, the causal mechanism(s) underlying the ability of a bachelor’s degree to confer these advantages was (were) not readily apparent.  On the one hand, we found evidence to support a socialization or human capital explanation.  That is, college imparts cognitive skills, values, attitudes, and behavioral patterns that make the individual more productive in complex technical, professional, and managerial occupations, and therefore more highly paid.  On the other hand, we also found evidence supporting a screening or certification explanation.  This explanation posits that a college degree serves a screening or certification function such that those without a bachelor’s degree are effectively barred from entry into high status/high income careers.  If college-educated individuals are perceived by employers as more likely than high school graduates to possess the requisite competencies and values necessary for successful adaptation to complex technical and managerial positions, they will continue to secure higher-status and better paying jobs irrespective of whether the competencies and values were acquired in college.  Our reading of the total body of evidence was that both socialization/human capital and screening/certification may be part of any causal link between postsecondary education and both occupational status and earnings.  Neither hypothesis alone provided a completely satisfactory explanation.

            College tended to produce conflicting influences on satisfaction with one’s work.  On the one hand, college tended to have a modest positive influence on job satisfaction by placing individuals in jobs with relatively high intrinsic (autonomy, challenge, interest) and extrinsic (income) rewards.  On the other hand, college tended to develop a capacity for critical judgment and evaluation that may make college-educated individuals more sensitive to the shortcomings of their jobs.  Similarly, the college-educated were also quite likely to have higher expectations about the intrinsic rewards of their jobs than those with less education.  The latter factors can lead to dissatisfaction in situations of “overeducation,” where job demands do not require a college-level education.

Evidence from the 1990s

            Evidence from the 1990s on the net career and economic impacts of college differs somewhat in focus from the evidence we reviewed from our 1991 synthesis.  In our present synthesis we found substantially less evidence on such topics as occupational productivity, job satisfaction, and job success, but substantially more on the economic returns to different levels of postsecondary education.  In reviewing this evidence, we have had the benefit of several excellent literature reviews (e.g., Boesel & Fredland, 1999; Grubb, 1998, August; Paulsen, 1998), which has made the locating of studies and the development of this chapter substantially easier.  Still, the body of evidence is extensive.  Thus, in an attempt to provide some organizing structure we present the evidence in the following categories: occupational status, workforce participation, job satisfaction/performance, earnings, credentialing effects, private rate of return, and causal mechanisms.

Occupational Status

            Occupational status can be generally regarded as a hierarchy of occupations that reflects their prestige or desirability.  Not surprisingly, perceived occupational prestige or desirability in the United States has an overwhelming socioeconomic basis consisting largely of education and income (Stevens & Featherman, 1981).  Typically, an occupation’s status, or Socio-Economic Index (SEI) score, depends on the percentage of individuals working in that occupation who have completed a certain level of formal education or higher and the percentage with incomes at a certain level or higher.  Since an occupation’s SEI score is a function of its educational requirements, it would seem, on first consideration, that any association between formal education and occupational status is largely tautological.  This probably overstates the case, however.  The link between formal education and occupational status reflects a real social phenomenon that has implications for the cognitive complexity and desirability of the work, the social position of those who engage in the work, and their children’s life chances (Jencks et al., 1979; Pascarella & Terenzini, 1991).

            We uncovered only a small body of studies published in the 1990s that focused on the impact of postsecondary educational attainment on occupational status.  The results of this research are quite consistent with the evidence from our previous synthesis, but the data sets analyzed are somewhat dated.  Two studies (Knox, Lindsey, & Kolb, 1993[1]; Lin & Vogt, 1996) analyzed the 1986 follow-up of the National Study of the High School Class of 1972 (NLS-72), and one study (Kerckhoff & Bell, 1998) used the 1986 follow-up of the 1980 High School and Beyond (HS&B) data.  An additional study by Lavin and Hyllegard (1991) analyzed a single-institution sample of 1970-72 graduates followed up in 1984.  What the evidence from these studies suggests is that: 1) a bachelor’s degree provides occupational status advantage over a high school degree of about .95 of a standard deviation (33 percentile points); 2) an associate’s degree confers an estimated occupational status advantage over a high school degree of between .24 and .44 of a standard deviation (9 to 17 percentile points); and 3) other amounts of postsecondary education or sub-baccalaureate credentials such as a vocational degree or a license/certificate provide an estimated occupational status advantage over a high school diploma of between .12 and .22 of a standard deviation (5 to 9 percentile points).  All of these occupational status advantages over those conferred by a high school degree are statistically significant and persist even in the presence of statistical controls in different studies for such influences as family socioeconomic status, sex, race, high school achievement, standardized test scores, educational aspirations, and occupational aspirations.[2]  Thus, while a bachelor’s degree appears to confer the largest incremental advantage in occupational status compared to a high school diploma, the evidence from the 1990s suggests that various forms of sub-baccalaureate post-secondary education also provide modest but statistically significant occupational status advantages.

Workforce Participation

            Consistent with the conclusions from our previous synthesis, evidence from the 1990s clearly suggests that the bachelor’s degree not only increases the likelihood of entering relatively high status technical and professional occupations, it also increases the likelihood of holding a job that provides relative occupational stability.  Compared to high school graduates, those with a bachelor’s degree are substantially more likely to participate in the labor force and are substantially less likely to be unemployed (Blau, Ferber, & Winkler, 1998; Grubb, 1998, August; Office of Education Research and Improvement, 1996; Paulsen, 1998; U.S. Department of Education, 1992; Veum & Weiss, 1993).  For example, data from the U.S. Bureau of the Census indicated that in 1996 about 84.7% of all bachelor’s degree holders age 25-64 were employed, or participated in the workforce, while the corresponding rate for those with a high school diploma was 74.6%.  Conversely, the 1996 unemployment rate for bachelor’s degree holders was 2.4%, less than half that for those with a high school degree, 4.7% (Employment and unemployment rates by educational attainment 1970 to 1996, 1997, August).

            Although they are less dramatic in magnitude, similar differences exist between high school graduates and those with sub-baccalaureate degrees or credits in postsecondary education (Blau et al., 1998; Grubb, 1998, August; Veum & Weiss, 1993).  Using the same 1996 Census data, the workforce participation rates were: 82.3% for those age 25 to 64 with an Academic Associate’s degree, 83.9% for those with a Vocational Associate’s degree, 79.4% for those with some postsecondary education credits but no degree, and 74.6% for those with a high school diploma.  The unemployment rates were: Academic Associate’s degree = 3.2%, Vocational Associate’s degree = 3.3%, some postsecondary education credits but no degree = 4.0%, and high school diploma = 4.7% (Employment and unemployment rates by educational attainment 1970 to 1996, 1997, August).

            Of course, such findings do not necessarily reflect the net impact of a postsecondary degree completed or postsecondary credits taken.  Rather, they may simply represent employability-related differences in the intellectual or personal characteristics of individuals with varying levels of formal education.  We uncovered two studies that addressed this issue with nationally representative data.  Lewis, Hearn, and Zilbert (1993) analyzed the 1986 follow up of the High School and Beyond data base to determine if postsecondary vocational training influenced participation in the labor force and number of months employed.  Net of controls for such factors as race, gender, academic ability test scores, secondary school grades, socioeconomic background, and high school program, neither participation in vocational training nor completing a vocational training program significantly influenced either measure of workforce participation.  Consistent findings are reported by Surette (1997) in analyses of 12 years of data (1979-1990) for men from the National Longitudinal Study of Youth.  Net of controls for ability test scores, labor market experience, and age, the completion of sub-baccalaureate vocational training had only small and nonsignificant effects on both the probability of being employed and annual hours worked.  However, both the number of community-college credits completed, and the number of four-year college credits completed had a significant positive effect on the probability of employment.  The number of four-year college credits completed and the completion of a bachelor’s degree had significant positive effects on annual hours worked.  Thus, there is a modicum of support for the hypothesis that the relationship between amount of formal postsecondary education and workforce participation is causal and not simply attributable to the characteristics of individuals who acquire different amounts of postsecondary credits or degrees.

Job Satisfaction/Performance

            Although it is possible that we may have missed some studies, our literature search for the present synthesis uncovered relatively little evidence on job satisfaction and job performance.  What evidence we did uncover, however, is consistent with our previous synthesis in suggesting that postsecondary education tended to produce conflicting, or at least complex influences on satisfaction with one’s work.  It is clear that having a college degree increases the likelihood that one will be engaged in work that not only provides higher levels of extrinsic rewards (e.g., prestige and income), but which also offers greater intrinsic rewards (e.g., complexity, autonomy, managerial authority, ideational content, nonroutine tasks, and sense of control over one’s work) (Grubb, 1998, August; Hyllegard & Lavin, 1992; Kohn et al., 1990; Ross & Reskin, 1992).  Indeed, net of academic ability, socioeconomic background, race, and gender, increasing one’s level of postsecondary education appears to increase the importance of such intrinsic work values (Knox et al., 1993).  Having a college education tends to have a positive indirect effect on job satisfaction through its impact on such factors as job prestige and earnings, job autonomy, and nonroutine work.  However, net of those factors, the direct effect of having a college degree on job satisfaction tends to be negative, possibly because education functions to raise workers’ expectations (Ross & Reskin, 1992).  There is also evidence indicating that when college graduates hold jobs that do not typically require a college degree, such “over-education” can have a negative effect on job satisfaction (Jenkins, 1992).  Part of this negative effect may be because college graduates have higher expectations of the intrinsic characteristics or returns of work than those of their actual job (Jenkins, 1992), while another part may be attributable to the negative influence of over-education on the extrinsic rewards of work, such as earnings (Verdugo & Verdugo, 1989).

            We also uncovered little research on the influence of postsecondary education on job performance.  Hill (1989) surveyed nearly 190 employers in Pennsylvania to determine the effects of postsecondary education on the performance of over 500 employees in six technical occupations: computer programmers, EDP equipment operators, electrical/electronics engineering technicians, mechanical engineering technicians, drafters, and surveying technicians.  In the employee sample, 32% had a high school degree, 17% had a bachelor’s degree, and 51% had some postsecondary education.  With statistical controls for the number of employees in the company and the type of industry, workers with some postsecondary education or a bachelor's degree tended to display statistically significant performance advantages—performing better when starting work and requiring a shorter training period.  They were also more likely to be promoted.  While such evidence suggests that postsecondary education improves job performance, it should be cautioned that the job classifications in the Hill study often do not typically require a bachelor’s or even an associate’s degree.  Whether the same results would hold in higher level managerial or professional positions is not clear.  We uncovered little consistent evidence in our 1991 synthesis to suggest job productivity differences when college-educated and noncollege-educated individuals hold the same job, although the former may have greater career mobility.  Furthermore, it is difficult to attribute the findings of Hill’s study to the influence of postsecondary education.  Since no controls were made for employee background characteristics, the findings could just as easily be attributed to differential recruitment.  As compared to their counterparts with high school degrees, those with exposure to postsecondary education may simply possess more of the personal characteristics that contribute to effective job performance to begin with.

Earnings

            Earnings in the United States are strongly related to level of formal schooling or educational attainment.  In the decade of the 1990s, a series of important studies has attempted to determine if that relationship is causal or simply the result of individuals with greater personal earning capabilities (e.g., intellectual ability) attaining higher levels of formal schooling.  This research has tended to use either samples of identical twins (Ashenfelter & Krueger, 1994; Ashenfelter & Rouse, 1998a; Rouse, 1999) or naturally occurring randomized experiments such as age at the beginning of compulsory school attendance or the military draft lottery (Angrist & Krueger, 1991, 1993).  As suggested by Ashenfelter and Rouse (1998b), the synthesis of these studies is remarkably consistent; it indicates that the earnings return to formal schooling is quite likely causal and is not attributable to the omitted correlations between schooling and personal attributes such as intellectual ability.  Depending on the analytical approach taken, the typical economic return to each year of formal schooling completed is an advantage (or premium) of somewhere between 5% (Ingram & Neuman, 1999) and 16% (Ashenfelter & Krueger, 1994), with an average of about 9-10% (Ashenfelter & Rouse, 1998a; Rouse, 1999).  Of course, this estimate is an average based on each additional year of schooling completed.  Different levels of schooling and different credentials and degrees may vary in the net earnings premium they return to the individual.  A substantial body of research in the 1990s has attempted to estimate the earnings premium to different postsecondary degrees and credentials, as well as to years of postsecondary education when a degree or credential is not completed.

            If one considers the premium to a bachelor’s degree simply as the average earnings of individuals with a bachelor’s degree relative to the average earnings of those individuals with a high school degree, expressed as a percentage, then it is reasonably clear that the premium to a bachelor’s degree in the United States has increased during the last part of the twentieth century (Boesel & Fredland, 1999; Bound & Johnson, 1992; Freeman, 1994; Grogger & Eide, 1995; Katz & Murphy, 1992; Levy & Murnane, 1992; Murphy & Welch, 1992a; Pencavel, 1991).  This increase is clearly illustrated in Current Population Survey data from the Census Bureau for the average annual earnings of men and women 25 and older (Is college still worth the cost?  The private investment value of higher education 1967 to 1996, 1998, March).  For the five-year period of 1967-71, male and female bachelor’s degree holders had an average annual earnings advantage (unadjusted for inflation) of 48.5% over their counterparts with a high school diploma.  (In other words, for this five-year period the average annual earnings of those with a bachelor’s degree was 1.485 times as large as those with a high school diploma.)  In contrast, for the five-year period 1992-96, men and women with a bachelor’s degree had an average annual earnings advantage of 79.8% over men and women with a high school degree.  The only aberration in this steady increase over time in the college premium has been a downtrend in the 1970s, which paralleled the arrival of the “baby boomer” cohorts into the U.S. labor market (Berger, 1989; Boesel & Fredland, 1999; Murphy & Welch, 1992a, 1993).  Indeed, for the five-year period from 1974-79 college graduates as a group were only earning 43% more than those with a high school diploma (Is college still worth the cost?  The private investment value of higher education 1967 to 1996, 1998, March).[3], [4]

            Of course it is doubtful that the total earnings premium associated with a bachelor’s degree (versus a high school degree) is entirely attributable to college attendance.  Compared to high school graduates, individuals who attend and graduate from college may simply possess more of the cognitive skills and personal attributes that lead to success and high earnings in complex managerial and technical jobs to begin with.  A body of research in the 1990s has attempted to estimate the net earnings premium of a bachelor’s degree (versus a high school degree) by introducing various statistical controls for differences among individuals that might confound the relationship between level of formal education and earnings (Cancio, Silva, Evans, & Maume, 1997; K. Gray, Huang, & Jie, 1993; Groot, Oosterbeck, & Stern, 1995; Grubb, 1995b, 1996, 1997; 1998, August; Hollenbeck, 1993; T. Kane & Rouse, 1993, 1995a, 1995b; Knox et al., 1993; Leigh & Gill, 1997; Rivera-Batiz, 1998; Surette, 1997).  The data sets employed in these analyses have been: the National Longitudinal Study of the High School Class of 1972 (1986 follow-up); the National Longitudinal Study of Youth (1976 through 1983 high school graduates followed up in 1989, 1990, and 1993); the 1992 National Survey of Adult Literacy; the 1985 wave of the Panel Study of Income Dynamics; and the 1984, 1987, and 1990 cohorts from the cross-sectional Survey of Income and Program Participation, which includes individuals between the ages of 25 and 64.  In these analyses, statistical controls were made for important confounding variables such as race, socioeconomic background, secondary school grades, ability (as measured by standardized test scores), age, job experience, job training, marital status, and the like (depending on the data set analyzed).  Taking the results from these published and unpublished studies, we estimate that the average net annual earnings premium for a bachelor’s degree (versus a high school diploma) is about 37% for men and about 39% for women.  The hourly wage premium is about 28% for men and about 35% for women.[5], [6]  Such average estimates fall at the upper end of our 1991 estimates of a net earnings premium for a bachelor’s degree of between 20-40%.  This finding perhaps reflects the increase in the size of the earnings premium for a bachelor’s degree in the 1980s and 1990s.[7]

            One of the major contributions of the literature of the 1990s has been its concern, not only with the economic payoff of obtaining a bachelor’s degree from a four-year institution, but also with estimating the net earnings premium for different levels of sub-baccalaureate education.  The focus of this concern has been primarily on the payoff to an associate’s degree from a community college, but attention has also been paid to the returns to vocational certificates and to postsecondary credits or vocational training completed without a degree or certificate.  The research was largely silent with respect to the economic returns to sub-baccalaureate education in our previous synthesis.  Not surprisingly, much of the important evidence in this area was uncovered in the same studies, cited above, that estimated the net premium to a bachelor’s degree with nationally-representative samples (Groot et al., 1995; Grubb, 1995a, 1996, 1997, 1998, August; Hollenbeck, 1993; T. Kane & Rouse, 1993, 1995a, 1995b; Leigh & Gill, 1997; Rivera-Batiz, 1998; Surette, 1997).  Additional evidence on the net premium to sub-baccalaureate education is provided in investigations by Grubb (1992a), Kerckhoff and Bell (1998), and Lin and Vogt (1996).  Evidence yielded by the total body of studies comes from analyses of: the 1986 follow-up of 22 to 24 year olds in the 1980 High School and Beyond sample; the 1992 National Survey of Adult Literacy; the 1986 follow-up of the National Longitudinal Study of the High School Class of 1972; the National Longitudinal Study of Youth (1976 through 1983 high school graduates followed up in 1989, 1990, and 1993); and the 1984, 1987, and 1990 cohorts of individuals 25-64 years of age from the cross-sectional Survey of Income and Program Participation.  Depending on the individual study, statistical controls were introduced for such factors as: race, socioeconomic origins, secondary school grades and program type, ability (as measured by standardized test scores), mental status, age, job experience, job training, and the like.

            With a few exceptions, the majority of the estimates of the net economic premium attributable to an associate’s degree were statistically significant.  Aggregating the evidence across all of the above studies, we estimate that the average net annual earnings premium for an associate’s degree (compared to a high school diploma) is about 17.5% for men and about 27% for women.  The hourly wage premium is about 13% for men and 22% for women.[8], [9]  These estimates are somewhat smaller than the typical earnings premium for an associate’s degree, unadjusted for confounding influences.  For example, Grubb (1996) provides the mean annual earnings for individuals age 25-64 in the years 1984, 1987, and 1990 of the Survey of Income and Program Participation; and corresponding earnings figures for the years 1995 and 1996 are provided by the Current Population Survey (Is college still worth the cost?  The private investment value of higher education 1967 to 1996, 1998, March).  Across all five years, men with an associate’s degree had an annual earnings advantage of 27% over men with a high school degree, while the corresponding advantage for women with an associate’s degree was 40%.  Still, the net economic returns to an associate’s degree from a community or two-year college represent substantial earnings advantages over a high school diploma for both men and women (Grubb, 1998, August; Paulsen, 1998).  Furthermore, as suggested by Leigh and Gill’s (1997) analyses of the National Longitudinal Study of Youth data through the 1993 wave respondents, the positive returns to an associate’s degree are essentially the same size for experienced adult workers who return to school as they are for continuing high school graduates.

            There is also a small body of evidence that estimates the economic returns to postsecondary certificate programs.  Certificate programs, as described by Grubb (1998, August), are typically one year in length and focus on occupational rather than academic preparation or general education.  The certificate is a common credential in vocational and proprietary schools.  While the weight of evidence suggests that they can increase earning power, particularly for women, the average net economic returns to such certificates (compared to a high school diploma) appear to be somewhat less certain, and probably smaller, than the average net returns to associate’s degrees.  As reviewed by Grubb (1998, August), analyses of the 1986 follow-up of the National Longitudinal Study of the High School Class of 1972 (Hollenbeck, 1993) and the 1992 National Adult Literacy Survey (Rivera-Batiz, 1998) found only small and statistically nonsignificant effects of certificates for both men and women.  On the other hand, Grubb’s (1997) analyses of the 1984, 1987, and 1990 cohorts of the Survey of Income and Program Participation found statistically significant, positive earnings effects of certificates for women across all three years.  The effects for men were positive and statistically significant in 1984 and 1987, but small and nonsignificant in 1990.  Results generally consistent with those of Grubb (1997) are also reported by Kerckhoff and Bell (1998) and Surette (1997).  Analyzing the 1986 follow-up of the 1980 High School and Beyond data, Kerckhoff and Bell found a statistically significant positive effect of a vocational license-certificate on the hourly wages of women, but not on the wages of men.  Surette’s analyses of men only in the National Longitudinal Study of Youth found a small, but statistically significant effect for the completion of vocational training.  However, as Grubb (1998, August) points out, this might not be the same as completing a certificate.

            Finally, the 1990s have seen a concern with estimating the net economic premium (compared to a high school diploma) of having different amounts of postsecondary education without completing a degree or credential (e.g., Grubb, 1995a, 1997; Hollenbeck, 1993; T. Kane & Rouse, 1995b; Knox et al., 1993; Leigh & Gill, 1997; D. Lewis et al., 1993; Rivera-Batiz, 1998; Surette, 1997).  As previously described, each of these investigations analyzes national samples, and introduces statistical controls for salient confounding influences.  This research has been concisely reviewed by several scholars (Boesel & Fredland, 1999; Grubb, 1998, August; Paulsen, 1998).  Their syntheses of the evidence would suggest the following generalizations.  First, individuals can potentially increase their earnings in the labor market by obtaining modest amounts of postsecondary education or vocational training without obtaining a degree or certificate.  However, the average economic premium appears to be less certain and smaller in magnitude than the average economic premium yielded by completing an associate’s degree or a vocational certificate.  Second, the size of the premium depends substantially on what subject matter one takes.  (As we shall see in the subsequent section of this chapter on within-college effects, this second point also holds for a bachelor’s and an associate’s degree.)  Third, a year of full-time enrollment can lead to a net increase in earnings over a high school diploma of about 5% or more; and the payoff of completing a year of academic credits at a community college appears to be at least equal to, if not larger than, the payoff of completing the same number of credits at a four-year college.  Fourth, and finally, while there appears to be a statistically significant return to taking a year’s worth of credits at a community college, it is unclear that any real benefit is derived from taking small numbers of community college credits (e.g., one or two courses).[10]

Credential or Program Effects

            In our 1991 synthesis, we uncovered a small body of evidence suggesting that one receives an earnings “bonus” for completing the bachelor’s degree above and beyond the economic return for having the equivalent of four years of college (e.g., 120 credits) but not completing a bachelor’s degree.  The economic literature often refers to this additional earnings increment associated with completing a degree as a “sheepskin effect” or a “credentialing effect” (e.g., Arkes, 1999; Belman & Heywood, 1991; Jaeger & Page, 1996).  Others (e.g., Grubb, 1997, 1998, August) use the term “program effect” to indicate that a degree represents a coherent sequence of courses in a field of study or discipline, as well as a program of general education.  Regardless of the descriptive term employed, the research of the 1990s not only presents substantially more evidence concerning the credential or program effect attributable to obtaining a bachelor’s degree, it also estimates the corresponding credential/program effect linked to sub-baccalaureate degrees and certificates.

            Estimating the credential/program effect of different postsecondary degrees and certificates has been largely the concern of economists (Arkes, 1999; Belman & Heywood, 1991; Frazis, 1993; Grubb, 1996, 1997, 1998, August; Heywood, 1994; Jaeger & Page, 1996; T. Kane & Rouse, 1995a; Surette, 1997).  This body of studies analyzed data from a range of nationally-representative samples.  These include: the 1979 and 1986 follow-ups of the National Longitudinal Study of the High School Class of 1972; the 1989, 1990, and1993 follow ups of the National Longitudinal Study of Youth; the 1984, 1987, and 1990 cohorts of the National Survey of Income and Program Participation; and various iterations of the Current Population Survey.  The typical analytical approach was to regress either hourly wages or annual earnings on a prediction model that specified highest degree or certificate obtained, number of years of postsecondary education completed if no degree was obtained, and, depending upon the specific study, statistical controls for important confounding influences (e.g., tested ability, labor market experience, socioeconomic background, and the like).

            Consistent with the conclusion from our 1991 synthesis, the weight of evidence from this research suggests that the individual who completes a bachelor’s degree obtains a statistically significant earnings advantage over a similar individual with the equivalent of four years of college credits, but no degree.  The magnitude of this earnings advantage is more difficult to determine.  However, across all studies our best estimate is that men with a bachelor’s degree earn, on average, about 15% more than men with four years of college credits but no degree.  For women, the corresponding earnings advantage is about 12%.  Although the estimates are quite variable and not as consistent as those for the bachelor’s degree, the weight of evidence would also suggest the presence of statistically significant credential/program effects for the associate’s degree.  Combining the results from all studies using national samples that provide relevant evidence (Arkes, 1999; Grubb, 1997; Jaeger & Page, 1996; T. Kane & Rouse, 1995a; Surette, 1997), we estimate that men who finish an associate’s degree earn, on average, about 9% more than men with the equivalent of two years of postsecondary education, but no degree.  For women, the corresponding earnings advantage for completing an associate’s degree is about 11%.[11]  We would caution, however, that these estimates, as well as those for a bachelor’s degree, are somewhat rough and may not be particularly robust.

            Finally, although it is not unequivocal, there is also a modicum of evidence from nationally-representative samples to suggest a credential/program effect for completion of vocational training.  For example, Grubb’s (1997) analyses of the 1984, 1987, and 1990 cohorts of the National Survey of Income and Program Participation found that, across all three years, women who obtained a vocational certificate had an average earnings advantage of about 10% over women with one year of postsecondary credits but no credential.  For men, the corresponding advantage was about 10% in 1984, but decreased to near parity or a slight disadvantage in 1987 and 1990.  On the other hand, Surette’s (1997) analyses of the National Longitudinal Study of Youth through 1993 found that men who completed vocational training had a statistically significant 5% advantage in hourly wages over men with the required postsecondary credits but no degree.  Our conclusion then is that the credential/program effect of completing vocational training, while likely real, is somewhat less certain and smaller in magnitude than the credential/program effect for either the associate’s degree or the bachelor’s degree.

Private Rate of Return

            Evidence establishing the net earnings premium of postsecondary degrees provides a perspective on only one part of the economic returns picture.  Premium research focuses primarily on benefits, without considering the attendant costs.  Yet, postsecondary education often requires a financial investment on the part of the student in the form of tuition, books, and other educational fees.  Moreover, for a substantial number of students, the time they invest in postsecondary education is a time during which they forego income or, if they work part-time during college, at least part of the income that they would have earned had they entered the labor force immediately after high school.  Such foregone earnings are sometimes referred to as the opportunity costs of attending college.  Attempts to take the full range of costs into account when estimating the economic returns to postsecondary education has spawned a line of inquiry we will refer to as private (or internal) rate of return research.

            Basically, private rate of return is an attempt to estimate one’s percentage return on investment.  Not surprisingly, the actual computation can get pretty complicated and esoteric due to a number of assumptions that must be considered, such as inflation on foregone earnings (e.g., Alsalam & Conley, 1995; Becker, 1992; Cooper & Cohn, 1997; Geske, 1996; Leslie, 1990; McMahon, 1991).  However, a simple way to visualize at least the fundamental concept of private rate of return to a bachelor’s degree is to divide the difference between average posttax earnings of bachelor’s degree holders and high school graduates by the sum of the private unsubsidized costs of education, plus foregone earnings.  For illustrative purposes, consider the following example using fictitious numbers for simplicity.  Suppose that the average annual posttax earnings of all male bachelor’s degree holders in the county in 1989 was $30,000 and the corresponding average posttax earnings of male high school graduates was $22,000.  Therefore, a male with a bachelor’s degree could expect to earn on average during his working life $8,000 more per year ($30,000 - $22,000) than he would be earning with only a high school degree.  Let’s also suppose that the average total unsubsidized costs of a college education (combining private and public institutions) in 1989, plus average foregone earnings if one didn’t work during college were $60,000.  If postsecondary education were considered an investment, such an arrangement would be the equivalent of purchasing a promise to receive an average of $8,000 annually during one’s working life at a present cost of $60,000.  If we divide $8,000 by $60,000, we see that the average annual yield of investing in a bachelor’s degree is 13.3%.  This 13.3% would be considered the private rate of return to a college degree.[12]

            In our previous synthesis, we concluded that the average private rate of return to a bachelor’s degree, based on studies covering the time period from 1940 to 1982, was somewhere between 11.8 and 13.8%.  When this was adjusted for differences in intellectual ability between high school and college graduates, the private rate of return for a bachelor’s degree fell to between 9.3 and 10.9%.  The evidence we uncovered in our present synthesis suggests that this private rate of return to a bachelor’s degree has remained stable or, parallel to the earnings premium for a bachelor’s degree, perhaps even increased in the late 1980s and early 1990s (Arias & McMahon, 2001; Cohn & Hughes, 1994).  As with our literature review for How College Affects Students, we have had the benefit of a number of excellent reviews of the private rate of return findings in shaping our present synthesis (e.g., Alsalam & Conley, 1995; Becker, 1992; Boesel & Fredland, 1999; Cohn & Hughes, 1994; Geske, 1996; Leslie, 1990; McMahon, 1991; Paulsen, 1998).  Although they differ in the literature they review, all of these syntheses provide a rather consistent estimate of the average private rate of return to a bachelor’s degree at around 12%, with a typical range from about 9-16%.

            From one perspective, these estimates may be biased upward because they typically are not corrected for ability or intelligence.  However, an interesting paper by Arias and McMahon (2001) uses recent studies of identical twins to estimate the average bias to ability and measurement error at about 12%.  Applying their adjustment, our estimate of the average private rate of return to a bachelor’s degree, controlling for ability, would be about 10.6%.[13]

            From another perspective, however, the unadjusted estimates of the private rate of return to a bachelor’s degree may underestimate the true private rate of return because they do not take into account other monetary returns such as health care, retirement, stock options, and support for continuing professional development.  These and related fringe benefits tend to be more substantial in the kinds of jobs held by college graduates (Boesel & Fredland, 1999; Geske, 1996).  There is also the issue of foregone earnings.  Since so many students work while attending college, the assumption of many private rate of return estimates that students will forego all earnings while obtaining their bachelor’s degree seems untenable (Cohn & Rhine, 1989).  Indeed in analysis of the 1985 wave of the Panel Study of Income Dynamics, Cooper and Cohn (1997) found that when they took into account, along with other factors, the average earnings of a student while attending college, the private rate of return to a bachelor’s degree ranged from 12.1 to 19.3%.

            Even if one assumes that the private rate of return is what we estimate the average to be, 12%, such a rate of return compares quite favorably with other investments (Boesel & Fredland, 1999; Cooper & Cohn, 1997).  As Boesel and Fredland point out, returns on the stock market have typically averaged around 11%, but, unlike private rate of return, the stock market rates are nominal returns that disregard inflation.  Moreover, if one considers the option value of a bachelor’s degree (e.g., the option of entering graduate or professional school), as well as the nonmonetary returns (e.g., health benefits, working conditions, lifelong learning, enhanced life chances for children (see Leslie, 1990; Mathios, 1989; McMahon, 1998), a college degree continues to be a reasonably informed and prudent investment.[14][15]

Causal Mechanisms

            Although the evidence is quite clear that bachelor’s and associate’s degrees provide substantial occupational prestige and earnings premia to individuals who obtain them, it is not always as clear just why this is the case.  Determining the causal mechanism(s) underlying the positive link between postsecondary education and both occupational prestige and earnings has become one of the favorite indoor sports of both economists and sociologists.  In our 1991 synthesis, we concluded that no single causal mechanism provided a completely satisfactory explanation and that a number of processes may be at work.  We uncovered little evidence in the decade of the 1990s to suggest a fundamentally different conclusion.

            As suggested by Bills (2000), there are at least seven distinct theories or explanations that economists and sociologists have offered for why those with the most schooling get the most desirable and best jobs.  Since a detailed discussion of these theories is beyond the scope of this book, we confine our synthesis to the evidence regarding three of the major theories: human capital, signaling/screening, and credentialing.  Human capital theory suggests that college graduates have more desirable jobs and earn more than high school graduates because postsecondary education provides the former with marketable skills and abilities relevant to job performance.  Signaling/screening are two complementary mechanisms in that job seekers signal and employers screen (Bills, 2000).  Postsecondary education may not so much influence the cognitive and personal traits related to job productivity as simply select for individuals who have such traits to begin with.  Thus, a college degree can be used by job seekers to signal desirable intellectual and personal traits, irrespective of whether those traits are acquired as the result of postsecondary education.  Employers can use a college degree as a relatively inexpensive screening device to select individuals who they believe possess intellectual skills and personal traits predictive of productivity for the best jobs.  Finally, credentialism posits that employers may not select or reward individuals solely on the rational basis of potential or actual productivity.  Rather, the factors that influence these decisions are shaped by such things as social class, snobbery or, as suggested by Bills (2000, p. 20) “widely shared societal assumptions about the appropriate relationship between schooling and job assignment.”  This would mean that those with postsecondary degrees could end up being overly positioned or rewarded in the labor market for reasons unrelated to individual productivity (Jencks et al., 1979).

            While we found evidence to support each of these explanations, none seems sufficient to unambiguously account for the relationship between educational attainment and labor market rewards.  For example, the most straightforward explanation is probably human capital; and the underlying premise that postsecondary education provides skills that make individuals better employees has considerable logical appeal.  It seems almost axiomatic that a bachelor’s degree in such fields as engineering, accounting, nursing, and speech pathology, to name a few, indicates the completion of a course of study that actually provides knowledge and skills important to effective job performance.  Not inconsistent with this view are Grubb’s (1996; 1997) findings for both men and women that the economic returns to bachelor’s and associate’s degrees tend to be more pronounced when one’s academic major is closely related to one’s job than when it is unrelated.  Similar results are reported for two national samples of bachelor’s degree recipients by Tsapogas, Cahalan, and Stowe (1994) and for graduates of single institutions by Callaway, Fuller, and Schoenberger (1996), Dutt (1997), and Fuller and Schoenberger (1991).  Presumably, if the skills one acquires in his or her program of study are applicable to the job requirements, the economic returns increase, a result generally compatible with human capital theory.  However, as Grubb points out, this may also be explained by the fact that those academic majors that are linked to the highest economic returns are also the ones most likely to lead to related employment (e.g., engineering, business, health).

            Whether evidence suggesting a strong relationship between educational attainment and labor market success is simply the result of increasing one’s human capital is nearly impossible to verify in the evidence we reviewed.  For example, in their analyses of the 1986 follow up of the National Longitudinal Study of the High School Class of 1972, Knox, Lindsay, and Kolb (1993) found an almost monotonic positive relationship between amount of formal postsecondary education completed and both occupational status and earnings, even after controls were introduced for ability test scores, race, gender, and socioeconomic status.  Similar findings are reported for earnings by Arkes (1999) in analyses of the 1993 wave of the National Longitudinal Study of Youth.  One could reasonably view such findings through the lense of a human capital perspective and conclude that, net of ability, the greater one’s acquisition of high level knowledge and skills, as indicated by amount of exposure to postsecondary education, the greater one’s returns in the labor market.  On the other hand, such evidence may merely suggest that years of postsecondary education or degrees signal important personal skills or attributes that employers value because they predict job productivity.  For example, Arkes (1999) concluded that a bachelor’s degree signals intellectual ability to employers.  However, it was also the case that bachelor’s and associate’s degrees provided an earnings premium above and beyond intellectual ability and the equivalent numbers of credit hours required.  This suggests that these degrees may signal personal attributes to employers that they value as predictors of job productivity, other than ability (e.g., ambition, motivation, persistence).

            Other evidence reported by Grubb (1993) is purported to support the screening/signaling hypothesis, at least in part.  Grubb reasoned that if degrees signaled ability or other desirable traits to employers, then they would leave a stronger impact on earnings in salaried occupations, which are presumably screened, than on the earnings of those who were self-employed.  Using the 1986 follow-up of the National Longitudinal Study of the High School Class of 1972, and controlling for such factors as ability, job experience, socioeconomic status, and high school grades, Grubb found mixed support for his hypothesis.  Vocational associate’s degrees counted more in salaried (screened) than in self-employed (unscreened) positions, while generally the reverse was true for the bachelor’s degree.  Grubb concluded that the labor market for sub-baccalaureate credentials works differently than it does for bachelor’s degrees.  Such a finding further underscores the difficulty one has in uncovering a single, or perhaps even a predominant, explanation for the education-earnings relationship.

            Evidence supporting a credentialing explanation for the fact that the more highly educated have the most desirable and best paying jobs rests largely on the evidence we reviewed in the previous section of this chapter on credential or program effects.  As we saw in that section, the weight of evidence was reasonably clear that individuals receive an earnings bonus for completing a bachelor’s or associate’s degree above and beyond the economic return of having the equivalent years of college (four or two, respectively), but not completing the degree.  It is highly questionable that the final year of postsecondary education leading to either the bachelor’s or the associate’s degree actually enhances individual productivity at a higher rate than the preceding years.  Thus, through a credentialing lense, degrees may function as socially-sanctioned gatekeepers by which those who have them gain easier access to higher-paying jobs and career paths than those who do not, for reasons not necessarily related to productivity.  Put another way, postsecondary degrees are less about conferring labor market skills, or signaling ability, than they are about conferring status that can be used in American society to gain entry into the most prestigious and rewarding occupations.

            Of course, the earnings bonus or boost associated with completion of postsecondary degrees does not necessarily lead to credentialing explanation.  Completing a degree might signal personal traits such as perseverance or focus that are important to employers because they predict job productivity.  Moreover, a degree may represent completion of a coherent, integrated program of study that is more predictive of job relevant skills than simply completing an equivalent number of postsecondary credit hours.

            What seems evident is that the causal mechanisms underlying the relationship between educational attainment and both occupational positioning and earnings are complex.  They may function differently, and with varying degrees of importance, in different career paths, at different times in one’s career, in different jobs or labor market sectors, and with changes in the economy and the nature of work.  It may be fruitless to search for a single, dominant explanation.  Furthermore, the increased importance of computers and information technology, and how they influence fundamental notions of work and career may be an additional wild card that shapes broad-based societal perceptions of competence and competitiveness in the labor market (Bassi, 1999).

A Final Word

            In this section, we have attempted to summarize the evidence on the net effects of college on career and economic returns.  Our estimates are based on the average returns that accrue to an individual, irrespective of the type of postsecondary institution attended or one’s academic and nonacademic experiences once there (e.g., major field of study, grades, extracurricular involvement, and the like).  Consequently, they potentially mask variations in between- and within-college effects.  We turn to these in the next two sections of the chapter, starting with between-college effects.

Between-College Effects

Conclusions from How College Affects Students

            The most investigated of all institutional characteristics is that of institutional “quality,” typically assessed in terms of student body selectivity (e.g., average ACT or SAT score of entering students) or reputational and prestige indexes.  Compared with other institutions, elite or selective institutions tend to enroll students with high occupational status aspirations to begin with, and their impact appears to be one of maintaining or perhaps slightly accentuating the status level or academic career orientation of initial choice.  This net impact on career choice is quite small compared to that attributable to career choice at the beginning of college.  It may be particularly true of students attending selective or prestigious institutions that the undergraduate experience is used more to implement than to choose a career.

            Attendance at a selective college modestly increases the likelihood that women will choose sex-atypical (male-dominated) majors and careers and that they will enter sex-atypical occupations.  It also appears that a degree from an elite institution confers a slight advantage in various dimensions of career mobility and success (e.g., technical or supervisor responsibility, level of managerial attainment).  However, with the possible exception that college selectivity may have more positive implications for attainment in the professions than in managerial or business occupations, the weight of evidence indicates that attending a selective or prestigious institution has little net impact on overall job status, job productivity, or job satisfaction.

            Net of other factors, college quality (and particularly selectivity) has a small positive direct effect on earnings.  The best estimate of the magnitude of this effect is that quality indexes account for between 1 and 1 1/2 percent of the variance in individual earnings above and beyond other factors.  There is some evidence that this effect is nonlinear; only those colleges at the very top of the distribution of selectivity or academic reputation may significantly enhance earnings.  Estimates of direct effects may underestimate the total positive impact of institutional quality measures on earnings.  Institutional quality may also have a positive effect on earnings by enhancing educational attainment and attendance at prestigious professional schools.  We conclude that the evidence is more supportive of a screening (as opposed to a human capital) explanation for the apparent impact of college quality on earnings.

            Comparison of two-year and four-year institutions has produced the most pronounced and consistent between-college effects on occupational status.  Net of other factors, students who begin the postsecondary education experience in two-year colleges have significantly lower job status than those who start at four-year institutions.  Most of this difference, however, appears to be attributable to the adverse impact of two-year institutions on educational attainment.  For individuals of equal educational attainment, whether they start at two-year or four-year institutions makes little difference in early occupational status, employment stability or job satisfaction.  Similarly, when individuals of equal background traits and educational attainment are compared, any direct earnings penalties for attending a two-year college are quite small early in the career, though they may increase slightly with longer work experience.  It is likely, however, that initial attendance at a two-year college may have a discernible negative indirect effect on earnings due in large measure to its inhibiting influence on educational attainment.

            There is evidence that men’s colleges have independently enhanced male career choice and attainment in such areas as business, law, and the professions in general.  Substantially more research, however, has focused on the impact of women’s (versus coeducational) institutions.  The weight of evidence suggests that attending a predominantly women’s institution rather than a coeducational one has little or no independent impact on a woman’s career salience (interest in or commitment to a career), the status or prestige level of the job she obtains, her earnings, or the likelihood of her actually entering a sex-atypical career (globally defined according to the percentage of men in the field).  On the other hand, women’s institutions appear to enhance orientation toward a sex-atypical occupation during college, entrance in certain specific sex-atypical occupations (such as medicine and scientific research), and prominence or achievement within a specific occupational status level.

            Net of other factors, attending a predominantly black institution rather than a predominantly white institution appears to have only a trivial impact on the occupational status of black men or black students generally.  However, some evidence suggests that attendance at a black college may enhance the early job status of black women.  There was little consistent evidence to suggest that college racial composition had a statistically significant net impact on the earnings of black men or women.

            Attending a large institution appears to have a small positive influence on occupational status and earnings that is independent of student background characteristics and the selectivity of the student body.  There is parallel evidence to suggest that major research universities, most of which are large, also positively influence earnings; but it is difficult to separate this effect from institutional quality.

            Institutional control appears to have little consistent impact on career choice, occupational status, or women’s entry into sex-atypical careers.  However, public control appears to enhance the likelihood of successfully implementing career plans for becoming an engineer or college teacher while reducing the likelihood of successfully implementing plans for law, business, medicine or nursing.  The major influence of liberal arts colleges may be in their enhancing of women’s choice of sex-atypical majors and careers, although the evidence supporting this conclusion is not particularly strong.  Net of other factors, attending a liberal arts college would appear to have little or no impact on occupational status.

            The most consistent college environmental impact on career choice appears to be that of “progressive conformity.”  Progressive conformity hypothesizes that student career choice will be influenced in the direction of the dominant peer groups in an institution.  A small amount of evidence indicates that irrespective of initial career choice, seniors tend to be planning careers consistent with the most typical academic majors in their institution.  There is also evidence, though less of it, to suggest that independent of initial career choice, a student’s likelihood of actually working in a particular occupation increases with the percentage of majors at his or her college corresponding to that occupation.

            There is modest support for the expectation that transfer between four-year institutions has negative consequences for both early career occupational status and earnings.  Most of this negative effect is indirect through the inhibiting influence of transfer on educational attainment.

            Considering only four-year institutions, the weight of evidence suggests that any statistically significant between-college effects are quite modest in magnitude.  This is particularly the case when compared to the general net effects of attending rather than not attending college.

Evidence from the 1990s

            We uncovered a substantial body of studies conducted during the decade of the 1990s that focused on between-college impacts on career and economic returns.  Much of this research is uneven in terms of methodological rigor; and perhaps in part because of these methodological problems it is difficult to find evidence consistent enough to permit unequivocal conclusions.  Even in those areas where the evidence is relatively strong (e.g., the impact of college selectivity on earnings), there are alternative findings or explanations which tend to muddy the waters.  The same fundamental methodological problem that accompanies any estimate of between-college effects is particularly relevant in determining the between-college effects on career.  Specifically, there is great variability in the cognitive abilities, socioeconomic backgrounds, career aspirations, and ambitions of students attending different kinds of postsecondary institutions (e.g., Behrman, Kletzer, McPherson, & Schapiro, 1995; Behrman, Rosenzweig, & Taubman, 1994; L. Lewis & Kingston, 1989; Lillard & Gerner, 1999; Sazama, 1994).  Furthermore, such individual student characteristics are likely to play a major role in different dimensions of career choice and success.  For example, a number of economists have noted that the economic returns to cognitive skills (i.e., the correlation between scores on standardized cognitive tests and earnings) has increased over the past several decades (e.g., Hoxby & Long, 1999; Murnane, Willett, Duhaldeborde, & Tyler, 1998; Murnane, Willett, & Levy, 1995; Neal & Johnson, 1994).  Similarly, one of the strongest predictors of eventual occupational attainment (e.g., occupational status) is occupational aspirations or ambition when entering college (e.g., Inoue & Ethington, 1997; Kingston & Smart, 1990; Stoecker & Pascarella, 1991; Whitaker & Pascarella, 1994).  Consequently, the relationship between the type of college attended (e.g., selective versus nonselective) and any particular career outcome (e.g., earnings) is likely to be substantially confounded by differences in the career-salient characteristics of the students who attend different kinds of colleges.

            Estimating between-college effects on career and economic returns is also complicated by other factors.  For example, postsecondary institutions not only differ dramatically in the kinds of students they recruit and enroll, they may also differ dramatically in what it costs the individual to attend them (Choy, 1999).  For example, Morganthau and Nayar (1996) point out that the average cost of attending an elite private college (e.g., an Ivy League, or similar, school) is about $1,000/week, while the average cost of attending a public university is about one-fourth of that, or about $250/week.  Moreover, it is clearly the case that many measures of institutional “quality” (e.g., selectivity, academic reputation, prestige) are confounded by whether or not the institution is private.  Even though the “real” costs of attending college may be less because of widespread financial aid in the form of student aid, grants, fellowships, tuition waivers, and the like, these differences in costs are still substantial, and undoubtedly need to be taken into account when estimating the earnings’ returns accruing to the graduates of different kinds of colleges.

            A second factor is major field of study.  As we will see in the section on within-college effects in this chapter, a student’s major field of study is, unsurprisingly, a major determinant of one’s eventual occupation and earnings.  However, it is evident that different types of colleges offer their students different kinds of academic majors.  For example, as pointed out by Jacobs (1999), more selective/prestigious, private institutions tend to focus on academic fields of study that lead to more lucrative jobs (e.g., engineering, business, science).  Conversely, because of their state-oriented mission, less selective, public institutions may be expected, if not required, to offer academic majors that lead to less lucrative occupational paths (e.g., education, social work, home economics).  Thus, if academic field of study is not taken into account, it may be easy to attribute the earnings or occupational status differences of graduates to an institutional effect when it is really the result of one’s major field of study.

            Finally, the estimation of between-college effects on career and economic returns is also complicated by the fact that a substantial number of students in the American postsecondary system attend more than one college or university before earning their bachelor’s degree (Adelman, 1998a).  However, as opposed to such outcomes as learning, cognitive development, and values and attitudes, between-college impacts on career and economic returns do not necessarily assume a human capital or socialization influence (i.e., that some colleges provide a higher quality education than others).  Rather, the impact of where one attends college may, in fact, simply reflect the extent to which completing a bachelor’s degree from that particular institution signals personal traits that employers value as predictive of job performance or productivity, irrespective of where they were acquired (e.g., high intelligence, ambition, social skills, and the like).

            The above considerations clearly make the estimation of between-college effects on career and economic returns complex and fraught with ambiguities.  Nevertheless, we have attempted to synthesize this body of evidence within the following general categories: institutional quality, institutional control, Carnegie classification, institutional size, institutional racial composition, institutional gender composition, two-year versus four-year colleges, and impact of peers.

Institutional Quality

            Research estimating the net impacts of institutional quality constituted at least 50% of the total body evidence we uncovered pertaining to between-college effects on career and economic returns.  Not surprisingly, different studies operationally defined institutional quality in different ways.  Included were such dimensions as: academic expenditures/student, faculty/student ratio, percentage of faculty with Ph.D.s, tuition costs, reputational ratings, average faculty salaries, and selectivity (typically based on the average ACT or SAT scores of entering freshmen).  An obvious problem, of course, is that all these various dimensions of institutional quality tend to be substantially and positively intercorrelated.  For example, the most academically selective institutions tend also to have the highest reputational ratings, the highest faculty salaries, the highest expenditures/student, and, because they also tend to be private, the highest tuition costs.  As a result, and because of the vagaries of multiple regression procedures when the predictors are highly correlated, determining which quality dimensions are having the strongest impact is frequently problematic.  Some researchers have dealt with this problem by creating a composite measure of institutional quality that combines several of the dimensions indicated above.  Most, however, have employed institutional selectivity (e.g., the average ACT or SAT score of incoming students) as a single proxy measure for institutional quality.  The research on the impact of institutional quality has focused on career choice, occupational status, career mobility and success, and earnings.
Career Choice

            What little evidence we uncovered suggests that institutional quality measures have only a mixed impact on students’ career choices during college.  For example, Cole, Barber, Bolyard, and Linders (1999) focused on the career choices of high achieving arts and sciences majors (grade point averages of 2.8 or above) at 34 institutions: 8 Ivy League schools, 13 liberal arts colleges, 9 large state universities, and 4 historically black colleges.  Statistical controls were introduced for an extensive set of potential confounding influences such as: race, specific freshman career interest, academic ability, college grades, interaction with faculty, influence of work experience, and the like.  In the presence of such controls, attending an Ivy League institution (versus all others) had no significant impact on choosing law, medicine, or college teaching as a career.  Attending an Ivy League school did modestly, but significantly increase the likelihood that one would choose business as a career.  However, this increase was essentially attributable to differences in senior-year business career choice between students at Ivy League schools and seniors at large public universities.  In all four career choices (law, medicine, business, and college teaching), initial interest in a career as a freshman was, by far, the strongest predictor of senior career choice.

            Tusin (1991) analyzed the 1971-80 Cooperative Institutional Research Program data to determine why women choose elementary and secondary school teaching as a career.  Net of a battery of potential confounding influences, including freshman-year career choice, institutional selectivity had a modest, but statistically significant negative influence on choosing elementary or secondary school teaching as a career.  Such a finding may reflect the influence of faculty and peer cultures at selective institutions in shaping a student’s career aspirations and choice.  The normative press of the culture at selective, elite institutions may function to steer student aspirations toward career choices that are perceived as more lucrative and “prestigious” than teaching in elementary or secondary schools.  At the same time, the effect could just as easily be attributable to the fact that more selective colleges and universities, particularly if they are private, are substantially less likely to offer education and teacher preparation as a major field of study.

Occupational Status

            Consistent with conclusions from our 1991 synthesis, we found little evidence to suggest that measures of institutional quality have more than a trivial and statistically nonsignificant direct impact on overall occupational status.  Analyzing the 1986 follow-up of the National Longitudinal Study of the High School Class of 1972, Knox, Lindsay, and Kolb (1993) introduced statistical controls for such factors as tested academic ability, race, gender, socioeconomic background, college grades, major field of study, educational attainment, and the like.  In the presence of these controls, the selectivity of the institution attended had a small and nonsignificant effect on the occupational status of the job one held in 1986.  Remarkably consistent results are reported by Avalos (1996), analyzing the 1994 follow-up of the Cooperative Institutional Research Program’s 1985 Freshman Survey, and by Dey, Wimsatt, Rhee, and Waterson (1998), analyzing the 1974-75 and 1992-93 follow-up of 1,957 high school seniors from the Wisconsin Longitudinal Study.  Both studies employed an analytical design similar to that of Knox et al. and introduced statistical controls for salient confounding influences.  In the Avalos study, institutional selectivity failed to have a significant direct impact on 1994 occupational status; and in the Dey et al. study, neither institutional prestige (e.g., composite of selectivity, percent of students seeking a Ph.D., median high school grades of entering students, and ratio of high ability applicants to total number of admitted students) nor institutional resources (e.g., average faculty salary, faculty with Ph.D.s, number of library volumes) significantly influenced 1974-75 occupational status or 1992-93 occupational status.[16]

            All three of the studies cited above (i.e., Avalos, 1996; Dey et al., 1998; Knox et al., 1993) focus on estimating the net direct influence of measures of institutional quality on overall occupational status.  While the clear weight of evidence suggests that this direct influence is trivial and not statistically significant, it is likely that institutional quality may, nonetheless, have at least a modest positive, indirect effect on occupational status.  This indirect influence is attributable to the fact that (as we saw in Chapter    ) dimensions of institutional quality such as student body selectivity positively influence educational attainment, which, in turn, is a strong determinant of the prestige of the job one holds.  Unfortunately, the analytical models in the investigations by Avalos (1996), Dey et al. (1998), and Knox et al. (1993) do not permit us to estimate the magnitude or statistical significance of this indirect effect.

            The failure of college quality measures to directly influence overall job status is consistent with our 1991 conclusions.  However, also consistent with our 1991 conclusions is evidence to suggest that attending a selective college enhances occupational attainment in specific professions such as medicine and law.  For example, Lentz and Laband (1989) found that even with controls for college grades, college courses taken, Medical College Admissions Test scores, race, and parental occupation and education, the academic selectivity of the college one attended had a statistically significant, positive influence on admission to medical school.  Similarly, Kingston and Smart’s (1990) analyses of the 1980 follow-up of the 1971 Cooperative Institutional Research Program freshman survey found that attending one of the 74 most selective private colleges in the United States significantly increased one’s likelihood of completing a high status professional degree (i.e., MD, JD, MBA).  This effect persisted even in the presence of statistical controls for such factors as race, sex, family background, high school achievement, precollege occupational aspirations, and self-estimates of academic ability and drive to achieve.  Interestingly, in both studies this effect was nonlinear, and generally accrued only to those students attending the most selective or elite institutions in the country.  For Kingston and Smart, it was institutions having incoming freshmen with an average combined SAT score of 1175 or higher, while for Lentz and LaBand, it was institutions where more than 75% of the freshmen were in the top 10% of their high school class and scored over 1250 on the combined SAT.  Such institutions, at most, educated about 1 or 2% of all four-year college students in the national postsecondary system.  For the remaining 98% or so of all four-year college students, the selectivity of the institution they attended made little or no difference.

Career Mobility and Success

            Consistent with the conclusions of our 1991 synthesis, we found a small body of evidence to suggest that attending a selective college confers a modest advantage in job attainment and career mobility.  The evidence, however, is somewhat complex and suggests that college quality may signal an individual’s ability to employers, rather than conferring unique skills that make for better job performance.  Data from graduates of accounting programs in 82 universities was analyzed by Colarelli, Dean, and Konstans (1991) to determine if institutional characteristics influenced job offers and early job productivity.  Measures of institutional quality such as student body selectivity and institutional resources were both significantly and positively related to the number of job offers an individual received from the eight largest and most prestigious accounting/consulting firms in the region.  However, after one year on the job supervisors’ ratings of job performance and promotability were unrelated to institutional resources and actually had a significant negative association with institutional selectivity.

            A more focused set of longitudinal studies by Spilerman and colleagues (Ishida, Spilerman, & Su, 1997; Spilerman & Lunde, 1991) investigated the educational factors that influenced job promotion prospects in a single large insurance company.  Spilerman and Lunde (1991) introduced statistical controls for years of education, race, gender, age, seniority, and salary grade level and found that a measure of college selectivity had modest, but statistically significant positive effects on promotion in the middle organizational ranks where college training would provide relevant job skills.  The selectivity of the institution one attended had only a chance impact on the likelihood of being promoted at either the lowest or highest organizational ranks in the company.  Generally consistent results were also reported by Ishida, Spilerman, and Su (1997) in what appears to be a further study of promotion in the same company.  With controls for level of formal education, college major, age, race, sex, and seniority, institutional selectivity once again had a modest, but statistically significant positive impact on promotion to the middle organizational ranks of the company (i.e., senior management), but essentially only a chance effect on promotion at either lower or higher ranks (i.e., administrative or vice-presidential grades).

            Although it is more prominent in the Spilerman and Lunde (1991) study than in the Ishida, Spilerman, and Su (1997) study, both investigations provide evidence to suggest that at the lower and middle ranks of the firm they studied, the impact of college selectivity on promotion varied with experience or seniority in the firm.  The positive effect of college selectivity was greatest for employees who were recent or initial hires in the firm and at the early stages in their careers.  As seniority in the firm increased, and direct measures of job performance became available, the selectivity of the college one attended decreased in importance.  Spilerman and his colleagues conclude from such evidence that given lack of direct information on job performance of new hires at the beginning of their careers, the firm’s employers use college selectivity as a proxy or “signal” for the possession of intellectual and related skills that are important for job performance.  However, if college selectivity signals higher intellectual or other skills related to effective job performance, it is not clear from either the Spilerman and Lunde or Ishida, Spilerman, and Su studies if the individual acquires them from his or her experience in college or essentially entered college with them.[17]

            Finally, there is also evidence of an indirect nature that speaks to the effect of college quality on career mobility.  Robst (1995) analyzed data from 560 male heads of household between 18 and 64 years of age in the 1976, 1978, and 1985 waves of the Panel Study of Income Dynamics.  His purpose was to estimate the net impact of college selectivity on the probability that an individual was employed in a job for which he was overeducated (i.e., held a job in which his education was substantially higher than that typically required).  With controls for years of education, work experience, number of years in one’s current job, and scores on a 13-question sentence completion test, three institutional quality measures (i.e., average ACT/SAT scores of the entering freshmen, educational and general expenditures per student, and a prestige rating) had modest, but statistically significant negative effects on the probability of being overeducated.  Moreover, college selectivity was also positively associated with the likelihood of moving from being overeducated for one’s job in 1976 to being in a job in 1985 for which one was not overeducated.  The findings of the Robst study, however, are likely confounded by the inability to control for men’s precollege levels of career or occupational aspirations—strong predictors of both a man’s eventual occupational level and the type of college he attends (Pascarella & Terenzini, 1991).  Robst also candidly points out that it is questionable that a 13-item sentence completion test is an adequate measure of individual cognitive ability.  In short, the presumed negative effects of college quality on overeducation may in fact be attributable more to the characteristics of the men who attend high quality colleges.[18]

Earnings

            Perhaps the largest single body of research on between-college effects on career and economic benefits concerns the impact of undergraduate institutional quality measures on individual earnings.  Once again, institutional quality is operationally defined in different ways in different investigations, but student body selectivity appears to be the most common proxy for college quality.  The typical study in this body of research analyzes data from a nationally-representative sample, uses the natural logarithm of earnings as the dependent variable in order to adjust for positive skewness in the distribution of earnings, and introduces statistical controls for factors that potentially confound the relationship between the quality of the institution attended and an individual’s earnings.  These confounding factors include such variables as ability test scores, family socioeconomic background, race, sex, major field of study, educational attainment, and the like.  On average, the studies we reviewed explained considerably less than half of the variance (R2) in individual earnings, typically in the neighborhood of 25-35%.  Unless one is willing to accept the view that two-thirds or more of the earnings differences among college graduates are attributable to luck, it seems reasonable to conclude that a number of important influences on earnings are not taken into account in the literature we reviewed.

            This large percentage of unexplained variance does not necessarily mean that it is impossible to get a reasonably accurate estimate of the net effects of institutional quality on earnings.  However, in analyzing the evidence we would argue that, in addition to such factors as race, sex, family socioeconomic factors, educational attainment, measures of labor market experience, and the like, obtaining an unbiased estimate of the net, direct impact of institutional quality on individual earnings means that four additional influences need to be taken into account.  These are: 1) cognitive or intellectual ability, 2) ambition, 3) major field of study during college, and 4) the differential costs of attending different kinds of institutions.  As previously pointed out in this chapter, cognitive ability and ambition are important considerations because they are not only highly correlated with attending a selective or elite institution (e.g., A. Astin, 1993b; Dale & Krueger, 1999; Lillard & Gerner, 1999; Pascarella & Terenzini, 1991), but are also salient predictors of earning potential (Monks, 2000; Murnane et al., 1995; Sweetman, 1994a, 1994b; Whitaker & Pascarella, 1994).  Similarly, it is important to take into account major field of study because selective/prestigious institutions tend to offer academic fields of study that lead to the most lucrative jobs (Jacobs, 1999).  Finally, failure to account for the substantially higher costs typically associated with attending a selective/prestigious (and often private) college can lead to inflated estimates of the actual net earnings benefits associated with attendance and graduation from such institutions (Behrman, Rosenzweig, & Taubman, 1996; Brewer, Eide, & Ehrenberg, 1999; S Thomas, 1998; S. Thomas, 2000).  Nearly all of the effects of college quality on earnings is derived from secondary analyses of preexisting data sets.  The variables represented in most of these data sets simply do not permit one to introduce controls for all, or even most, of the important confounding influences.  Consequently, as suggested by Kane (T. Kane, 1998, p. 432) in a summary caution about research on college quality and earnings, “what looks like an effect of attending an elite college may really be an effect of unmeasured preexisting differences in academic or earning potential.”

            Our present synthesis is based on evidence from 26 individual published and unpublished studies which appeared between 1989 and 2000.  These investigations analyze data from numerous independent data sets.  The specific data sets and the studies that employ them were as follows:

1.     The National Longitudinal Study of the High School Class of 1972-1979, and 1986 follow-ups (Arcidiacono, 1998; Brewer et al., 1999; Dale & Krueger, 1999; Hoxby & Long, 1999; James & Alsalam, 1993; James, Alsalam, Conaty, & To, 1989; Knox et al., 1993; Loury, 1997; Sweetman, 1994a, 1994b).

2.     The High School and Beyond 1980 and 1982 cohorts followed up in 1986 and 1991, respectively (Brewer & Ehrenberg, 1996; Brewer, Eide, & Ehrenberg, 1996; Fitzgerald, 2000; Fox, 1993; Hilmer, 2000; T. Kane, 1998; Loury, 1997).

3.     The National Longitudinal Survey of Youth, 1987-89, 1993, and 1995 follow-ups (Daniel et al., 1996a; Daniel, Black, & Smith, 1996b; Hoxby & Long, 1999; Monks, 2000).

4.     The College and Beyond 1976 cohort followed up in 1995 (Bowen & Bok, 1998; Dale & Krueger, 1999).

5.     The Baccalaureate and Beyond Study of 1992-1993 graduates followed up one year later (S Thomas, 1998) and four years later (S. Thomas, 2000).

6.     The National Center for Education Statistics Surveys of Recent College Graduates: 1985-86 graduates followed up in 1987 (Rumberger & Thomas, 1993); 1989-90 graduates followed up in 1991 (Tsapogas et al., 1994).

7.     The National Science Foundation New Entrants Survey of 1992 graduates followed up in 1993 (Tsapogas et al., 1994).

8.     The Occupational Changes in a Generation, 1972 data (Hoxby & Long, 1999).

9.     The Cooperative Institutional Research Program data: 1972 freshmen followed up in 1980 (Kingston & Smart, 1990); 1985 freshmen followed up in 1994 (Avalos, 1996).

10.    The Panel Study of Income Dynamics from 1975 to 1992 (Turner, 1999, April).

11.    A survey of identical and nonidentical female twins born in Minnesota and followed-up in 1993 at about age 45-46 (Behrman, Rosenzweig et al., 1996).

            The body of evidence yielded by these investigations would suggest the following general conclusions.  First, although there are some clear exceptions (Arcidiacono, 1998; Avalos, 1996; James & Alsalam, 1993; Knox et al., 1993; S Thomas, 1998; Tsapogas et al., 1994), the weight of evidence suggests that measures of institutional quality, and particularly student body selectivity, have statistically significant, positive net impacts on subsequent earnings.  Our best estimate is that, net of other influences (including both individual student characteristics and other institutional characteristics such as private control and size), attending a college with a 100 point higher average SAT score (or ACT equivalent) is associated with about 2 to 4% higher earnings in later life. [We note that this estimate is somewhat more conservative than other summaries (e.g., Dale & Krueger, 1999; Hilmer, 2000), but this difference is likely attributable to the fact that we derive our estimates from a somewhat broader range of studies.]  Moreover, when differential tuition costs are taken into account to adjust for the fact that the most selective institutions are typically private, the positive effect of attending a selective or elite institution on subsequent earnings is reduced but does not disappear (e.g., Behrman et al., 1994; Brewer & Ehrenberg, 1996; Brewer et al., 1999; Sweetman, 1994a).  Second, consistent with the conclusions from our 1991 synthesis, there is also evidence to suggest that the impact of institutional selectivity on earnings is nonlinear.  Only those elite institutions at the very top of the selectivity distribution may have a substantial impact on earnings (e.g., Fox, 1993; Hilmer, 2000; Kingston & Smart, 1990).  Third, there is empirical support for the contention that the net impact of institutional selectivity or similar quality measures on earnings has increased over time.  Investigations that consider the effects of college selectivity for different national cohorts in different time periods tend to find that its estimated impact on earnings is of a somewhat larger magnitude in more recent than in older cohorts (Brewer et al., 1996; Hoxby & Long, 1999; Loury, 1997; Turner, 1999, April).  Finally, there is also evidence suggesting that, in addition to its statistically significant direct effect on earnings, college selectivity may also have a positive indirect effect due to its enhancement of educational attainment and graduate or professional school attendance (Arcidiacono, 1998; Eide, Brewer, & Ehrenberg, 1998).  Since these studies do not control for either precollege educational or occupational aspirations, however, it is likely that this indirect effect is biased upward by some unknown amount.

            Although most of the evidence on institutional quality and earnings employs various measures of selectivity as the primary quality indicator, there is also evidence to suggest that other quality indicators may be linked with earnings.  Unfortunately, there is little in the way of evidence that is consistent across studies analyzing different samples.  For example, with controls for other college characteristics as well as individual-level confounding variables, Daniel, Black, and Smith (1996a; 1996b) found that expenditures per student had a significant, positive effect on wages for men, though not for women.  However, there is only mixed support for this finding in the work of Behrman, Rosenzweig, and Taubman (1996), Dale and Krueger (1999), and Fitzgerald (2000), and none at all in findings reported by James and Alsalam (1993) and Tsapogas, Cahalan, and Stowe (1994).  Similarly, Tsapogas, Cahalan, and Stowe found that percent of faculty with a Ph.D. positively influenced earnings in one national sample they analyzed, but not in the other.  Moreover, there was little support for the unique, positive impact of percent of faculty with a Ph.D. in the earnings functions of Daniel, Black, and Smith (1996a; 1996b). Behrman, Rosenzweig, and Taubman did find that average faculty salaries at the institution attended positively influenced the subsequent earnings of women, but we uncovered no independent replication of their evidence.

            Aside from various measures of institutional selectivity, we uncovered only one institutional quality indicator, faculty/student ratio, that was found to have a significant, positive net effect on earnings across independent samples.  Both Behrman, Rosenzweig, and Taubman (1996) and Daniel, Black, and Smith (1996b) found that attending an institution with a high faculty/student ratio had a significant, positive effect on earnings, net of other factors.  However, even here the overall findings are inconsistent.  In their analyses of two independent national samples, Tsapogas, Cahalan, and Stowe (1994) found that an institution’s faculty/student ratio had a significant, net positive effect on earnings in one sample, and a significant, net negative effect on earnings in the other sample.  Similarly, Fitzgerald's (2000) analyses of the 1991 follow-up of the 1980 High School and Beyond cohort reported that an institution's ratio of faculty to students had no net impact on women's earnings and a small negative effect on the earnings of men.

            Thus, the bottom line would appear to be that, when institutional quality is defined largely in terms of academic or student-body selectivity, it has a generally consistent positive effect on subsequent earnings.  Our estimate is that each hundred point increase in the average SAT score (or ACT equivalent) of the entering students at a college increases earnings by about 2 to 4%, though earnings may be most clearly enhanced by attending an institution at the very highest or elite levels of the selectivity distribution.  We would argue, however, that the body of research evidence on which we base this conclusion probably provides an inflated estimate of the impact on subsequent earnings of having a bachelor’s degree from a selective institution.  Due in large measure to the fact that they are generally conducting secondary analyses of existing data sets, nearly every investigation we reviewed in this body of research was unable to control for one or more salient confounding variables.  This was the case for even the most meticulously conducted and methodologically rigorous studies.  For example, Brewer and Ehrenberg (1996) considered cognitive ability and differential tuition costs, but did not control for either undergraduate major or an individual’s precollege ambition.  Both Bowen and Bok (1998) and Fitzgerald (2000) introduced statistical controls for cognitive ability and major field of study, but not for differential tuition costs or ambition.  Most recently, Thomas (2000) controlled for cognitive ability and academic major and considered differential costs in the form of a debt/earnings ratio.  However, he included no ambition measures in his prediction of earnings.

            It is measures of individual ambition that are almost universally absent in investigations of the impact of college quality on earnings.[19]  This absence should probably come as no great surprise as measuring ambition in a way that predicts one’s future economic success is a nontrivial challenge.  Unfortunately, the inability to adequately specify an individual’s ambition in regression models does not prevent unmeasured or unobserved ambition from confounding the relationship between the selectivity of the college one attends and his or her subsequent earnings.  In short, elite, highly selective colleges may simply recruit and enroll students who would have a high earnings capacity, irrespective of where they went to college.

            This issue has been creatively addressed in an important study by Dale and Krueger (1999).  They hypothesized that, given broad public awareness of the link between attending an elite college and career success, the selectivity of the colleges to which a student applies may signal unaccounted for ambition and earnings capacity.  They tested this hypothesis for a combined sample of men and women by reanalyzing data from the 1995 follow-up of the 1976 cohort from the College and Beyond data set. (Previous analyses of this data by Bowen and Bok (1998) had yielded significant net positive effects of college selectivity on 1995 earnings.) A basic equation was developed which regressed the natural logarithm of 1995 earnings on predicted parental income, individual SAT score, sex, race, high school academic achievement, collegiate athletic participation, and college selectivity (average SAT score).  In this equation college selectivity had a significant, positive effect on earnings.  However, when measures of the average selectivity of the colleges to which one applied and the number of applications one made were added to this equation, the effect of college selectivity on earnings was reduced to a magnitude that was trivial and nonsignificant.  Furthermore, this finding appeared to be robust.  Almost exactly the same results were obtained when the same control for ambition was applied to a combined sample of men and women from the 1986 follow-up of the National Longitudinal Study of the High School Class of 1972—a more nationally-representative sample than College and Beyond.  When a measure of precollege ambition was taken into account in either sample, students who attended more selective institutions did not earn more than their counterparts who were accepted and rejected by comparable schools but attended less selective institutions.

            Despite the volume of evidence concerning college selectivity and earnings reviewed above, we tend to agree with Dale and Krueger (1999, p. 29) that their “findings cast doubt on the view that school selectivity, as measured by the average SAT score of the freshmen who attend a college, is an important determinant of students’ subsequent incomes.”  Put another way, extremely bright and ambitious students (i.e., those with a high earnings capability) are more likely than other students to attend and graduate from highly selective colleges.  Whether such elite institutions contribute significantly more to those students’ earnings capabilities[20] than would less selective schools, however, is problematic.[21]

            In addition to the problem of unmeasured ambition, there is also the question of which students are really receiving significant economic returns from attending a selective institution.  There is at least some evidence to suggest that studies that fail to take into account a student’s educational path, practically a universal characteristic of the existing body of research, overestimate the effects of institutional selectivity for what may be the majority of students.  In an analysis of the 1986 follow-up of the nationally-representative High School and Beyond sample, Hilmer (2000) estimated the net returns to undergraduate college selectivity for three groups of male graduates: direct attendees (those who initially enrolled at the institution and remained there through graduation); university transfers (those who transferred to the institution from another four-year college); and community college transfers (those who transferred to the institution from a two-year community college).  With controls for such factors as race, high school and college grades, tested math and reading ability, college major, labor market experience, and having a postgraduate degree, but not ambition, the overall effects of college selectivity (average student SAT score) on earnings were trivial and nonsignificant for direct attendees.  Four-year and community college transfers derived significant economic returns from selectivity, but only if they transferred to, and graduated from, a four-year institution that had an average student SAT score of 1200-1400.  Since four-year and two-year college transfer students comprised only about a third of Hilmer’s nationally-representative High School and Beyond sample, his findings suggest that for the majority of male four-year college graduates (direct attendees) the selectivity of the college attended has little impact on their subsequent economic success.

Institutional Control (Private Versus Public)

Career Choice

            There is some limited evidence that institutional control may have an impact on the prestige of one's career choice.  In Astin's (1993b) analyses of the 1985-89 Cooperative Institutional Research Program data, he attempted to estimate the effects of different institutional characteristics on college seniors' choice of various careers.  With controls for initial career choice, other individual-level background traits, institutional characteristics, and measures of student academic and social involvement in college, attending a private university had a positive influence on seniors' choice of physician as a career.  Conversely, attending a private institution had a negative effect on choice of school teacher as a career.

Occupational Status

            We found little to suggest that attending a private (as compared to a public) postsecondary institution had anything more than a trivial and statistically nonsignificant influence on overall occupational status.  Analyzing the 1986 follow-up of the National Longitudinal Study of the High School Class of 1972, Knox, Lindsay, and Kolb (1993) introduced statistical controls for race, sex, family background, tested academic ability, college grades, college major, educational attainment, institutional selectivity, and institutional size.  In the presence of such controls, attending a private (versus public) institutional as an undergraduate had only a small, chance influence on 1986 occupational status.  Consistent results are reported by Dey, Wimsatt, Rhee, and Waterson (1998) analyzing the 1974-75 and 1992-93 follow-ups of the Wisconsin Longitudinal Study of 1957 High School Seniors.
Earnings

            We uncovered a substantial body of studies that attempted to estimate the unique impact of attending a private (versus public) institution on earnings.  The specific data sets and studies that employ them are as follows:

1.     The National Longitudinal Study of the High School Class of 1972, 1986 follow-up (Arcidiacono, 1998; James & Alsalam, 1993; James et al., 1989; Knox et al., 1993; Sweetman, 1994a, 1994b).