MIKHAIL G. MYAGKOV AND D. RODERICK KIEWIET
Czar Rule in the Russian Congress of People's Deputies?
Legislative Studies Quarterly XXI:5-40
We construct a formal model, based upon the rules and structure of the Russian Congress of People's Deputies, to characterize equilibrium strategies pursued by an agenda-setting Speaker. In conjunction with information about the distribution of preferences in the RCPD, our Czar Rule model yields several testable hypotheses. The model receives some empirical backing, but overall the results of our analyses do not support it. We therefore attribute the conflict between the Yeltsin government and the RCPD to fundamental disagreements over policy and not to internal contradictions in constitutional design.
PATRICIA K. FREEMAN AND LILLIARD E. RICHARDSON, JR.
Explaining Variation in Casework Among State Legislators
Legislative Studies Quarterly XXI:41-56
What variables affect the provision of casework in state legislatures? Using survey data of legislators collected in four states, we examine what influences legislators' commitment of time to the provision of constituency service. We find that several variables affect the amount of time legislators devote to casework: state-level factors, the number of demands made on the legislator, and the legislator's belief about what is important. We also examine the relationship between the legislator's time commitment and different types of service activities.
GARY F. MONCRIEF, JOEL A. THOMPSON, AND KARL T. KURTZ
The Old Statehouse, It Ain't What It Used to Be
Legislative Studies Quarterly XXI:57-72
This paper reports data from a survey sent to all state legislators who have served for more than 15 years. The purpose of the questionnaire was to ascertain the nature and extent of changes in the legislature during the members' tenure. Veteran legislators perceived significant changes in influence structures within the legislature, in the nature of their job, and in the general environment in which they legislate. Variations in some of their perceptions are associated with differences between types of legislatures.
SALLY FRIEDMAN
House Committee Assignments of Women and Minority Newcomers, 1965-1994
Legislative Studies Quarterly XXI:73-81
This paper examines the effects of gender and race on the prestige of House newcomer committee assignments since 1965. Due to the advancement of women and minorities in other areas of social life as well as the changing internal character of Congress, there should be increasing equity in the prestige of their congressional committee assignments. Findings generally confirm the author's expectations, although periodic surges and declines in the data, particularly for women, point up the impact of short-run political conditions. More generally, the data highlight linkages between Congress and the larger social system; continued equity depends on the nature of these linkages.
GARY J. MILLER, THOMAS H. HAMMOND, AND CHARLES KILE
Bicameralism and the Core: An Experimental Test
Legislative Studies Quarterly XXI:83-103
While the primary problem confronting democratic theorists in the past several decades has been majority rule instability, recent formal results suggest that this problem is diminished by long-standing constitutional provisions such as bicameralism. Bicameralism should theoretically be much more likely to create a set of stable and undominated outcomes--a core. This paper reports a series of experiments testing whether individuals partitioned into two chambers do in fact behave as the formal theory of bicameralism predicts. In two sets of trials, the outcome chosen under a given bicameral partition is almost always in the bicameral core for that partition, and a change in the bicameral partition has a statistically significant impact on the choice of outcome.
R. MICHAEL ALVAREZ AND PAUL GRONKE
Constituents and Legislators: Learning About the Persian Gulf War Resolution
Legislative Studies Quarterly XXI:105-27
This study examines how much citizens know about a highly salient roll-call vote: the Gulf War Use of Force Resolution. Citizens' awareness of how their representatives voted, while not great, was not trivial. Drawing on survey response theory, the authors determine that how well citizens are able to recall or guess their representatives' positions is structured by individual characteristics and a reasonable set of contextual cues. In their conclusion, the authors draw implications for the impact of public opinion on foreign policy, the ability of citizens to monitor their representatives in noncampaign periods, and for theories of the representation process.
ROBERT K. GOIDEL AND DONALD A. GROSS
Reconsidering the 'Myths and Realities' of Campaign Finance Reform
Legislative Studies Quarterly XXI:129-49
Our analysis uses simulations to consider the likely impact of campaign finance reform on electoral outcomes and electoral competitiveness. The analysis improves upon previous research by both utilizing more than a single econometric model as a basis for the simulations and utilizing a wide range of campaign finance scenarios. Conclusions as to the likely impact campaign finance reform has on electoral competitiveness rely on the model employed and the type of campaign finance reform considered.
ALAN ROSENTHAL
State Legislative Development: Observations from Three Perspectives
Legislative Studies Quarterly XXI:165-98
Political scientists have viewed modern state legislatures from three
perspectives: legislative reform in the 1960s and 1970s, legislative
professionalization in the 1980s, and most recently legislative
institutionalization. Institutionalization is best indicated by the boundedness
of the legislature from the environment, as specified by personnel
differentiation, normative structure, and managerial autonomy. When various
indicators are taken into account, legislatures appear to be moving in the
direction of deinstitutionalization.
JAMES BUTTON AND DAVID HEDGE
Legislative Life in the 1990s: A Comparison of Black and White State Legislators
Legislative Studies Quarterly XXI:199-218
Although the number of black state legislators has increased dramatically in
the last several decades, there is relatively little known about these important
officeholders and how they compare to their white colleagues. Through a
nationwide survey conducted in 1991-92, we gain some information on these
legislators. The results depict some similarities among black and white
legislators in terms of background characteristics and public policy concerns.
The more obvious trends in the survey findings, however, are the many
significant racial differences between these lawmakers, especially their
perceptions of black legislative life and racial progress. While region, racial
composition of district, party status, and gender serve to condition these
racial disparities, significant differences in black-white legislative views
remain.
JAMES W. ENDERSBY AND KAREN M. MCCURDY
Committee Assignments in the U.S. Senate
Legislative Studies Quarterly XXI:219-33
Because fundamental control over the legislative process occurs not on the
floor but in standing committees, and because assignment to important standing
committees increases members' power to control the legislative agenda,
congressional committee assignments are important in determining the political
and electoral success of incumbents. Changing membership patterns of committees
over time provide some clues on the importance of seats on the committees. Using
data on committee membership for the U.S. Senate for congresses from World War
II to the 103d Congress, we measure the relative value of seats on Senate
committees. We assume that senators who transfer from one committee to another
are increasing their political and electoral capital. Two different measures
developed by Bullock and Sprague and Munger are employed to create an ordering
of Senate committee membership prestige. Committee assignment allocation
processes in the House of Representatives and the Senate produce similar,
expected rankings of legislator preferences among seats on standing committees.
PEVERILL SQUIRE AND ERIC R.A.N. SMITH
A Further Examination of Challenger Quality in Senate Elections
Legislative Studies Quarterly XXI:235-48
In this note we use survey data from the 1988 and 1990 NES Senate Elections
Studies to examine the concept of challenger quality in greater depth than
previous studies have done. We look at our measures of challenger quality from a
number of angles to confirm their utility. We also use the pooled data to show
that they produce the expected relationships with campaign-related variables,
and that they perform better than other measures of challenger quality.
STEPHEN ANSOLABEHERE AND ALAN GERBER
The Effects of Filing Fees and Petition Requirements on U.S. House Elections
Legislative Studies Quarterly XXI:249-64
Recent theoretical work suggests that barriers to entry in political
campaigns can affect who runs for office and how much effort they devote to that
enterprise. We investigate the effects of legal barriers to competition—in the
form of filing fees and petition requirements—on congressional election
results during the 1980s. Higher ballot access requirements significantly
increase the frequency of uncontested seats and decrease the frequency of
retirements. Contrary to Supreme Court opinions, petitions pose as great a
burden on potential challengers as filing fees do.
BARRY RUNDQUIST, JEONG-HWA LEE, AND JUNGHO RHEE
The Distributive Politics of Cold War Defense Spending: Some State Level
Evidence
Legislative Studies Quarterly XXI:265-81
This study evaluates the distributive politics theory. We analyze a pooled
cross-section time series of data on the distribution of prime military
contracts among the states during the period 1965-83. Unlike earlier studies,
this one finds a significant relationship between representation on House and
Senate defense committees and the distribution of military contracts.
GARY MONCRIEF, JOEL A. THOMPSON, AND WILLIAM CASSIE
Revisiting the State of U.S. State Legislative Research
Legislative Studies Quarterly XXI:301-35
Fifteen years ago, in this journal, Malcolm Jewell surveyed the field of
state legislative research. In so doing, he identified some topics about which
we, as a scholarly community, did not have adequate information. He also
suggested some lines of inquiry for further research. In effect, in that 1981
article, Malcolm Jewell helped define the research agenda for a generation of
state legislative scholars by discussing the state of our knowledge in seven
specific areas. In this article we update the state of our knowledge in those
seven areas by surveying more than 160 studies published in the years subsequent
to Jewell's "The State of U.S. State Legislative Research."
ANTHONY GIERZYNSKI AND DAVID BREAUX
Legislative Elections and the Importance of Money
Legislative Studies Quarterly XXI:337-57
In this paper we take the analysis of the role of money in legislative
elections one step beyond the extant literature by examining the factors that
affect the impact of spending on the vote. We hypothesize that two sets of
factors, contextual and conversion, condition money's effect on the vote. The
analysis of data from 12 state house races finds some significant support for
the notion that spending responds to the context and the characteristics of the
race, findings which have important theoretical and practical implications.
SARAH MCCALLY MOREHOUSE
Legislative Party Voting for the Governor's Program
Legislative Studies Quarterly XXI:359-81
This research investigates the linkage between the governor's electoral
party coalition and the governor's coalition within the legislature. Legislators
in 10 states in 1983 are examined for their voting loyalty on the governor's
program bills. In the five state with strong parties, where the parties
"endorse" for governor, party line voting for or against the governor
is quite high; whereas, in the states with nonendorsing parties, there is less
gubernatorial party support and less partisan voting. Party line voting is
enhanced also by unified rather than divided party control of government, and
the governor receives greater legislative support following a strong electoral
showing in the districts of legislators.
RONALD D. HEDLUND AND KEITH E. HAMM
Political Parties as Vehicles for Organizing U.S. State Legislative Committees
Legislative Studies Quarterly XXI:383-408
In this paper we assess the role of political parties in organizing state
legislative committees. This research is guided by an explanation found in
Malcolm E. Jewell's early work on responsible political parties in U.S. state
legislatures and in his more recent assessment of the conditions associated with
state legislative control by strong political parties. We evaluate majority
party representation (MPR) on the membership of all standing committees in 10
state legislative chambers for the last two sessions in each decade of the 20th
century. Findings from two of our earlier studies of majority party
representation on committees are also included.
DIANA DWYRE
Spinning Straw Into Gold: Soft Money and U.S. House Elections
Legislative Studies Quarterly XXI:409-24
Our understanding of congressional campaign finance and party behavior is
incomplete because scholars have not yet examined the millions spent in soft
money by the national parties. This analysis of soft-money spending shows that
federalism and campaign finance regulations provide both opportunities and
constraints that influence the parties' ability to turn soft-money
"straw" into hard-money "gold." A party's level of
hard-money wealth significantly shapes how it spends soft money and helps
explain why the parties pursue different strategies. The analysis suggests that
the parties play a larger role in congressional campaign finance than has been
previously reported, since parties spend soft money in ways that can benefit
House candidates.
ROBERT A. JACKSON
The Mobilization of Congressional Electorates
Legislative Studies Quarterly XXI:425-45
This study examines voter turnout in congressional districts during the 1988
and 1990 elections. Drawing heavily from studies of congressional campaign
finance and vote outcomes, the analyses demonstrate the importance of campaign
context. In addition to the fundamental influence of sociodemographic factors
(e.g., district education level and population density) on turnout, vigorous
campaigns waged by strategic elites increase political excitement and the flow
of information, which in turn spur aggregate participation. In races where the
House incumbent faces opposition, incumbent efforts (measured as campaign
expenditures) have a significant and positive influence on turnout. The
strategic position of the challenger has both direct and indirect effects on
voter turnout, with a strong challenge translating into heavier turnout. In a
nonpresidential year, high-profile senatorial and gubernatorial campaigns also
get out district voters. However, a presidential contest provides a largely
overriding stimulus that diminishes the influence of these state-level races on
voter turnout.
JAMES M. SNYDER, JR.
Constituency Preferences: California Ballot Propositions, 1974-90
Legislative Studies Quarterly XXI:463-88
What effect do their constituencies' voting preferences have on legislators'
roll-call voting patterns? Through a study of citizens' votes on statewide
ballot propositions and legislators' votes on roll calls in California, I find
that when aggregated into legislative districts, the revealed preferences of
California voters can be described by a spatial model with just three
dimensions; that the constituency preference dimensions defined by this spatial
model do an excellent job of predicting the overall roll-call voting patterns in
the California legislature; and that there is evidence of a strong
dimension-by-dimension correspondence between constituency preferences and
legislative roll-call patterns. These findings suggest that the high degree of
constraint found in roll-call voting in many U.S. legislatures may be due to
legislator-constituency linkages.
REBEKAH HERRICK AND DAVID L. NIXON
Is There Life After Congress? Patterns and Determinants of Post-Congressional
Careers
Legislative Studies Quarterly XXI:489-99
Little is known about the political activities of former members of
Congress. Political pundits, journalists, and theories concerning subgovernment
politics suggest former members have lucrative jobs with either bureaucracies or
interest groups, but there is little confirmation of this. In this note we
examine the post-congressional occupations of House members who retired between
1971 and 1992 and find that former members of Congress pursue a wide variety of
careers. While many work for the government or interest groups, former members
are more likely to leave career politics. Additionally, much of the variation in
members' post-congressional careers can be explained by their interests and
opportunities. Members who express interest in remaining politically active or
see career opportunities in politics outside of Congress are likely to find jobs
with the government or with interest groups. Conversely, members who are ill or
have reached retirement age are likely to leave politics.
EDWARD L. LASCHER, JR.
Assessing Legislative Deliberation: A Preface to Empirical Analysis
Legislative Studies Quarterly XXI:501-19
Recent scholarship has stressed the importance of deliberation in
legislative decision making. Yet the empirical basis for claims about
deliberation is weak, and the concept of deliberation itself needs to be
sharpened. In this article I attempt to lay the groundwork for a systematic
analysis of deliberation in real-world legislatures. I provide a framework for
studying deliberation, consider the largely ignored issue of deliberation
quality, and offer a set of indicators for determining the extent and quality of
deliberation. Additionally, I provide testable hypotheses about factors that
promote deliberation. Perhaps most importantly, I provide recommendations for
analyzing the consequences of deliberation.
J. MORGAN KOUSSER
Estimating the Partisan Consequences of Redistricting Plans—Simply
Legislative Studies Quarterly XXI:521-41
Although some judges and political scientists have recently questioned the
idea that it is possible to predict the partisan consequences of redistricting
plans, I demonstrate that it is simple to do so with a pair of OLS equations
that regress voting percentages on major party registration percentages. I test
this model on data for all California Assembly and congressional elections from
1970 through 1994, and compare it to more complicated equations that contain
incumbency and socioeconomic variables. The simplest equations correctly predict
nearly 90% of the results. I show that analogous equations using registration or
votes for minor or even major offices in California, North Carolina, and Texas
can also predict outcomes with considerable accuracy. Using these equations, I
show that the so-called "Burton Gerrymander" of 1980 had minimal
partisan consequences, while the nonpartisan plan instituted by the California
Supreme Court's Special Masters in 1992 was nearly as biased in favor of the
Republicans as the proposal of the Republican party. I also introduce a new
graphic representation of redistricting plans and conclude with a discussion of
some seemingly methodological choices that have important substantive
implications for assessing the fairness of redistricting plans.
SUSAN WEBB HAMMOND
Recent Research on Legislative Staffs
Legislative Studies Quarterly XXI:543-76
In this article, I survey the literature on legislative staffing from 1983
to the present. Recent studies of the staffs of the U.S. Congress, U.S. state
legislatures, and legislatures outside of the United States present new data and
analyses. Research includes increasingly precise and sophisticated analyses of
staff influence and power, and offers perspectives on specialized staff groups,
legislative enterprises, and staff members as candidates for elective office.
Interesting and significant questions remain for further research.
FRANCES E. LEE AND BRUCE I. OPPENHEIMER
Senate Apportionment: Competitiveness and Partisan Advantage
Legislative Studies Quarterly XXII:3-24
This paper examines two unanticipated consequences of the equal representation
of states on Senate elections-competitiveness and partisan advantage. Using a
fixed-effects (LSDV) model that controls for important intervening variables to
test the hypothesis that variation in state population size affects the
competitiveness of Senate elections, we find a far stronger relationship between
state population and electoral competitiveness than have previous works. In
addition, Senate apportionment has had implications for the partisan composition
of the Senate. When we compare the actual outcomes of Senate elections over time
with hypothetical outcomes, which we derive by holding state population
constant, we find that Senate apportionment has had important consequences for
the partisan composition of the Senate in several periods. From the mid-1970s
until (but not including) 1994, Senate apportionment enabled Republicans to hold
seats disproportionate to their party's share of the national Senate vote.
RICK K. WILSON AND CHERYL D. YOUNG
Cosponsorship in the U.S. Congress
Legislative Studies Quarterly XXII:25-43
Over half of all bills introduced in the U.S. Congress are cosponsored, and,
while many observers assume that cosponsorship is crucial to the legislative
process, few have analyzed what it means. We view cosponsorship as a signal
about the content of legislation and ask whether it is a meaningful signal for
members. Specifically we focus on whether cosponsorship influences a bill's
passage. Three types of signals are considered: bandwagon, ideological, and
expertise. Using data drawn from the 99th Congress, we analyze 8,002 House and
Senate bills. Our findings show that cosponsorship is common. However, they also
show that it is an overrated cue. At best it provides a signal concerning
expertise at the outset of the legislative process, but generates a very weak
signal thereafter. In short, cosponsorship has become a routine and rarely
effective aspect of the legislative landscape.
STEVEN D. LEVITT AND CATHERINE D. WOLFRAM
Decomposing the Sources of Incumbency Advantage in the U.S. House
Legislative Studies Quarterly XXII:45-60
This paper develops a model of incumbency advantage that takes into account
candidate quality, and then estimates the parameters of that model using panel
data on the U.S. House from 1948 to 1990. Our approach allows us to go beyond
the previous literature, which has focused primarily on measurement of
incumbency advantage, to a decomposition of its sources. The primary explanation
for the rising incumbency advantage appears to be the increasing ability of
incumbents to deter high-quality challengers. In contrast, direct officeholder
benefits (e.g., franking privileges, media exposure, fund-raising advantages,
etc.) have been relatively stable over time and now account for less than half
of the overall incumbency advantage.
STEPHEN K. MEDVIC AND SILVO LENART
The Influence of Political Consultants in the 1992 Congressional Elections
Legislative Studies Quarterly XXII:61-77
Beginning with the common knowledge that political consultants heavily
influence the outcome of election campaigns, and adding inferences drawn from
the few available academic studies of consultants, we test the hypothesis that
professionally run campaigns in the 1992 U.S. House races were characterized by
higher vote percentages than those without such professionals. We examine only
nonincumbent candidates and find clear support for this hypothesis, both
according to level of campaign professionalization and according to specific
types of political consultants.
L. SANDY MAISEL AND WALTER J. STONE
Determinants of Candidate Emergence in U.S. House Elections: An Exploratory
Study
Legislative Studies Quarterly XXII:79-96
The difficulty with studying the challenger side of the incumbency
effect-the unwillingness of potentially strong challengers to run against U.S.
House incumbents-has been in identifying strong potential candidates who, in
fact, decide not to run. We rely upon a sample of politically astute informants
to identify potential candidates prior to the 1994 elections. Our survey of
these potential candidates reveals three common characteristics: they had many
of the attributes one would expect of strong House challengers, there was
variance in what they stated was the likelihood of their running for the House
in 1994, and they were most strongly influenced by what they perceived to be
their chances of winning their party's nomination in their district. In
addition, they understood that they would be much less likely to receive their
party's nomination if they shared party affiliation with the incumbent, a
finding that reinforces the incumbency effect. We also find that respondents who
held elective office at the time of the survey were more likely to run, and that
there is little evidence that personal factors related to the costs and benefits
of running weigh heavily in the decision to run.
CHRISTOPHE CROMBEZ
The Co-Decision Procedure in the European Union
Legislative Studies Quarterly XXII:97-119
This paper presents a spatial model of the EU's co-decision procedure,
introduced by the Treaty of Maastricht. The theory characterizes the set of
policies that can be adopted and the equilibrium EU policy as a function of the
ideal policies of the member countries, the Commission, and the Parliament, and
the location of the status quo. The paper examines whether the Parliament has
become a legislator of equal stature to the Council, and discusses the
Commission's power and the extent of indecision under the co-decision procedure.
A comparison with the EU's other principal legislative procedures yields
comparative statements about EU policy and the institutions' powers.
EMILY VAN DUNK AND RONALD E. WEBER
Constituency-Level Competition in the U.S. States, 1968-1988: A Pooled Analysis
Legislative Studies Quarterly XXII:141-59
This work examines constituency-level competition in U.S. state legislative
races for the period 1968-88 using two measures of competition--proportion of
seats marginal and proportion of seats contested. An incentive model is assessed
to determine the impact of four variables--legislative institutionalization,
incumbency, the likelihood of the minority party taking control of the chamber,
and legislative performance--in a pooled time-series analysis. We find some
support for the impact of the explanatory variables, particularly legislative
institutionalization and incumbency. Finally, we present both descriptive and
statistical evidence that the degree of constituency-level competition is
decreasing during the time period under study.
STEPHEN ANSOLABEHERE AND ALAN GERBER
Incumbency Advantage and the Persistence of Legislative Majorities
Legislative Studies Quarterly XXII:161-78
Between 1955 and 1995, although the GOP occasionally controlled the Senate
and won landslide presidential election victories, the Democratic party
controlled the majority of seats in the U.S. House. This paper argues that
Republican, indeed, any minority party's problems stem from the interaction
between career decisions and electoral prospects. We argue that there is a
previously overlooked link between the incumbency advantage and the long-term
persistence of legislative majorities. We develop a model that shows how the
incumbency advantage can produce higher retirement rates among the minority
party, which in turn decreases the likelihood that the minority party will win a
majority of seats in the next election. Data on actual retirement rates of
members of the U.S. House and of the U.K. Parliament fit the patterns predicted
by our model.
RICHARD A. CLUCAS
Party Contributions and the Influence of Campaign Committee Chairs on Roll-Call
Voting
Legislative Studies Quarterly XXII:179-94
Herrnson (1988) hypothesized that the increased activity of the four
congressional campaign committees may increase the power of the campaign
committee chairs on policy matters. In this paper I examine Herrnson's
hypothesis. First, I analyze selected roll-call votes from the 98th and 99th
Congresses to determine whether the committees' activities encourage members to
be more supportive of positions advocated by the chairs of the House Democratic
and Republican campaign committees. I then analyze the effect of these
contributions on building party loyalty. I find that although the committees'
activities have some influence on the amount of support freshman recipients give
to the committee chairs, they have no effect on building support for the party.
PAUL FRYMER, THOMAS PAUL KIM, AND TERRI L. BIMES
Party Elites, Ideological Voters, and Divided Party Government
Legislative Studies Quarterly XXII:195-216
Do voters consciously split their tickets in order to "balance"
the national government between the two major political parties, as some
theories of divided government contend they do? Or do "sincere" and
ideologically consistent voters split their ballots in response to elite
behavior and party cleavages? Focusing on the 1988 election, the last time
divided government was the direct result of split-ticket voting, we find that
most split-ticket voters in national elections are ideologically conservative in
their policy views. These conservative voters split their tickets in favor of
the Republican presidential candidate and a Democratic House candidate they
perceive to be similarly conservative. Meanwhile, the smaller proportion of
voters who split for the Democratic presidential candidate and a Republican
House candidate are ideologically liberal, and they respond to House Republicans
perceived as similarly liberal. Finally, we discuss the implications of both our
theory and our findings for the 1994 Republican midterm victories.
DAVID M. WOOD AND GARRY YOUNG
Comparing Constituency Activity by Junior Legislators in Great Britain and
Ireland
Legislative Studies Quarterly XXII:217-32
To compare the relationship between constituency service and reelection
concerns for British junior MPs and Irish junior deputies (TDs), we analyze
interviews with 45 British MPs and 40 Irish TDs. Using a comparison of
frequencies and Poisson regression analysis, we find support for the familiar
expectations that TDs are substantially more active in their constituencies than
are MPs, that they are more inclined than MPs to cite reelection as a motive for
such activity, and that there is a stronger statistical relationship between
reelection motivation and constituency activity for TDs than for MPs. We also
find a positive relationship for both countries between distance from the
capital and number of days per week spent in the constituency doing constituency
work.
ROGER M. SCULLY
Policy Influence and Participation in the European Parliament
Legislative Studies Quarterly XXII:233-52
How does a legislature's influence over policy outputs affect its members'
behavior? This paper examines this question, a question that has been neglected
in the legislative literature. Using an unusual natural experiment in the
European Parliament (EP), I investigate whether greater policy influence leads
legislators to participate more in parliamentary votes. In addition to the
impact of other variables--including the timing of votes, leadership cues, and
the requirement that an absolute majority of members vote at certain stages--EP
members are stimulated to participate more in votes on legislation where the
EP's influence is greater. The implications of this result for legislative
theory, and for our understanding of the EP, are discussed in the conclusion.
SUSAN E. SCARROW
Political Career Paths and the European Parliament
Legislative Studies Quarterly XXII:253-63
This study examines how seats in the European Parliament fit into domestic
political careers. It shows that the Parliament's four largest national
delegations have developed a core of MEPs who have made long-term commitments to
the European institution. There are significant national differences in these
patterns, but as a whole they make it more likely that future European
Parliaments will be filled with careerist MEPs who will view the Parliament as
their principal political arena, and who will seek to increase the institution's
prestige and power relative to other European and domestic institutions.
MALCOLM E. JEWELL
Trends in Research on U.S. State Legislatures: A Review Article
Legislative Studies Quarterly XXII:265-74
Books Reviewed:
Drawing the Line: Legislative Ethics in the States. Alan
Rosenthal.
(Lincoln: University of Nebraska Press 1996).
How Women Legislate. Sue Thomas. (New York: Oxford University
Press 1994).
Statehouse Democracy: Public Opinion and Policy in the American States.
Robert S. Erikson, Gerald C. Wright, and John P. McIver.
(New York:
Cambridge University Press 1993).
Time, Politics, and Policies: A Legislative Year. Burdett A. Loomis.
(Lawrence: University Press of Kansas 1994).
The Speaker's Electoral Connection: Willie Brown and the California Assembly.
Richard A. Clucas. (Berkeley: University of California
Institute of Governmental Studies Press 1995).
Narratives of Justice: Legislators' Beliefs about Distributive Fairness.
Grant Reeher. (Ann Arbor: University of Michigan Press
1996).
The Art of Legislative Politics. Tom Loftus. (Washington, DC: CQ Press
1994).
MATHEW D. MCCUBBINS AND MICHAEL F. THIES
As a Matter of Factions: The Budgetary Implications of Shifting Factional
Control in Japan's LDP
Legislative Studies Quarterly XXII:293-328
For 38 years, the Liberal Democratic Party (LDP) maintained single-party
control over the Japanese government. This lack of partisan turnover in
government has frustrated attempts to explain Japanese government policy changes
using political variables. In this paper, we look for intraparty changes that
may have led to changes in Japanese budgetary policy. Using a simple model of
agenda setting, we hypothesize that changes in which intraparty factions control
the LDP affect the party's decisions over spending priorities systematically.
This runs contrary to the conventional wisdom expressed in the voluminous
literature on LDP factions, which asserts that factions, whatever their raison
d'être, do not exhibit different policy preferences. We find that strong
correlations do exist between which factions comprise the agenda-setting party
mainstream and how the government allocates spending across pork-barrel and
public goods items.
REUVEN Y. HAZAN
Executive-Legislative Relations in an Era of Accelerated Reform: Reshaping
Government in Israel
Legislative Studies Quarterly XXII:329-50
Israel's democracy is in the midst of a dramatic and comprehensive
restructuring, a so-called "constitutional revolution." Because it
lacks a written constitution, Israel turns to its parliament, the Knesset, as
both the source and the target of most governmental reforms. As a result of
these reforms, the 13th Knesset (1992-96) behaved very differently from its
predecessors and changed the existing patterns of executive-legislative
interaction. The reshaping of government in Israel presents an institutionally
unique and developing political laboratory in which evolving
executive-legislative relations can be analyzed while the composition and
construction of the regime continues to unfold. This article has three primary
aims. I first describe the reforms that were enacted toward the end of the 12th
Knesset (1988-92) regarding the two branches of government. Then I analyze the
evolving executive-legislative relations in the 13th Knesset. And third, I
assess the significance of these changes for the stability and governability of
Israeli democracy in general and the 14th Knesset in particular.
BRIAN D. POSLER AND CARL M. RHODES
Pre-Leadership Signaling in the U.S. House
Legislative Studies Quarterly XXII:351-68
This research note builds on the work of scholars who have identified the
importance of ideological and partisan criteria in the selection of
congressional leaders. Viewing leadership selection as a problem of agency, we
develop a framework for conceptualizing how ideology and partisanship affect
leadership selection. Testing the framework on House leaders from 1875-1987, we
find substantial variation between the two parties. While Republican leaders
conform to the "core" hypothesis, Democratic leaders behave in
accordance with the "polarizer" hypothesis. We conclude by suggesting
that these interparty differences are the result of varying levels of intraparty
heterogeneity.
DAVID B. HOLIAN, TIMOTHY B. KREBS, AND MICHAEL H. WALSH
Constituency Opinion, Ross Perot, and Roll-Call Behavior
in the U.S. House: The Case of NAFTA
Legislative Studies Quarterly XXII:369-92
This paper examines the extent to which electoral support for Ross Perot
influenced House members' votes on the North American Free Trade Agreement.
Using Perot's share of the congressional district vote and members' electoral
safety as key predictor variables, we test a logit model, holding constant
district demographic characteristics, members' party and ideology, region, and
labor and business PAC contributions. The results of the analysis indicate that
the magnitude of the Perot vote exerted a significant effect on the NAFTA vote
outcome, specifically for marginal House Republicans. Thus, we provide evidence
that under certain conditions members respond to Independent political movements
and Independent voters in their districts when deciding on legislation.
DAVID M. CANTOR AND PAUL S. HERRNSON
Party Campaign Activity and Party Unity in the U.S. House of Representatives
Legislative Studies Quarterly XXII:393-415
This study investigates the relationships between party campaign activity
and party unity in the House of Representatives. Using data from the 1984 and
1992 elections and the 99th and 103d Congresses, we find little support for the
hypothesis that previous party unity influences the distribution of party money
or assistance in campaign management, fundraising, or communications. There is
also little support for the hypothesis that party spending, campaign assistance,
or recruitment efforts lead to greater party unity on normal roll-call votes.
Nevertheless, Democratic candidates who receive substantial assistance in
developing their campaign messages are more likely than others to vote with
their party on key votes. Overall, the results show that U.S. political parties
are more election than policy oriented.
PEVERILL SQUIRE
Another Look at Legislative Professionalization and Divided Government in the
States
Legislative Studies Quarterly XXII:417-32
Does the professionalization of state legislatures lead to more instances of
divided government? Fiorina (1994) persuasively argues that it does. In this
article I reexamine that relationship, looking at divided government in the
states from 1960 to 1990, the years of the professionalization movement. I argue
that few state legislatures are professionalized. But, while most of the other
state legislatures have been professionalizing, they have few of the
characteristics we would expect of legislatures where entrenched incumbents are
equipped to fend off changing political tides the way we expect congressional
incumbents to be able to do. I then test several variations on the hypothesis
that the level of professionalization is linked to the incidence of divided
government. Although some results lend support to the general hypothesis,
overall the relationship is not very robust. I conclude by suggesting several
reasons for the weak results, pointing in particular to the rise of
candidate-centered gubernatorial campaigns and the adoption of professional-like
behavior on the part of state legislators in every sort of institutional
setting.
SCOTT MAINWARING AND ANÍBAL PÉREZ LIÑÁN
Party Discipline in the Brazilian Constitutional Congress
Legislative Studies Quarterly XXII:453-83
This paper focuses on 1988 roll-call votes in the 1987-88 Brazilian
Constitutional Congress in an analysis of party discipline within the Congress.
Because of the large number (1021) of roll-call votes during the Constitutional
Congress and the availability of an excellent database, the Brazilian
Constitutional Congress offers an opportunity for one of the most detailed
studies ever conducted on party discipline in a third-world legislature. We
begin by discussing how we calculated discipline scores, given some distinctive
features of the Brazilian party system and the Constitutional Congress. We show
that the biggest Brazilian parties of this period were comparatively
undisciplined, and we also show that the leftist parties were a powerful
exception to this general tendency. We demonstrate that legislators who switched
parties during the Constitutional Congress were more likely than others to be
undisciplined before switching, and that their discipline increased markedly
after their move to new parties. Finally, we attempt to explain why discipline
was low in all but the leftist parties.
WILLIAM B. HELLER
Bicameralism and Budget Deficits: The Effect of Parliamentary Structure on
Government Spending
Legislative Studies Quarterly XXII:485-516
In this study I look at the relationship between bicameralism and government
budget deficits. The more actors there are who can kill legislation or influence
its content, the more deals must be cut to pass a budget. Bicameralism sets up a
bilateral veto game between legislative chambers, which leads to higher
government budget deficits, all else constant. Since it is easier to cut deals
to raise spending than to raise taxes, the need to cut deals across the chambers
of a bicameral legislature generally leads to higher spending and, hence, higher
deficits. I test this hypothesis on a sample of deficits from 17 countries, from
1965 to 1990.
SCOTT H. AINSWORTH
The Role of Legislators in the Determination of Interest Group Influence
Legislative Studies Quarterly XXII:517-33
In addition to structuring the rules governing legislator-lobbyist interactions,
legislators also affect their interactions with lobbyists by promoting lobbying
enterprises, which are groups of like-minded lobbyists and their legislative
allies, all of whom seek to coordinate their efforts. The long-term
relationships inherent in lobbying enterprises reduce uncertainties, insure
ready access to legislators, and allow lobbyists to reach undecided legislators
indirectly. Lobbying enterprises complement staff systems, the committee system,
and members' constituent contact committees. This article concludes with
specific suggestions for incorporating concepts developed here into empirical
and formal theoretic work on lobbying influence.
ROBIN M. WOLPERT AND JAMES G. GIMPEL
Information, Recall, and Accountability: The Electorate's Response to the
Clarence Thomas Nomination
Legislative Studies Quarterly XXII:535-50
In order to further our understanding of the empirical value of the
constituency control model of representation, we seek to determine whether
differences in voter information and recall affect the capacity of elections to
serve as instruments of accountability. We address this question by focusing on
the degree to which voters held their senators accountable for their votes on
the Clarence Thomas nomination in the 1992 senate elections. We find that
policy-specific accountability requires voters to correctly recall their
incumbent's roll-call behavior. Reliance on more general cues such as party
identification and ideology leads some voters to mistakenly hold their
representatives accountable for something they did not do. Since these cues are
not so helpful on cross-cutting issues like the Thomas nomination, citizens who
invest in detailed information will minimize errors in judgment made in the
frequent instances when legislators' actions cross partisan and ideological
lines. The high school civics texts may be right about the importance of an
informed citizenry to democratic practice after all.
ROBERT E. HOGAN
Voter Contact Techniques in State Legislative Campaigns: The Prevalence of Mass
Media Advertising
Legislative Studies Quarterly XXII:551-71
What methods of voter contact are used by candidates running for state
legislative office? A number of studies on the congressional level suggest that
mass media advertising, particularly on television, is becoming the predominant
form of voter contact. However, few studies have questioned whether these
findings are generalizable to state legislative races. This analysis of itemized
expenditure data for 583 primary and general election candidates in Texas and
Kansas shows that state legislative campaigns differ dramatically from
congressional campaigns in their methods of voter contact. In both primary and
general election campaigns, state legislative candidates allocate a
preponderance of their voter contact dollars to direct forms of contact, such as
mailings and pamphlet distribution. However, some candidates do allocate
resources to advertising in mass media. District-level features condition the
choice more than do candidate type, level of expenditures, or electoral
competition.
CHARLES S. BULLOCK III AND DAVID J. SHAFER
Party Targeting and Electoral Success
Legislative Studies Quarterly XXII:573-84
ORVIS, a measure of partisan strength calculated from the precinct-level
vote share in previous statewide elections, has been used since 1988 to target
Republican efforts in Georgia state legislative contests. The top-down approach
implied in the use of this targeting device has paid dividends. Successful
Republican challengers come disproportionately from districts with high ORVIS
scores. The relationship between ORVIS scores and the share of the vote going to
Republican candidates persists after factors such as campaign funding are
controlled. The party's past success in statewide contests is a much better
predictor of performance than is the showing in the previous legislative
contest.
WES CLARKE
Divided Government and Budget Conflict in the U.S. States
Legislative Studies Quarterly XXIII:5-22
Much of the recent literature on the topic of divided government has
concentrated on explanations for its occurrence at the national and state
levels. In this article I use agency data from twenty states to assess the
effects of divided government on budgetary conflict between governors and
legislatures. After controlling for state party system characteristics and
gubernatorial power, I found that divided government indeed contributes to
conflict, but only when the legislative chambers are united against the
governor. If split partisan control of the legislature exists, the governor's
position with respect to agency spending levels is supported.
PEVERILL SQUIRE
Membership Turnover and the Efficient Processing of Legislation
Legislative Studies Quarterly XXIII:23-32
Is membership turnover related to the ability of a legislature to
efficiently process legislation? I examine this question using pooled data on
state legislatures from 1989 to 1993. Membership turnover is not related to the
number of bills enacted per legislative day, nor to the percentage of bills
passed. Instead, legislative efficiency is related to the number of interest
groups in a state, the number of bills legislators introduce, and a
legislature's level of professionalization. Legislative rules also influence
efficiency. The implications of these findings for the debate on term limits is
discussed.
ERIK GARTZKE AND J. MARK WRIGHTON
Thinking Globally or Acting Locally? Determinants of the GATT Vote in Congress
Legislative Studies Quarterly XXIII:33-55
While there exist many influences on legislators' votes, the U.S. system of
plurality districts should ensure that constituent interests weigh most heavily.
However, in marked contrast both to theories of legislative influence and to
representatives' own explanations for their votes, quantitative analysis of
congressional roll-call voting has largely failed to show a significant
relationship between constituent interests and congressional behavior. We
examine the 1994 House and Senate votes on the General Agreement on Tariffs and
Trade (GATT) in light of this incongruence between empirical research, anecdotal
evidence and theoretical argument. Unlike previous studies, we compile data at
the level of congressional districts. Our analysis pays special attention to the
construction of competing economic models of constituent interest and welfare.
Finally, our research supports the argument that congressional committees are
pivotal in the legislative decision-making process. We assess the impact of
committees on the GATT bill in terms of partisanship, personal ideology and
constituent interests of committee members. Better data, a more precise research
design, and introduction of committees allows a better assessment of this
paradox of congressional voting.
DAVID SOHERR-HADWIGER
Military Construction Policy: A Test of Competing Explanations of Universalism
in Congress
Legislative Studies Quarterly XXIII:57-78
Theories of universalism are based upon questionable assumptions that
distributive benefits tend to be allocated universally, and that this pattern of
allocation leads to near-unanimous floor support for many distributive benefit
programs. I offer an alternative, general (or collective) benefit explanation to
interpret patterns of allocation of distributive benefits and the size of floor
coalitions supporting these programs. The case study of military construction
policy is used to test the relative effect of general benefit and distributive
benefit considerations on the size of floor support coalitions in the U.S. House
of Representatives. The findings suggest important modifications of extant
universalism theories.
BERNARD GROFMAN, THOMAS L. BRUNELL, AND WILLIAM KOETZLE
Why Gain in the Senate But Midterm Loss in the House? Evidence from a Natural
Experiment
Legislative Studies Quarterly XXIII:79-89
In this note we use the Senate's six-year election cycle to explain why the
"iron law of midterm loss" that applies so consistently to the House
works with less certainty in the Senate; in fact, since 1946 there have been
three instances (1962, 1970, and 1982) where the Senate has experienced no
midterm loss. To explain the differing nature of midterm seat change in the
Senate, we employ a natural experiment in which Senate midterm elections
(1946-1994) are categorized in the following way: (1) The same party controlled
the White House two and six years prior to the midterm; or (2) a different party
held the presidency six years as compared to two years before the midterm. We
hypothesize that, in the first situation, midterm loss forces are mutually
reinforcing; thus, the Senate experiences large and unidirectional seat changes
against the party that holds the White House. In the later situation, however,
the electoral cycle effects (t-2 and t-6) run counter to one another and,
therefore, seat change is not unidirectional, midterm loss is lessened, and
there is even the potential for midterm gain. In fact, all of the midterm gains
in the Senate in the 20th century occur in this situation.
KEVIN J. O'BRIEN AND LAURA M. LUEHRMANN
Institutionalizing Chinese Legislatures: Trade-offs Between Autonomy and
Capacity
Legislative Studies Quarterly XXIII:91-108
Some leaders of Chinese local people's congresses emphasize autonomy in
order to promote decentralization and enhance representation. Other legislative
insiders favor sacrificing autonomy in order to strengthen capacity and improve
oversight. Tight coupling between congresses appeals to local legislators
because it offers opportunities to mobilize supporters, obtain resources, and
expand jurisdiction, while representatives of higher congresses often oppose
closer ties in order to preserve local initiative, safeguard elections, and
reduce conflict with Party committees. In a reforming communist state, single
legislatures may not be the right unit of analysis for assessing autonomy.
Established boundaries, in the early stages of institutionalization, may apply
to the legislative system as a whole rather than to its parts. And softening
boundaries between congresses at different levels can harden boundaries against
other bureaucracies.
RICHARD E. MATLAND
Women's Representation in National Legislatures: Developed and Developing
Countries
Legislative Studies Quarterly XXIII:109-125
This note expands research on representation of women in national
legislatures. Existing models are tested on newer data in advanced
industrialized democracies, and these models are then applied to a sample of
democracies in developing countries. There are striking differences across the
two samples. While a proportional representation electoral system, women's
participation in the labor force, the cultural standing of women, and the
country's level of development all have positive effects on female
representation in OECD democracies, none of these variables have a statistically
significant and positive effect in less developed countries. These findings
strongly suggest the existence of a threshold. Only after that threshold is
passed do proportional representation, labor force participation, and cultural
standing exert positive influences on the representation of women.
KAARE STRØM
Institutions and Strategy in Parliamentary Democracy: A Review Article
Legislative Studies Quarterly XXIII:127-143b
Books Reviewed:
John D. Huber, Rationalizing Parliament: Legislative Institutions and
Party Politics in France. Cambridge: Cambridge University Press, 1996. xii
+215 pp.
Michael Laver and Kenneth A. Shepsle, Making and Breaking Governments:
Cabinets and Legislatures in Parliamentary Democracies. Cambridge: Cambridge
University Press, 1996. xi +301 pp.
BRIAN J. GAINES
The Impersonal Vote? Constituency Service and Incumbency Advantage in British
Elections, 1950-92
Legislative Studies Quarterly XXIII:167-95
British elections are traditionally understood to be dominated by parties
and leaders. Local candidates are taken to be mere ciphers, whose impact on the
outcome is negligible. Recently, however, several works have documented a change
in MP behavior. Today's members do more constituency service than did their
predecessors, in the belief that this will create a personal vote. If the MPs
are succeeding, incumbency advantage should now be evident, as it is in American
elections. In fact, incumbency advantage does not seem to have changed over the
postwar period: for the major parties, it remains small and sporadic.
FORREST MALTZMAN
Maintaining Congressional Committees: Sources of Member Support
Legislative Studies Quarterly XXIII:197-218
Within the U.S. House of Representatives, standing committee recommendations
are usually accepted by the full chamber. Although considerable attention has
been paid to the extent that committee recommendations are ratified by the full
chamber, relatively little research has addressed the sources of committee
success. Committees usually win on the floor, but it is unclear why members of
Congress support committee recommendations, or how we should account for
variation in such support. One explanation for committee success is that members
derive power from the committee system, and thus are reluctant to challenge
committee recommendations. A second explanation is that committees themselves
are partisan institutions, and thus members support committee recommendations
out of partisan loyalty. A third explanation is that members support committees
because committees recommend policies that are consistent with members' policy
preferences. Unlike previous studies that have relied primarily on single-vote
case studies, I use roll-call data from the 98th through the 100th Congresses
(1983-88) to construct an aggregate measure of committee support and to test
these three competing explanations of the sources of committee support. I
conclude that with few exceptions, policy and partisan motivations have a
stronger influence on member support for committee recommendations than do
incentives stemming from members' institutional positions.
KATHLEEN BAWN
Congressional Party Leadership: Utilitarian versus Majoritarian Incentives
Legislative Studies Quarterly XXIII:219-43
By making procedural decisions about how individual bills are referred,
scheduled, subjected to amendments, and sent to conference, majority party
leaders exert important influence on legislative outcomes. In this paper, I use
a sequence of formal models to analyze regularities in the preferences of party
leaders, regularities that determine how procedural decisions are made. I find
that the goal of maintaining party strength causes leaders to make procedural
decisions based on the preference intensity of the rank and file. Leaders will
make procedural decisions in ways that benefit intense minorities within the
party whenever the party minority's stake in the bill is greater than that of
the less-intense party majority. The desire to keep a leadership position,
however, creates an incentive to please a party majority. I show, however, that
this majoritarian incentive will generally have only limited influence on
procedural decisions. Its impact is limited in particular by shifting coalitions
within the majority party and by backbenchers' preferences for party
maintenance.
M.V. HOOD AND IRWIN L. MORRIS
Boll Weevils and Roll-Call Voting: A Study in Time and Space
Legislative Studies Quarterly XXIII:245-69
Using a pooled time-series analysis of southern congressional districts from
1983 to 1992, we evaluate theories associating constituency and institutional
factors with recent shifts in the voting patterns of southern Democrats. While
we find that Democrats serving areas with larger minority populations and more
progressive white populations tend to be more liberal, the greatest portion of
the aggregate liberalization of voting patterns is attributable to cohort
change. Voting records of southern Democrats elected prior to 1982 remained
relatively constant, and we find no evidence of any general trend in the recent
voting patterns of southern Democrats when controlling for other factors.
JOHN M. CAREY, RICHARD G. NIEMI, AND LYNDA W. POWELL
The Effects of Term Limits on State Legislatures
Legislative Studies Quarterly XXIII:271-300
Legislative theory suggests that anticipatory effects of term limits would
first affect the types of individuals elected to office and only later influence
the legislature itself. Our results, based on a 1995 survey of nearly 3000 state
legislators nationwide, indicate otherwise. There are no systematic differences
between term limit and non-term limit states in the composition of the
legislature (e.g., professional backgrounds). Yet with respect to legislative
behavior, term limits decrease the time legislators devote to securing pork, and
heighten the priority they place on the needs of the state and on the demands of
conscience relative to district interests. At the same time, with respect to the
legislature as an institution, term limits appear to be redistributing power
away from majority party leaders and toward governors and possibly legislative
staffers.
PAUL V. WARWICK
Policy Distance and Parliamentary Government
Legislative Studies Quarterly XXIII:319-45
The policy-distance assumption stipulates that a party's incentive to join a
parliamentary coalition government decreases with the distance between its
policies and those of the government. Based on this assumption, recent formal
work has posited a connection between the size and relative ideological
centrality of the formateur party and the formation of smaller, especially
minority, governments. Under these models, policy distance affects government
composition in two ways: by influencing how large the government will be, and by
influencing which parties will participate in it. This paper tests for these
effects at both the government and party levels, using data sets covering West
European parliamentary democracies in the 1945-89 era and incorporating two
different measures of ideological positions. The findings support both effects,
and in addition, show that the emergence of external support parties is
influenced by considerations of policy distance. Although the formal models are
not wholly sustained, the evidence strongly indicates that policy distance is
critical to parliamentary government.
ERIC M. USLANER
Let the Chits Fall Where They May? Executive and Constituency Influences on
Congressional Voting on NAFTA
Legislative Studies Quarterly XXIII:347-71
The approval of the North American Free Trade Agreement (NAFTA) by the House
of Representatives in November, 1993 depended heavily on lobbying by President
Clinton. I show that this lobbying power does not inhere in the presidency, but
was strategic. Clinton concentrated his lobbying on members who were either
undecided or leaning against NAFTA in September, as well as members who received
large contributions from business and from districts where the president did
well. I use estimates of lobbying efforts derived from probit analysis to
predict the NAFTA vote. This endogenous measure of contacting had the third
greatest effect for Democratic House members voting on NAFTA (behind only
presidential support) and labor political action committee contributions. But
for Republicans, contact seemed to have a perverse negative effect.
ANDREW J. TAYLOR
Domestic Agenda Setting, 1947–1994
Legislative Studies Quarterly XXIII:373-97
This article examines domestic agenda setting in Washington between 1947 and
1994. It finds that House and Senate majority leaders have, over time, set
increasingly more of this agenda. I examine the role of presidents and
congressional committee chairs in domestic agenda setting, and evaluate the
success of presidential and congressional proposals within the legislative
process. Recent changes in agenda-setting patterns seem to be the product of a
number of factors, including more frequent and polarized divided government, as
well as changes in the formal rules of Congress and the ideological composition
of the legislative parties.
THOMAS P. KIM
Clarence Thomas and the Politicization of Candidate Gender in the 1992 Senate
Elections
Legislative Studies Quarterly XXIII:399-418
The Clarence Thomas confirmation battle was a highly politicized, controversial,
and symbolic event that clearly affected the 1992 Senate elections. Various
hypotheses attempting to explain the controversy's impact on election results
have focused on mass voting behavior based on group self-interest, negative
voting against incumbent Senators, or on the symbolic impact of the confirmation
vote. I focus instead on the actions of strategic political elites,
hypothesizing that female elite behavior successfully politicized candidate,
rather than voter, gender into an electoral asset in the 1992 Senate elections.
As usual, strategic elites translated national political tides into local
outcomes, but in the process, female candidate exploitation of the Thomas
controversy led to several interesting and unusual implications.
SEAN M. THERIAULT
Moving Up or Moving Out: Career Ceilings and Congressional Retirement
Legislative Studies Quarterly XXIII:419-33
This research note presents a theory of congressional retirement and tests
it with data from the 102d Congress. The results bridge the gap between the
1970's macro retirement studies and the more recent micro-centered approaches by
highlighting the importance of career ceilings. Defined as the interaction
between formal position and years of service, the career ceilings variable can
be interpreted as the degree to which the member's career in the House has
stagnated. This variable dominates the traditional causes of retirement in the
quantitative analysis. In light of the convergence of the unique 1992 retirement
causing factors, its power is especially surprising. Not only was 1992 the first
election after redistricting and the House bank scandal, but it was also the
last chance for members to convert excess campaign cash to personal income.
Nevertheless, career ceilings predict retirement much better than any of the
1992-specific variables.
MICHELE SWERS
Are Women More Likely to Vote for Women's Issue Bills Than Their Male
Colleagues?
Legislative Studies Quarterly XXIII:435-48
Many hypothesize that the election of more women to the U.S. Congress is more
than simply an issue of equity, but will make a substantive policy difference. I
test this hypothesis by analyzing the voting records of all representatives in
the 103d Congress on a set of women's issues. It is my premise that women will
not necessarily exhibit a more liberal ideology than their male counterparts on
all issues; however, the more directly an issue affects women, the more likely
it is that women will vote together across party lines. The results of
regression analysis on the composite score of women's issue votes indicate that
gender exerts a significant and independent effect on voting for women's issues
in the face of controls for other major influences on congressional voting.
These influences include constituency factors, party, personal characteristics,
and ideology. Interaction terms for gender by party indicate that much of the
impact of gender is due to the influence of Republican women. Logit analysis of
the individual votes demonstrates that the gender of the representative was most
significant on votes that dealt with abortion and women's health. The influence
of gender was overwhelmed by other factors such as party, ideology, and
constituency concerns on votes that were less directly related to women, such as
education.
MICHAEL F. THIES
When Will Pork Leave the Farm? Institutional Bias in Japan and the United States
Legislative Studies Quarterly XXIII:467-92
All industrialized countries have seen their populations
"urbanize" over time. In democracies, this demographic trend ought to
have ramifications for politics and policy. In this paper, I examine the effects
of urbanization on agricultural subsidy programs in Japan and the United States.
I show that even after malapportionment was dealt with, rural retrenchment was
delayed by the balance of power within the majority party in each country. In
Japan, once urban members constituted a majority within the ruling party in the
House of Representatives, government policy changed quickly and dramatically. In
the U.S., powerful House committees and permanent rural over-representation in
the U.S. Senate delayed policy change much longer than was true in Japan, which
has no similar institutional impediments.
JEFFERY A. JENKINS
Property Rights and the Emergence of Standing Committee Dominance in the
Nineteenth-Century House
Legislative Studies Quarterly XXIII:493-519
Between 1810 and 1825, the bill-referral process in the House of
Representatives changed dramatically, from a system that channeled a majority of
legislation through select committees to a system that was dominated almost
exclusively by standing committees. At the heart of this change, I contend, were
grants of new rights to both standing committees and individual committee
members. To explain this dispensation of new rights, I follow a new
institutionalist approach and use a political theory of property-right
origination, developed by Riker and Sened (1991), as a theoretical guide. I find
that all necessary and sufficient conditions for right emergence, in the form of
new bill-referral powers and seat-assignment privileges, are met by the actual
macro-level and micro-level events of the early nineteenth century.
Specifically, the greater heterogeneity of the Jeffersonian coalition and the
self-interested machinations of the House Speaker, Henry Clay, combined to
produce an institutional change that served the needs of all major parties in
the House.
VINCENT L. HUTCHINGS
Issue Salience and Support for Civil Rights Legislation among Southern Democrats
Legislative Studies Quarterly XXIII:521-44
Does the size of their black constituency influence support for civil rights
legislation among southern Democrats? Previous research on the subject
has produced mixed results. I argue that part of the reason for this is that the
voting indices typically used to measure constituency influence are invariably
made up of both salient and more obscure roll calls. To illustrate this point I
examine scores from the 1990 Leadership Conference on Civil Rights (LCCR), along
with two roll calls of similar impact yet markedly different levels of
salience—the final vote on the 1990 Civil Rights Act and a less publicized
amendment. I show that the size of the black constituency, as well as other
district-level factors, was an important determinant of how southern Democratic
House members voted on the 1990 Civil Rights Act, but not on the more obscure
amendment or the overall LCCR scores.
SARAH BINDER, FORREST MALTZMAN, AND LEE SIGELMAN
Senators’ Home-State Reputations: Why Do Constituents Love a Bill Cohen
So Much More Than an Al D’Amato?
Legislative Studies Quarterly XXIII:545-60
Prior analyses of the bases of legislators’ popular support have provided
a mixed set of findings. In this note, we lay out a series of hypotheses about
the determinants of legislators’ home-state reputations, and test these
expectations using a 1996 survey in which 40 thousand constituents in all 50
states rated their senators’ job performance. We find that ideological
congruence, state demographics, and electoral factors best explain variation in
senators’ reputations. Parochial attention, partisanship, and legislative
activism do little to boost senators’ approval ratings.
WILLIAM KOETZLE
The Impact of Constituency Diversity upon the Competitiveness of U.S. House
Elections, 1962–96
Legislative Studies Quarterly XXIII:561-73
There are many good reasons to expect that the diversity of a constituency
should impact electoral competitiveness. However, in the face of these strong
expectations, the empirical record that has sought to quantify this relationship
is at best mixed. The work by Bond (1983) is an excellent example. Using a
measure of diversity (the Sullivan Index) common to other researchers, Bond’s
investigation of House races in the 1970s revealed no relationship between
district diversity and competitiveness. The principle finding of this study is
that much of the confusion in the literature is caused by the measure of
diversity used: the Sullivan Index measures the absolute, not political,
diversity of a constituency. Thus, I develop and examine a measure of diversity
that assumes constituency characteristics have differential partisan impact. Use
of this measure clearly demonstrates that for House elections held between 1962
and 1996, diverse House districts experienced significantly more electoral
competition than did relatively less diverse House districts.
ROY A. DAWES AND A. HUNTER BACOT
Electoral Career Patterns and Incumbency Advantage in the U.S. House of
Representatives
Legislative Studies Quarterly XXIII:575-83
John Alford and John Hibbing (1981) questioned the thesis of generational
replacement that explains the improved incumbency advantage in the U.S. House of
Representatives. They presented evidence that improved incumbent performance was
uniform across all levels of tenure between 1966 and 1978. Alford and Hibbing
found an almost monotonic increase in non-southern incumbent vote percentage
across all levels of tenure, increasing as tenure increased. Our purpose in this
study is to update and elaborate upon the Alford and Hibbing research by
examining electoral margins of House incumbents from 1980 to 1996. Unlike Alford
and Hibbing, we examine all House members’ (including southern members) vote
percentages to detect whether these patterns maintain throughout the 1980s and
1990s. We update the data on incumbency advantage through the 1996 elections and
compare changes in the South and the non-South. Members from both regions earn
large victory margins early in their careers, but the victories of Southern
members are markedly more decisive.
E. SCOTT ALDER, CHARITI E. GENT, AND CARY B. OVERMEYER
The Home Style Homepage: Legislator Use of the World Wide Web for Constituency
Contact
Legislative Studies Quarterly XXIII:585-95
The Internet not only provides a low cost and increasingly popular medium
for legislators to interact with constituents, but also an opportunity for
researchers to test established theories of "home style" using a much
larger group of elected officials. Examining the Web sites of members of the
House of Representatives during the Internet’s introduction into Congress
(June through August of 1997), we address two questions: (1) What factors
influence members to invest scarce resources in an official congressional
homepage? (2) Of those who go "online," why do some members emphasize
constituent casework while others do not? Our findings confirm that legislators
use the World Wide Web much as they do other means of constituent contact.
Republicans, younger legislators and representatives of more affluent
populations are more likely to have homepages. Of those who have a homepage,
Democrats and members from electorally marginal districts are more likely to use
that Web site to solicit casework.
MICHAEL LAVER
Divided Parties, Divided Government
Legislative Studies Quarterly XXIV:5-29
The U.S. phenomenon of divided government has its counterpart in a
parliamentary system as a result of the politics of coalition. One legislative
coalition may put the executive in place, a different legislative coalition may
sustain it in a vote of confidence, while yet another legislative coalition
enacts measures that thwart its day-to-day business. I explain such division
between executive and legislature by relaxing the party-as-unitary-actor
assumption and recognise that executive and legislative elements of the same
party may pursue different strategies. Party leaders may enter into commitments
to coalition partners that involve implicit or explicit obligations to impose
intraparty discipline. Leaders may do this with greater or lesser enthusiasm,
and the required discipline may or may not be forthcoming. Thus, governments may
be defeated in legislative votes because the legislature fails to honour
obligations entered into by the executive. This paper sets out a simple model of
this process, begins to analyse it, and elaborates a recent real-world example
of the phenomenon.
KEITH KREHBIEL
Paradoxes of Parties in Congress
Legislative Studies Quarterly XXIV:31-64
This paper identifies four paradoxes of parties. These paradoxes illustrate not
only substantive problems in their own right but also diverse ways that formal
models can help to define and address problems in legislative research. Models
are shown to clarify key concepts (such as majority party strength), to sharpen
the definition of important problems of inference (observational equivalence of
theories), to evaluate widely used measures (party voting), and to derive and
test competing hypotheses (majoritarian versus majority-party determinants of
legislative organization).
NOELLE H. NORTON
Uncovering the Dimensionality of Gender Voting in Congress
Legislative Studies Quarterly XXIV:65-86
A unidimensional liberal-conservative voting model is generally accepted as
the pattern that structures Congressional voting. Empirical research on mass and
elite gender consciousness, case studies on congressional handling of women’s
issues, and feminist theory all imply, however, that more than one dimension
should be used to explain voting for legislation that affects women. Using
exploratory factor analysis, I provide evidence of a gender-related dimension in
a set of voting indexes and a set of roll-call votes made by both male and
female members of the 101st, 102d, and 103d Congresses.
THOMAS L. BRUNELL, WILLIAM KOETZLE, JOHN DINARDO,
BERNARD GROFMAN, AND SCOTT L. FELD
The R2 = .93: Where Then Do They Differ?
Comparing Liberal and Conservative Interest Group Ratings
Legislative Studies Quarterly XXIV:87-101
Interest group ratings have long been used by social scientists to
distinguish between liberal and conservative members of Congress. It is also
well known that ratings by different groups are highly correlated with one
another. Here, rather than focusing on the similarities between such measures,
we focus on the differences between them. Although the relationship between
measures is nearly linear, we find systematic robust differences between
Americans for Democratic Action (ADA) and American Conservative Union (ACU)
scores. Using a variety of techniques, we show that interest groups are most
interested in distinguishing among their ideological friends and tend to group
their ideological enemies near the bottom of the scale. Because of this, using
any single interest group score to explain political phenomena (i.e., party
loyalty) is likely to produce an inconsistent estimate of the impact of ideology
on such phenomena. Finally, we propose and test a method that corrects for this
bias.
RONALD KEITH GADDIE, CHARLES S. BULLOCK III, AND SCOTT E. BUCHANAN
What is So Special About Special Elections?
Legislative Studies Quarterly XXIV:103-112
Some political scientists have regarded special elections as referenda on
the approval of presidents—and therefore as products of national
forces—while explaining regularly scheduled elections as the product of not
only national political forces, but also constituency and candidate attributes
specific to particular districts. In this paper we examine whether outcomes in
special elections and their nearest counterpart, open-seat elections, are driven
by similar or different forces. We used district-level data on U.S. House
special elections and open-seat elections from 1973 to 1997 to test a model that
integrates constituency, candidate, and presidential approval variables. The
results of this analysis indicate that special elections are a subset of
open-seat elections, with both types of contests strongly impacted by candidate
and constituency influences. We found no evidence of a substantial
presidential-approval effect in special elections. The absence of such a
relationship underscores the importance of candidates and constituent
preferences in structuring elections and indicates the inappropriateness of
drawing national implications from special House contests.
ANTHONY J. NOWNES
Solicited Advice and Lobbyist Power: Evidence from Three American States
Legislative Studies Quarterly XXIV:113-124
The work of William P. Browne and Won K. Paik (1993) suggests that
legislators act as "unrestrained entrepreneurs" in an unstructured
legislative environment. As a result, legislators rely heavily upon lobbyists
for information and advice. Using data from a survey of 595 lobbyists in three
American states, this paper asks: What determines whether or not and how often a
lobbyist is approached for advice by policymakers? My findings suggest that
full-time, experienced lobbyists have the largest "advice advantage."
However, female lobbyists, as well as those who work for governmental bodies,
also appear to have an advice advantage. Ultimately, these findings provide
insight into what makes some lobbyists more influential than others.
JOHN R. HIBBING
Legislative Careers: Why and How We Should Study Them
Legislative Studies Quarterly XXIV:149-171
Legislative careers can provide extremely useful information on political
institutions, but only if used wisely. For example, we cannot assume that the
amount of membership turnover in a legislature is an indication of the degree to
which it is institutionalized. The real variable of interest is the
(unfortunately much more difficult to quantify) consequences of that
turnover. And even if we can determine that the consequences of legislative
turnover are minimal, we cannot conclude that the legislature is
institutionalized since what appears to be legislative institutionalization may
actually be the institutionalization of political parties. More accurate
indications of institutionalization would be the tendency of members to want to
stay in the body (regardless of whether or not they do), and the length of
service in the body required before leadership positions become a real
possibility.
GARY F. MONCRIEF
Recruitment and Retention in U.S. Legislatures
Legislative Studies Quarterly XXIV:173-208
Questions of recruitment and retention of legislators are central to our
understanding of the nature of representative democracy. This essay traces the
dominant perspectives and issues involved in the study of legislative candidates
and legislative careers in the United States. A central theme of this essay is
that congressional and state legislative scholars have tended to ignore each
other’s work. This is largely due to a difference in the unit of analysis,
wherein congressional scholars concentrate on the individual while state
legislative scholars concentrate on the institution. But two recent events in
state legislatures have the potential to provide linkages between congressional
and legislative research. The first is the increase in careerism among state
legislators. The second is the effect of term limits.
FABIANO SANTOS
Recruitment and Retention of Legislators in Brazil
Legislative Studies Quarterly XXIV:209-37
This article discusses the recruitment and retention of legislators in Brazil
since World War II and identifies the main theoretical challenges for developing
comparative research on such an issue. It argues that a comparative analysis on
this subject cannot make theoretical headway without an understanding of the
reasons by which different countries display different modes of interaction
between the legislative branch and the broader political system. The conclusion
is that more historical research (and not just more comparative-static analysis
and measures of institutionalization) is needed for the investigation concerning
the cause of the emergence of different career patterns.
WERNER J. PATZELT
Recruitment and Retention in Western European Parliaments
Legislative Studies Quarterly XXIV:239-279
This article reviews and evaluates recent research on parliamentary
recruitment in Western Europe. It illuminates the particular difficulties of
doing comparative legislative research in Europe and summarizes several
important studies and their methodologies. Next, it presents a
country-by-country overview of comparative and case studies on legislative
recruitment. Included are the Mediterranean countries (Italy, Spain, Portugal,
Greece), France, the United Kingdom and Ireland, the Scandinavian countries
(Denmark, Finland, Norway, Sweden), Belgium and the Netherlands, the
German-speaking countries (Germany, Austria, Switzerland), and the European
Parliament. Additionally, studies on gender effects in legislative recruitment
are reviewed. A final section evaluates several major substantive and
methodological issues. These include the strengths and shortcomings of European
recruitment research; the types of data collected and research questions
answered; the common research methods and their limits; the theoretical
frameworks applied; and the neglect of normative research.
JEFFREY M. STONECASH
Political Cleavage in U.S. State Legislative Houses
Legislative Studies Quarterly XXIV:281–302
Does the income of state legislative districts affect the election of
Republicans and Democrats? If such a relationship exists, is it uniform across
states, or do states retain some uniqueness in their party cleavages? This paper
assesses the relationship of district income to partisan outcomes across states,
using district data from The Almanac of State Legislatures and a file of
winners of legislative elections compiled by the National Conference of State
Legislatures. The results indicate that the association between district income
and partisan outcomes varies significantly across the states. The varying
partisan cleavages across the states are not just a product of state conditions
such as the diversity within states. States have unique patterns of partisan
cleavages that we need to explain and incorporate into analyses.
HOLLY BRASHER, DAVID LOWERY, AND VIRGINIA GRAY
State Lobby Registration Data: The Anomalous Case of Florida (and Minnesota
too!)
Legislative Studies Quarterly XXIV:303-314
Florida’s lobbying community was anomalously large in 1990, a problem that
threatens to undermine more general interpretations of the density of state
interest systems. We use time series and cross-sectional data to better
understand just what happened in Florida. Two explanations are examined, one
focusing on changes in lobbying regulations, and the other based on a population
ecology interpretation of Florida’s battle over the sales tax on services and
what should replace it. The data provide circumstantial support for the latter
account, which suggests that Florida is anomalous only in the extremity of the
conditions governing the size of its interest community in the late 1980s, not
the conditions themselves.
DAVID T. CANON
Electoral Systems and the Representation of Minority Interests in Legislatures
Legislative Studies Quarterly XXIV:331–85
The rules and institutions used to translate preferences into electoral
outcomes have a profound impact on the nature of representation provided in a
political system. This is especially true when it comes to representing
divergent racial and ethnic group interests. This essay examines the range of
alternatives that nations have used to address this fundamental problem, with a
focus on the representation of minority interests within U.S. legislatures.
After a brief review of related issues, I examine the following questions: how should
representation be provided to minorities within a majority rule system (the
normative literature); how can representation be provided (the legal
literature); and, how are minority interests represented (the partisan
implications of racial redistricting and the broader empirical literature on
representation).The rules and institutions used to translate preferences into
electoral outcomes have a profound impact on the nature of representation
provided in a political system. This is especially true when it comes to
representing divergent racial and ethnic group interests. This essay examines
the range of alternatives that nations have used to address this fundamental
problem, with a focus on the representation of minority interests within U.S.
legislatures. After a brief review of related issues, I examine the following
questions: how should representation be provided to minorities within a
majority rule system (the normative literature); how can representation
be provided (the legal literature); and, how are minority interests
represented (the partisan implications of racial redistricting and the broader
empirical literature on representation).
GARY W. COX
Electoral Rules and the Calculus of Mobilization
Legislative Studies Quarterly XXIV:387–419
In this essay, I consider how electoral laws affect parties’
mobilizational incentives and, hence, turnout. The strategy is to look
systematically at how differing electoral rules affect the translations from
effort-to-votes, votes-to-seats, and seats-to-portfolios, and hence, parties’
incentives to mobilize. Considering each of these steps in turn leads us to many
of the most important extant claims about how electoral institutions affect
turnout. Such an approach also underscores that, even by a purely instrumental
calculus, both social structure and political context are directly relevant to
explaining mobilization (hence, turnout).
BARBARA SINCLAIR
Transformational Leader or Faithful Agent? Principal-Agent Theory and House
Majority Party Leadership
Legislative Studies Quarterly XXIV:421-49
Newt Gingrich’s phenomenal successes in the 104th Congress led many
political scientists to question the discipline’s prevalent conception of
congressional leadership. Most see congressional leaders as agents who must
satisfy members’ expectations to get reelected. Those expectations arise from
members’ goals and from the political and institutional context in which they
attempt to advance them. The change in the political context between the 104th
and 105th Congresses provides something of a natural experiment. A comparison of
party leadership in the 104th with leadership before the 104th as well as in the
105th allows us to assess the adequacy of principal-agent theory for making
sense of a complicated, even exceptional, case. I assess continuity and change
in the rate and type of House majority party leadership activity and in
leadership strategies. Compared with the Democratic leaderships of the late
1980s and early 1990s, Gingrich’s leadership in the 104th Congress shows
considerable continuity but also some distinctive features. The considerable
changes in Republican leadership from the 104th to the 105th can be explained by
changes in context that altered members’ expectations.
WILLIAM T. BIANCO
Party Campaign Committees and the Distribution of Tally Program Funds
Legislative Studies Quarterly XXIV:451–69
This paper uses data supplied by the Democratic Senatorial Campaign
Committee to examine the relationship between candidate tallying and party
allocations in the 1992 and 1994 elections and, in doing so, to provide a new
test of hypotheses concerning the role and powers of the party-in-government in
the post-war Congress. The focus is on two hypotheses: a recycling hypothesis
(allocations were driven by candidate tallies), and an electioneering hypothesis
(allocations were driven by the goal of winning elections). Analysis of the data
provides no support for the recycling hypothesis. Rather, consistent with the
electioneering hypotheses, DSCC allocations are strongly influenced by political
variables, such as the closeness of a race, a candidate’s success at
fundraising, state population, and the cost of campaigning. These findings
confirm a strong redistributive role for the contemporary party-in-government in
the electoral process.
DAVID BRADY, KARA BUCKLEY, AND DOUGLAS RIVERS
The Roots of Careerism in the U.S. House of Representatives
Legislative Studies Quarterly XXIV:489–510
In this paper we reexamine the rise of careerism in the United States House
of Representatives. Following the insights of Gilmour and Rothstein (1993) and
Kiewiet and Zeng (1993), we model careerism as a combination of the desire of
incumbents to serve in the House for long periods and the ability to be
reelected. The focus in this paper is on the probability that incumbents seek
reelection, and conditional on their decision to seek reelection, the
probability they will be elected. The results of our analysis show that
different factors influence electoral safety and the desire to continue holding
office. Namely, institutional innovations such as the Australian ballot and
primaries slightly decreased the probability of seeking reelection. In addition,
bringing pork home and a strong partisan advantage in the district increased the
probability of renomination. In regard to seat safety, incumbent party
advantage, especially post-1896, increased the probability of winning
reelection, as did economic prosperity.
JANET M. BOX-STEFFENSMEIER AND J. TOBIN GRANT
All in a Day's Work: The Financial Rewards of Legislative Effectiveness
Legislative Studies Quarterly XXIV:511–23
The investment theory of campaign finance posits that political action
committees invest campaign funds in members who provide services at a low cost.
We build on and directly test this theory, hypothesizing that PACs give to
members who are effective legislators. Using data collected from the 103d and
104th Congresses and a direct measure of effectiveness, we find that
contributions flow to members who are successful in getting a large percentage
of their sponsored bills enacted into law. Being an effective legislator is one
way a member can purchase time for his or her Washington work.
MICHAEL C. HERRON
Artificial Extremism in Interest Group Ratings and the Preferences versus Party
Debate
Legislative Studies Quarterly XXIV:525-42
Congressional voting studies often use interest group ratings as proxies for
legislator policy preferences. This paper investigates the extent to which
artificial extremism in interest group ratings affects the ability of such
studies to estimate accurately the impact of legislator preferences and party
membership on roll-call votes. Using a sequence of Monte Carlo experiments, I
find that artificial extremism does not have serious implications for
understanding whether policy preferences impact legislator voting behavior.
However, in many cases artificial extremism can cause analyses of roll-call
votes to draw improper conclusions regarding the direction and magnitude of the
impact of party membership on roll-call voting decisions.
RICK K. WILSON
Transitional Governance in the United States: Lessons from the First Federal
Congress
Legislative Studies Quarterly XXIV:543–68
This paper details the transition from a confederated to a federal
legislative system in the United States. Covering the period 1782 through 1792,
I examine how political elites fundamentally reshaped their legislative
institutions. This period in American history was extremely important. The newly
created nation faced enormous problems reconstituting itself from a loose
aggregation of independent and sovereign states into a unified nation. Almost
every commentator from the period noted the fragile nature of newfound
democratic rights and the importance of this national experiment. The concluding
sections of the paper draw lessons from this period of American transition to
contemporary legislatures in democratizing systems. While few of these lessons
directly apply to current transitional systems, they shed light on the kinds of
issues that scholars should raise while studying democratizing systems.
JOHN M. CAREY, FRANTISEK FORMANEK, AND EWA KARPOWICZ
Legislative Autonomy in New Regimes: The Czech and Polish Cases
Legislative Studies Quarterly XXIV:569–603
The recent wave of democratization worldwide has focused attention on the
evolution of legislatures in new democracies. In regimes where potent
executives—either presidential, parliamentary, or hybrid—exist alongside new
legislatures, it is necessary to distinguish the idea of legislative autonomy
from that of effectiveness. We emphasize the centrality of the second concept to
understanding representative institutions in recent transitions. We provide case
studies of the lower legislative chambers in Poland and the Czech Republic
during the past decade, describing the evolution of the party and committee
systems, the structure of legislative leadership, and its relationship to the
executive. Finally, we examine the role of the legislature in drafting and
overseeing the execution of policy, paying particular attention to budget bills
as bellwethers of legislative autonomy and the cohesiveness of parties and
coalitions. We conclude that both the Polish Sejm and the Czech Parliament have
developed much of the internal institutional framework to support legislative
autonomy, and that in the Czech case in particular, recent experiences with
minority government are contributing to this trend.
C. LAWRENCE EVANS
Legislative Structure: Rules, Precedents, and Jurisdictions
Legislative Studies Quarterly XXIV:605–42
In this essay, I review and critique the scholarly literature about rules
and other structural arrangements in Congress. My focus is on empirical research
that has been informed by rational choice theory. I emphasize three categories
of rules—committee jurisdictions, leadership prerogatives, and floor
procedure. An implication is that the forces shaping procedural politics vary
depending on the aspect of congressional structure under consideration.
Structural features within Congress also reflect different levels of
institutionalization; procedures often begin as informal practice, gradually
become precedent, and eventually are codified as formal rules. Finally, many
important aspects of structural development in Congress exhibit significant path
dependencies.
BJØRN
ERIK RASCH
Parliamentary Floor Voting Procedures and Agenda Setting in Europe
Legislative
Studies Quarterly
XXV:3-23
Which voting methods do European parliaments use when they make choices between multiple, mutually exclusive alternatives? To what extent are legislative outcomes affected by differences in floor voting procedures at the final stage of legislative processes? In the first part of the analysis, I describe the parliamentary voting procedures applied in Western and East-Central Europe. It turns out that only two approaches occur: the amendment (elimination) procedure, and the successive procedure. In the second part of the paper, I outline and discuss some normative properties and political consequences of the two parliamentary voting procedures, focusing in particular, on principles of agenda formation.
JOhn D. Huber AND Charles R. Shipan
The Costs of Control: Legislators,
Agencies, and Transaction Costs
Legislative Studies Quarterly XXV:25-52
Political scientists have long studied the relationship between legislatures and agencies—in particular, between Congress and the bureaucracy in the United States. In the past two decades, however, there has been a renewed interest in this topic along with a variety of new theoretical contributions and insights. We review these relatively recent contributions and examine how transaction cost and principal-agent approaches have provided many of them with a theoretical underpinning. Specifically, we examine a series of basic concepts from these literatures and discuss how these concepts can be used both to provide theoretical advances and to suggest empirical tests about the relationship between legislatures and agencies.
PATRICIA A. HURLEY AND BRINCK KERR
The Effects of Party Advantage on the Partisan Support
of
New U.S. House Members
Legislative Studies Quarterly XXV:53-73
We argue that the partisan voting patterns of new members of the House of Representatives are affected by national political conditions. New members of a party advantaged by national forces should exhibit distinctively partisan voting patterns, while new members of the disadvantaged party should not. We use a comparative statics research design to examine eight congresses with large numbers of new members that were also characterized by different national forces. Multivariate OLS models of party support are used to isolate the effects of first-term status while controlling for other factors that might influence a member’s willingness to support his or her party. We find that national forces have the expected general effect on the partisan support of new members of the advantaged party, and that the size of that effect varies with the particular character of the national forces.
Gregory
L. Hager and Jeffery C. Talbert
Look for the Party Label: Party Influences on Voting in the
U.S. House
Legislative
Studies Quarterly XXV:75-99
Since party is so highly correlated with ideology, party-line voting in the U.S. House may indicate members voting their own preferences. If, however, the reputation of a member’s party is valuable as a cue for voters and other party supporters, then legislators should be willing to vote against their own preferences and for those of their party, at least sometimes. To investigate whether and how often this does occur, we use roll-call data from the House from the 1950s to 1990s to perform cross-sectional and other tests that isolate the effects of parties, including analyses of members who switch parties. Our regression results indicate that party influence on voting has varied, but that there is an effect, even when controlling for ideology.
Jeffery
A. Jenkins AND timothy P. Nokken
The Institutional Origins of the Republican Party: Spatial
Voting
and the
House Speakership Election of 1855–56
Legislative
Studies Quarterly
XXV:101-130
This study explores the Republican Party’s origins at the institutional level, specifically in the 34th House of Representatives. We focus on an especially critical event, the House speakership election of 1855–56, which resulted in the first major victory for the new party. We conduct our analysis by applying the spatial theory of voting to the House balloting for Speaker, using a scaling technique developed by Poole (1998). Results from our spatial model suggest that slavery was the overriding determinant of vote choice throughout the two-month speakership battle. Its effects were considerable from the outset, even in multiple candidate rounds, and proved to be more influential as the balloting progressed. We also find that the issue of nativism, which was so important in the previous congressional elections and would continue to affect the Republicans’ electoral fortunes for several more years, had no impact on members’ votes for speaker. Once elected, the new Republican speaker, Nathaniel Banks, organized the House around anti-slavery tenets, stacking both committees and chairs with anti-slavery advocates. Overall, these results suggest that while the Republicans would struggle for an electoral identity deep into the 1850s—balancing the competing interests of slavery and nativism to win office—they emerged as a single-issue, anti-slavery coalition at the institutional level as early as 1855.
PEverill
Squire
Uncontested Seats in State Legislative Elections
Legislative Studies Quarterly XXV:131-146
Uncontested seats are far more common in U.S. state legislative elections than in U.S. House elections. But the incidence of uncontested seats varies across the states. In this paper, I attempt to explain that variance. Using pooled data on state legislative elections from 1992 to 1996, I test relationships suggested by the literature on uncontested seats in U.S. House elections. In addition, I also look at important differences among the state legislatures, such as level of professionalization, the competitiveness of the state’s electoral system, the use of multimember districts, and the institution of term limits. I find that the value of a seat, measured either by professionalization level or member pay, and the competitiveness of the state’s electoral system are powerful variables in explaining the incidence of uncontested seats across the states. Region also is important, with state legislatures in the South suffering a higher percentage of uncontested seats than state legislatures in the North.
GARY W. COX
On the Effects of Legislative Rules
Legislative Studies Quarterly XXV:169-92
In this essay, I consider how a legislature’s rules of procedure can
affect both the process and the outcome of legislation. I begin by asking
whether or not rules of procedure should have any effects at all, given that
they can often be changed by simple majorities of legislators. The second part
of the essay classifies the effects that rules have. Rules can change the set of
bills that plenary sessions of the legislature consider; they can change the
menu of amendments to any given bill considered in the plenary; they can affect
how members vote; and—putting the first three effects together—they can
affect which bills pass. I review evidence that rules do in fact have the
suspected effects.
STEVEN S. SMITH
Positive Theories of Congressional Parties
Legislative Studies Quarterly, XXV:193-215
In recent years, positive theories of congressional parties have been
elaborated to encompass a variety of institutional features. The seasoning of
the field is reflected in its contrasting theoretical accounts of the existence
of parties and their effects, and the return to empirical evidence in a set of
insightful studies of modern congressional decision making. This paper provides
a critical review of this recent literature and suggests some unfinished tasks
in the development of this field.
JOHN R. WRIGHT
Interest Groups, Congressional Reform, and Party Government in the United States
Legislative Studies Quarterly, XXV:217-35
The generally accepted explanation for the congressional reforms of the
1970s is that Northern Democrats sought greater control over the legislative
process in order to enact a liberal policy agenda. Party leaders, according to
this explanation, then acted forcefully and cohesively to satisfy these
ideological policy demands. I argue instead that congressional reforms were
motivated by the need for House Democrats to raise money for reelection, and
that the subsequent policies enacted by party leaders were designed to satisfy
important interest group constituencies that supply campaign money. The former
argument suggests that interest groups reconcile their policy demands to the
ideological policy objectives of the party. My explanation suggests that
political parties adjust their policy agendas to satisfy interest group
constituencies.
Barry
C. Burden, Gregory A. Caldeira, and Tim Groseclose
Measuring the Ideologies of U.S.
Senators: The Song Remains the Same
Legislative Studies Quarterly, XXV:237-58
This research note discusses and compares nine measures of senator
ideology. It is motivated by the newest measure of legislator ideology offered
by Hill, Hanna, and Shafqat (1997), which seeks to improve on existing measures,
particularly those based on roll-call votes. We gather and compare nine
different ideological measures from a wide variety of sources. After evaluating
them theoretically and empirically, we conclude that existing indicators
operationalize ideology as least as well as the newer alternatives.
alison b. alter and
leslie moscow mcgranahan
Reexamining the Filibuster
and Proposal Powers in the Senate
Legislative Studies Quarterly, XXV:259-84
Conventional wisdom views the Senate filibuster as a protection of minority
rights. In this paper we challenge this intuition by showing that this common
belief always holds true only for specific assumptions about Senate procedures.
We show that under an open rule, while the filibuster option may advantage the
minority, it is also true that the filibuster option may benefit the proposer at
the expense of the minority. Whether the filibuster under an open rule
advantages or disadvantages the minority, the majority, or the proposer, is a
function of the proposer’s preferred policy, the status quo, and the costs
faced by potential filibusterers.
william
howell, scott adler, charles cameron,
and charles riemann
Divided Government and the
Legislative Productivity of Congress, 1945–94
Legislative Studies Quarterly, XXV:285-312
This paper contributes to the literature on divided government and
legislative productivity. We begin by reexamining Mayhew’s data on landmark
enactments. We show that Mayhew’s claim that divided government does not
affect legislative productivity is a consequence of aggregating time series that
exhibit different behavior. We then extend Mayhew’s analysis by broadening
the concept of significance and creating a new four-category measure that
encompasses all 17,663 public laws enacted in the period of 1945–94. Using
appropriate time-series techniques, we demonstrate that periods of divided
government depress the production of landmark legislation by about 30%, at least
when productivity is measured on the basis of contemporaneous perceptions of
legislative significance. Divided government, however, has no substantive effect
on the production of important, albeit not landmark, legislation and actually
has a positive effect on the passage of trivial laws.
DENA
LEVY AND PEVERILL SQUIRE
Television Markets and the Competitiveness of U.S. House Elections
Legislative Studies
Quarterly, XXV:313-25
JAMES
D. KING
Changes in Professionalism in U.S. State Legislatures
Legislative Studies Quarterly, XXV:327-43
State legislatures in the United States have changed in many ways since the
drive for reform began in the 1960s. Using a modification of Squire’s
legislative professional index, this analysis demonstrates that a higher degree
of professionalism is a general, but not a universal, trait of state
legislatures. Disparities among state legislatures have increased, with some
being no more professional today than they were 30 years ago. On the other hand,
states that have removed legal restrictions on legislative sessions, whose
populations have grown larger, and whose neighbors have more institutionally
advanced assemblies have developed more professional legislatures.
RICHARD BORN
Congressional Incumbency and the Rise of
Split-Ticket Voting
Legislative Studies Quarterly, XXV:365-87
Despite the general recognition that incumbency has influenced voters’
decisions to split their ballots for president and the House, past research has
not focused on the specific magnitude of this effect and its responsibility for
growing ticket-splitting in the United States. In this study, I find that
incumbency was a powerful determinant of the step jump in ticket-splitting that
occurred from the 1956–68 to 1972–92 periods. This is in contrast to the
weak expansive force exerted by declining partisan intensity in the electorate.
Incumbency’s impact, however, was confined to districts where members of the
losing presidential party run for reelection; in districts with campaigning
incumbents of the winning presidential party, it made for only about the level
of ticket-splitting that could be expected in open seats.
Benjamin G. Bishin
Constituency Influence in
Congress: Does Subconstituency Matter?
Legislative Studies Quarterly, XXV:389-415
Conflicting findings in the congressional roll-call voting literature have
been attributed, in part, to scholars’ failure to identify appropriately the
subconstituencies to whom legislators appeal when making decisions (Jackson and
Kingdon 1992). This paper develops and examines a new model of legislator
behavior that accounts for the prospective constituency—the subset of
the legal constituency to whom legislators are likely to appeal in the next
election. The prospective constituency is based on the idea that legislators
consider the views not only of past supporters but also of swing voters and
moderate opposing partisans as well. Results from this model are compared to
results generated by a traditional model—one that does not account for
subconstituency. Models incorporating the prospective constituency find
constituency to influence senators’ roll-call decisions, and they offer an
explanation for the conflicting results of past studies.
Timothy P. Nokken
Dynamics of Congressional Loyalty: Party Defection and Roll-Call
Behavior, 1947–97
Legislative Studies Quarterly, XXV:417-44
I seek to determine whether or not political parties have significant
independent effects upon the roll-call behavior of their members. Taking
advantage of a natural experiment, I analyze the roll-call behavior of those
members of the House and Senate from 1947 to 1997 who changed party affiliation
while in office. Using data from the 80th to 105th Congresses, I find that
Democrats who become Republicans, for instance, start to vote like Republicans
at the time they “cross aisles.” This finding is consistent with the claims
made in a growing literature that emphasizes the partisan aspects of
congressional organization, and it supports the contention that party plays a
direct role in determining members’ roll-call behavior.
J. Matthew Wilson
and Paul Gronke
Concordance and Projection in
Citizen Perceptions of Congressional Roll-Call Voting
Legislative Studies Quarterly, XXV:445-467
Research on political cognition suggests that individuals absorb and retain
more information consistent with their political predispositions than they do
information at odds with those predispositions. When citizens view a member of
Congress favorably, they should thus be more likely to recall that member’s
vote on a bill if it is in agreement with their own positions; additionally, if
they do not recall, they will tend to assume that the member voted in accordance
with their own preferences. When citizens view a representative negatively, the
opposite patterns should obtain. Here, we find considerable evidence for both of
these effects—concordance and projection. Attitude toward the representative
and agreement on the issue substantially drive citizen perceptions of
congressional roll-call voting.
Fiona
M. Wright
The Caucus Reelection Requirement and the Transformation of
House Committee Chairs, 1959–94
Legislative Studies Quarterly, XXV:469-80
Standing committee chairs in the House, as a group, are now dramatically
more supportive of their party, its leaders, and their agenda than they were in
the 1950s and 1960s. I present original data analysis that tests the two
dominant explanations for this transformation—first, that it was the direct
result of the Caucus reelection requirement for committee chairs and the
dramatic removal of three incumbents under this new rule in 1975, and second,
that it was simply an artifact of the general increases in partisanship across
this same period. The results show that the critical transformation occurred
immediately after the new rule was first used in 1975 but well in advance of the
resurgent aggregate-level partisanship of the 1980s. This change is
statistically significant, even after controlling for general levels of
partisanship and other factors commonly expected to have affected the voting
behavior of committee chairs between 1959 and 1994.
David
Samuels
Ambition and Competition: Explaining Legislative Turnover in
Brazil
Legislative Studies Quarterly, XXV:481-97
Despite Brazil’s electoral laws, which would
appear to encourage incumbency, legislative turnover in Brazil consistently
exceeds 50% with each election. In this article, I explain this phenomenon as a
function of two factors: the nature of political ambition and the dynamics of
electoral competition. Political ambition accounts for about half of the
turnover because a sizeable portion of incumbent legislators decides to run for
nonlegislative office. Electoral competition accounts for the other half. Since
many potentially strong candidates for reelection decide to run for another
office the group of incumbents running for reelection is relatively weak. In
addition, a wide-open nomination process ensures that incumbents running for
reelection face a pool of extremely strong challengers. Finally, Brazil’s
at-large, open-list proportional representation electoral system undermines
incumbents’ attempts to protect their status. Given these factors, many
incumbents lose. I provide evidence for the impact of ambition and competition
on legislative turnover in Brazil, place Brazil in comparative perspective, and
suggest avenues for further research.
Phillip
L. Gianos
Bipartisan Legislative Delegations and
the Mean-Seeking Hypothesis: The Case of Washington, 1948–96
Legislative Studies Quarterly XXV:499-515
This study examines the hypothesis that voters seek political moderation by
balancing one party with the other. Washington State’s weak parties and its
bicameral, multimember legislative districts are especially conducive to
examining this idea. Therefore, I analyze state legislative election outcomes in
Washington State from 1948 to 1996. While divided legislative districts are more
ideologically moderate, the variety of patterns by which districts are divided,
the frequency with which the same district is both divided and unified, and the
frequency of unique patterns of division and unification make it very difficult
to infer that district voters are consistently and systematically balancing
parties in search of moderation. Divided outcomes are also associated with
several measures of mobilization, suggesting that such outcomes are instead
by-products of district circumstances, a conclusion also reached by research
using individual-level data.
glen
s. krutz
Getting Around Gridlock: The Effect of
Omnibus Utilization on Legislative Productivity
Legislative Studies Quarterly
XXV:533-49
Omnibus legislating—the
practice of combining numerous measures from disparate policy areas in one
massive bill—has become a standard part of the legislative landscape in
Washington and alters lawmaking in important ways; yet we know little about it.
In this paper, I consider whether or not the omnibus method positively affects
legislative productivity, as is suggested by many observers in Washington and
academia. To test this hypothesis, I estimate two different models of
legislative production. I find omnibus usage to be a positive and significant
independent influence on legislative productivity in both models.
eric
schickler and john sides
Intergenerational Warfare: The Senate Decentralizes Appropriations
Legislative Studies Quarterly
XXV:551-75
Most accounts portray the
1890–1910 period of congressional history as an exemplary instance of highly
centralized party government. However, we contend that this interpretation
obscures other important forces driving institutional development during this
time. In 1899, the Senate approved a rule change dispersing jurisdiction over
appropriations bills. This change added a significant centrifugal element to the
Senate committee system. Taking advantage of new evidence, in particular a
petition circulated by supporters of the reform, we assess competing
explanations for the appropriations decentralization. We find that junior
senators’ demands for increased access to power played an important role in
this change. By contrast, partisan considerations played an insignificant role.
The 1899 reform indicates the relevance of a causal variable that scholars have
typically ignored: “intergenerational warfare” among members of Congress who
differ in seniority level. Sectional differences were another key motivation for
decentralization. This change, therefore, not only forces a reevaluation of the
depiction of the turn-of-the-century Senate as a highly centralized institution,
but also suggests the multiple kinds of coalitions that drive congressional
development.
jeffrey
e. cohen, jon r. bond, richard fleisher, and john a. hamman
State-Level Presidential Approval and Senatorial Support
Legislative Studies Quarterly
XXV:577-90
The effect of public
presidential approval on congressional support for the president has been the
subject of considerable debate and controversy. Systematic, quantitative studies
have been unable to demonstrate convincingly that public approval leads to
greater legislative support for the president. The lack of constituency-level
public approval data has hindered resolution of the controversy. Studies have
relied upon either election results or national-level approval data as
substitutes, but both alternatives are problematic as measures of public
approval at the constituency level. In this paper, we use new data gathered from
50 state surveys in September 1996 that asked respondents, among other things,
to rate the job performance of the president. We test whether or not public
approval in the states affects senators’ support for the president and also
look at some hypotheses: whether or not minority party status, running for
reelection, electoral vulnerability, and presidential coattails interact with
constituents’ approval of the president to affect senators’ roll-call
support for the president. With controls for partisanship and ideology of the
senator and the state, analysis indicates no support for the hypothesis that
public approval of the president leads to greater presidential support among
senators.
KEDRON
BARDWELL
The Puzzling Decline in House Support for Free Trade:
Was Fast Track a Referendum on NAFTA?
Legislative Studies Quarterly
XXV:591-610
In 1993, both houses of
Congress passed and President Clinton signed the North American Free Trade
Agreement (NAFTA). Just four years later, fast-track legislation stalled short
of a vote in the House of Representatives, despite the endorsement of the
president and majority-party leaders. Using interest group “head counts” in
lieu of roll-call data, I test the theory that fast track was a referendum on
the district-level economic impact of NAFTA. The findings show that economic and
political aftershocks from NAFTA, including trade-related job losses in many
members’ districts, helped to undermine House support for fast track in 1997.
STEPHEN
CALABRESE
Multimember District Congressional Elections
Legislative Studies Quarterly XXV:611-43
In the Apportionment Act of 1842, the House of Representatives
mandated single-member districts (SMDs) for elections of its members. Before
this act, many states had multimember districts (MMDs), and even after this act,
Congress permitted some exceptions up until 1967.
This paper addresses several questions
related to the election of representatives in MMD elections. Herein, I develop a
model of MMD elections that predicts that one party will sweep all the seats in
this type of election. I then perform empirical analyses to examine and validate
the four key assumptions of the model. My prediction that one party will sweep
all the seats in an MMD election is verified by examining the actual results of
all MMD House races in history. In this paper, I also show that, in general, the
diversity of a state’s House delegation increases when the state shifts from
general-ticket to single-member districts, but diversity decreases when the
state moves in the opposite direction.
richard
j. powell
The Impact of Term Limits on the Candidacy Decisions of State Legislators
in U.S. House Elections
Legislative Studies Quarterly
XXV:645-61
This study investigates the
hypothesis that term limits at the state level increase electoral competition
for seats in the U.S. House. With a greater number of ambitious state
legislators being unwillingly turned out of office, we can expect that those
individuals interested in legislative careers will increasingly turn their
attention to Congress. In order to assess whether or not state legislators are
more likely to run for Congress in states with legislative term limits, I
specified and tested logistic regression models. The models were derived from
our prior knowledge of the behavior of strategic politicians and included
control variables for theoretically important national- and district-level
factors.
CHERIE MAESTAS
Professional Legislatures and Ambitious Politicians:
Policy Responsiveness of State Institutions
Legislative Studies Quarterly XXV:663-90
This paper examines the relationship between professionalism,
progressive ambition, and legislative responsiveness in state legislatures. I
argue that professional legislatures that foster and support progressive
ambition will be more responsive to aggregate constituency concerns than will
less professional legislatures. Institutions that attract progressively
ambitious members create a natural incentive for representation because
legislators are motivated to identify and respond to the interests of
broad-based constituencies in preparation to pursue higher office. Consistent
with this argument, I find that states with more professional legislatures and
more opportunities for members to progress to higher office have greater
aggregate opinion-policy congruence, even after controlling for the effects of
electoral competition and alternative policy influences.
Keith
T. Poole
and Howard Rosenthal
D-NOMINATE
after 10 Years: A Comparative Update to Congress: A
Political-Economic History of Roll-Call Voting
Legislative Studies Quarterly
XXVI:5-29
This paper updates the findings in Congress: A
Political-Economic History of Roll-Call Voting and compares them to findings
for both European legislatures and the United Nations General Assembly. Congress
argues that important episodes in American political and economic history can be
better understood by supplementing or reinterpreting more traditional analyses
with the basic space theory of ideology. In Congress, we measured
ideology with D-NOMINATE
scores. Here we summarize new estimations that are complete through the 105th
Congress. We find that the trend to polarization and unidimensionality
identified in Congress has continued unabated. The shift to Republican
control after the 1994 elections is part of this trend and does not represent a
sharp break in roll-call-voting behavior. Comparison of NOMINATE
results for the United States to those for other legislatures both further
indicates the ideological character of roll-call voting in Congress and suggests
that low-dimensional spatial models apply as well to multiparty systems as to
two-party systems.
Charles
S. Bullock III, Ronald Keith Gaddie,
and Anders Ferrington
When Experience Fails: The
Experience Factor in Congressional Runoffs
Legislative Studies Quarterly
XXVI:31-43
Ambition theory identifies political experience as a major correlate
of holding higher office. We explore the possibility that under certain
conditions, political experience may do little to promote election.
Specifically, in runoff primaries experience may not promote a candidate’s
prospects for nomination. When an experienced candidate, such as a former state
legislator, fails to win a majority in the initial primary, it may indicate that
any advantages derived from experience have been discounted by the electorate.
The relationship between experience and runoff election success is explored
using 87 U.S. House elections from 1982 through 1994. The evidence shows that in
runoffs experienced candidates who led their primaries have no advantage, while
the greater the experience of the primary runner-up, the more likely it is that
the front-runner will be nominated.
Michael
Bailey
Quiet Influence: The
Representation of Diffuse Interests
on Trade Policy,
1983–94
Legislative Studies Quarterly XXVI:45-80
A core tenet of many approaches to American trade politics is that
diffuse interests exert little or no influence on the process. This paper
argues, however, that there are theoretical and empirical reasons to believe
that diffuse interests can and do influence congressional trade politics.
Members of Congress respond to these interests in order to preempt their
mobilization by political rivals, interest groups, the president, and the
media. This mechanism does not preclude interest group influence but rather
points our attention to an additional influence on congressional trade voting.
Evidence for this view comes from statistical analyses of ten years of House
and Senate trade voting in the eighties and nineties. The results indicate that
skilled labor--an interest that receives diffuse benefits from trade but lacks
direct organization--has been a statistically significant, consistent, and
substantial influence on congressional trade voting.
Daniel
Lipinski
The Effect of Messages
Communicated by Members of Congress: The Impact of Publicizing Votes
Legislative Studies Quarterly
XXVI:81-100
Although much of the literature examining congressional behavior
presumes that representatives can influence how their constituents view them,
there is little evidence supporting this belief. Focusing on members’ attempts
to convey their positions on two high-profile votes--the 1991 Persian Gulf War
Use of Force Resolution and the 1993 Budget Reconciliation Conference Report--I
show that these efforts can indeed be successful. Members’ messages to
constituents are proxied by the content of official newsletters. Employing
National Election Study survey data, I demonstrate that respondents whose
representatives put forth the effort to publicize these votes were significantly
better able to state correctly their representatives’ positions on these
issues.
Jonathan
S. Morris
Reexamining the Politics of
Talk:
Partisan Rhetoric in the
104th House
Legislative Studies Quarterly XXVI:101-21
Drawing off the work of Maltzman and Sigelman (1996), this paper
looks at the propensity of members to speak on the House floor during one minute
speeches in the 104th Congress. I used a negative binomial event count model to
predict not only who will participate in “one minutes” in general, but also
who will engage in partisan rhetoric, which was such an important aspect of the
volatile 104th Congress. The model finds that, while general participation can
be predicted, we can also use a number of explanatory variables, such as tenure,
electoral insecurity, ideological intensity, party rank, constituency time zone,
and party identification to understand why some members engage in partisan
rhetoric during one minutes and why others do not. The findings have
implications both for understanding partisan behavior in the 104th Congress and
for understanding and predicting one minute speaking practices in the future.
E.
Lee Bernick
Anchoring Legislative Careers
Legislative Studies Quarterly
XXVI:123-43
A general theory developed in industrial psychology, career anchor theory, can be used to aid in understanding legislators’ orientations toward their careers. To determine if legislative anchors exist, I used data from a survey conducted in 1995 of North Carolina legislators. I employed factor analysis of thirteen closed-ended items previously associated with career anchors and the results showed that three legislative anchors do exist: power, service, and specialization. I then assigned factor scores to legislators. A cluster analysis uncovered five groups of legislators, each with a different pattern of association toward the three anchors. Legislative career orientation was associated with attainment of a leadership position, political ambition, and acceptance of legislative norms.
HERBERT
DÖRING
Parliamentary Agenda Control
and Legislative Outcomes in Western Europe
Legislative Studies
Quarterly XXVI:145-65
This article gives a comprehensive account of the rules and practices of agenda setting that were typically in force in the lower or single Houses of Western European (national) parliaments during the 1980s. From this account, comparative indices for control of both the budgetary agenda and the lawmaking agenda are developed. These indices are then used to check the empirical validity of hypotheses that expect, as legislative outcomes from agenda control, a reduction of budget deficits and legislative inflation. Finally, possible trade-offs between parliamentary agenda control and control by other decision-making structures outside parliament are explored.
gary
w. cox
Agenda Setting in
the U.S. House: A Majority-Party Monopoly?
Legislative Studies Quarterly
XXVI:185-210
How strongly does the majority party control the agenda in the U.S. House of
Representatives? In this article, I contrast two spatial models of U.S. House
committees--one in which each committee’s agenda is set by the full committee,
one in which it is set by the committee’s majority-party contingent. These two
models lead to clearly different predictions about (1) who dissents on final
passage votes in committee and (2) who files dissents to committee bill reports.
Data from the 84th through the 98th Congresses gibe with the partisan model.
Majority-party members with a given ideological location dissent substantially
less often than do minority-party members with comparable ideological locations.
And majority-party dissent rates are extremely low on an absolute scale, with
over 50% of majority-party members never dissenting.
alan
I. Abramowitz
It’s Monica, Stupid:
The Impeachment Controversy and the 1998 Midterm Election
Legislative Studies Quarterly
XXVI:211-26
This
paper tests three competing explanations for the outcome of the 1998 midterm
election: a normal politics explanation, a peace-and-prosperity explanation, and
a scandal backlash explanation. After examining the evidence from the 1998
National Election Study, I conclude that the most important reason for the
Republican party’s poor showing in the 1998 midterm election was a voter
backlash against Special Prosecutor Kenneth Starr and congressional Republicans
over their handling of the presidential sex scandal and impeachment inquiry. I
then address the question of why congressional Republicans acted as they did,
and I examine what implications these findings may have for the ability of the
GOP to maintain control of Congress in future elections.
Recent work on the United States Senate has focused on its transformation from a clublike dominance of a few members to one in which individual senators play significant roles in the policymaking process regardless of seniority (Ripley 1969; Sinclair 1989a). Some argue that part of this transformation was the democratization of committee assignments (Sinclair 1988). I examine the degree to which the Senate has democratized its committee assignments and test possible explanations for this democratization process. I argue that changes in committee assignment practices that gave junior members improved assignments were the result of institutional reform rather than membership changes or changes in the Washington environment alone.
John
b. gilmour
The Powell
Amendment Voting Cycle: An Obituary
Legislative Studies Quarterly
XXVI:249-62
The
adoption of the Powell amendment on a bill to provide federal aid to education
in 1956 is the most widely cited instance of a voting cycle in the U.S. House of
Representatives. This article shows, however, that it was not a voting cycle and
that the adoption of the Powell amendment was not responsible for the bill’s
defeat. Using evidence of members’ preferences derived from their votes on
similar measures the next year, I show that the status quo of not passing a bill
would have defeated both the original bill and the amended bill.
Kim quaile
hill
Multiple-Method
Measurement of Legislators’ Ideologies
Legislative Studies Quarterly
XXVI:263-74
I
offer empirical evidence on the validity and reliability of measures of
legislator ideology derived from three different methods: survey research,
content analysis of news stories about the legislators from their initial
election campaigns, and inferring individual legislators’ ideologies from that
of a relevant co-partisan elite. The analysis is replicated for independent
samples of U.S. Senators and House members, and indicates that all three methods
produce ideology measures of high validity and reliability.
christine
leveaux-sharpe
Congressional
Responsiveness to Redistricting Induced Constituency Change: An Extension to the
1990s
Legislative Studies Quarterly
XXVI:275-86
According
to Glazer and Robbins (1985), House members were responsive to redistricting
induced changes in the partisan composition of their districts in the 1970s and
1980s. In this paper, I extend the Glazer and Robbins model to the 1990s. It is
possible that the high turnover rates observed in the House in the 1990s reflect
constituency dissatisfaction with House members’ ability or willingness to
modify their roll-call vote behavior after redistricting. Using House members’
nominate scores as the dependent variable, I examine the
effect of changes in the Democratic composition of House districts, on roll-call
conservatism. The findings reveal that when the Democratic composition of
a district decreases due to redistricting, the roll-call vote behavior of the
House member becomes more conservative. Although there is much speculation as to
what caused the high levels of turnover in the 1990s, a lack of responsiveness
on the part of incumbent House members is not the answer. Furthermore, in
contrast to the Glazer and Robbins study, I find that senior members seem to be
less responsive than their junior counterparts, a finding that suggests a
generational effect may be taking place.
SCOTT
W. DESPOSATO
Legislative Politics in Authoritarian Brazil
Legislative Studies Quarterly
XXVI:287-317
This
paper provides the first model of legislative behavior in nondemocratic
settings. Many authoritarian regimes have sought to maintain a façade of
democracy by creating “puppet” legislatures. These legislatures should
always support the regime since uncooperative behavior risks career-ending
punishments. But in spite of potentially high costs, legislators do sometimes
rebel against military executives. I show how legislative rebellion can be a
rational strategy--even under authoritarian rule. When applied to data from
Brazil, the model reveals the durable power of the electoral connection and
patronage politics. The methods and model could be easily applied to other cases
of legislative rebellion against nondemocratic executives.
RICHARD
A. CLUCAS
Principal-Agent Theory and the Power of State House Speakers
Legislative Studies Quarterly
XXVI:319-38
This
study examines the power of state House Speakers to test the theory that
legislative leaders act as agents of their followers. To accomplish this task, I
created an index of the Speakers’ institutional powers for all forty-nine
state lower houses. I then examined how these powers are affected by the
competitiveness of the state’s electoral system, the professional character of
the state’s legislature, and the career opportunities offered to legislators.
The data analysis indicates that the distribution of power is shaped
predominantly by the strength of electoral competition and the career
opportunity structure. The paper explains why these findings are consistent with
principal-agent theory.
Keith
Krehbiel and
Alan Wiseman
Joseph
G. Cannon: Majoritarian from Illinois
Legislative
Studies Quarterly
XXVI:357-89
Congressional scholars regularly identify Speaker Joseph G. Cannon as the personification of centralized authority and partisan strength in the United States Congress. This paper assesses the conventional wisdom on Cannonism by employing the Groseclose-Stewart (1998) method for estimating values of committee seats to study variation in member-specific committee portfolio values. The data are useful both for reassessing the historical thesis of Cannon as tyrant and for testing more recent political science hypotheses about the underpinnings of a strong majority party. The findings fail to corroborate the notions of majority party power and Cannon as tyrant, and, if anything, support a new portrait of Cannon as a majoritarian.
Senate
Apportionment and Partisan Advantage: A Second Look
Legislative Studies Quarterly XXVI:391-409
In an earlier paper, Lee and Oppenheimer (1997) found that apportionment has generally functioned as a check on majority rule since the institution of direct Senate elections. Also, according to the authors, apportionment has consistently worked to the advantage of Republicans since 1956. Its influence, however, was more pronounced between 1980 and 1986 than in the 6-year electoral cycle ending in 1994. As a result, the authors surmise that the most recent Republican control of the Senate may outlive that of the 1980s. This analysis reconsiders the impact of apportionment on Senate elections. The findings indicate that apportionment’s check on majority rule occurred less frequently than originally claimed; that apportionment’s pro-Republican bias began at least two decades after its alleged onset in 1956; and that the size of apportionment bias is generally smaller than that estimated by Lee and Oppenheimer. Finally, bias did not vary significantly during the two most recent periods of Republican control of the Senate. Hence, apportionment appears irrelevant to any forecast about the endurance of the current Republican majority.
Richard
L. Fox
, Jennifer L. Lawless
, and Courtney Feeley
Gender
and the Decision to Run for Office
Legislative
Studies Quarterly
XXVI:411-35
Despite an electoral system that appears to present excellent opportunities for women to win elective office, the number of women candidates remains low. While the initial decision to run for office is critical in understanding women’s continued under-representation in elective office, very little research explores this subject. To examine the manner in which gender affects the decision to seek an elective position, we investigated how men and women in the “pool of eligible candidates” in New York State perceived running for office. Two central findings emerged from our data. First, contrary to findings in previous research, women and men in our sample expressed roughly equal levels of political ambition and viewed the campaign environment similarly. Our second central finding, however, is that important gender differences emerged in the factors that contributed to the decision to run. In other words, women considered many more factors when thinking about running for office, whereas men of all types felt more freedom to launch a candidacy. These findings tend to reinforce the notion that broad patterns of sex-role socialization continue to impede women from full inclusion in the electoral process.
DAVID
L. SCHECTER
and DAVID M. HEDGE
Dancing
with the One Who Brought You:
The Allocation and Impact of Party Giving to State Legislators
Legislative
Studies Quarterly
XXVI:437-56
Like their national counterparts, the state parties play an increasingly significant role in the campaigns of their members. Nowhere is that more evident than in the allocation of direct contributions to party candidates. For the parties, the allocation of party support provides opportunities to both win elections and promote subsequent party unity. Yet, as events in Florida in the 1990s indicate, winning elections in these politically tumultuous times may make the link between party money and party unity problematic. In 1996 and 1998, Democratic and Republican officials were able to target party funds to those house races where they were likely to do the most good--in competitive races in which party members faced well-funded opponents. At the same time, the receipt of party money did not translate into party support in the 1997 and 1999 legislative sessions.
Partisan
Change in Southern Legislatures, 1946-95
Legislative Studies Quarterly XXVI:457-86
What accounts for partisan change in southern legislatures between 1946 and 1995? I draw my hypotheses from general theories of partisan change and tailor them to the South based on history and previous research to explain the variance in southern Republican legislative strength. I estimate a pooled time series analysis of the eleven former Confederate states to test the path model. The model uses Democratic elite liberalism as an endogenous variable in order to determine the overall effect of several important independent variables including black population, black political influence, urbanization, white northern migration, and wealth. Determinants of state legislative partisan change include the following: secular forces such as wealth, urbanization, and migration; political forces such as presidential midterm losses, party organizational strength, and political scandal; party issue stances on race and general party ideology; changes in national party preferences that precede change at lower levels; and finally, rules governing the structure of political opportunity such as reapportionment and participation.
Rachael
E. Ingall
and Brian F. Cr
i
sp
Determinants
of Home Style:
The Many Incentives for Going Home in Colombia
Legislative Studies Quarterly XXVI:487-512
A legislator’s behavior in his or her electoral district, “home style,” reveals much about awareness of constituents’ wishes and the importance attributed to district matters. Legislators who frequently travel home represent their constituents differently than those who do not. In the Latin American country of Colombia, home style is a contentious issue. The country is plagued by violence and corruption, but the national legislature devotes much of its time to “pork barrel politics.” We use data from Colombia, a presidential democracy, to test competing explanations of home style, evaluating several political factors as determinants of variation in legislators’ propensity to go home. We find that higher district magnitudes, spatially concentrated vote patterns, failure to solidify electorally dominated bailiwicks, and electoral invulnerability all contribute to a legislator’s fixation on district concerns. If needed political reforms are to succeed, reform-minded presidents will need allies in the legislature who are relatively less likely to focus on district matters.
STEPHEN
ANSOLABEHERE, JAMES M. SNYDER, JR., AND CHARLES STEWART III
The Effects of Party and Preferences on Congressional Roll-Call Voting
Legislative Studies Quarterly XXVI:533-72
We assess the importance of parties in Congress by comparing roll-call voting behavior against the preferences of members of the House as expressed in surveys conducted during the 1996 and 1998 elections. The surveys were conducted by Project Vote Smart. Our findings support two key conclusions. First, both party and preferences mattered in predicting roll-call behavior in the 103d, 104th, and 105th Congresses. Second, the independent effects of party were present in only about 40% of roll calls. The incidence of party effects was highest on close votes, procedural votes, and key “party” issues. It was lowest on matters of conscience, such as abortion, and “off-the-first-dimension” issues, such as affirmative action and gun control.
KIM FRIDKIN KAHN AND PATRICK J. KENNEY
The Importance of Issues in Senate Campaigns: Citizens’ Reception of Issue Messages
Legislative Studies Quarterly XXVI:573-97
In this paper, we examine whether or not representatives are successful at communicating their policy priorities to their constituents. We focus our attention on the campaign period because campaigns serve as the primary mechanism for communication between elected representatives and the represented. We examine 57 campaigns for the U.S. Senate between 1988 and 1992 and determine to what extent voters became aware of the specific messages articulated during the course of the campaigns. We find convincing evidence that when candidates and the news media focus on a particular issue (i.e., the economy, health care, environment, education), citizens are more likely to recognize the issue as a campaign theme.
M.V. HOOD, QUENTIN KIDD, AND IRWIN L. MORRIS
The Key Issue: Constituency Effects and Southern Senators’ Roll-Call Voting on Civil Rights
Legislative Studies Quarterly XXVI:599-621
One
striking manifestation of the twentieth-century transformation of Southern
politics is the liberalization of roll-call voting behavior of Southern
Democrats on civil rights issues. One explanation for this shift focuses on the
leftward pull of an increasingly mobilized black electorate. A second
explanation cites the leftward push of a growing Republican Party. Using data
for Southern senators and states from 1969 to 1996, we implement a time series
cross-sectional analysis to evaluate the competing explanations. We find that
the liberalization of voting patterns was a joint result of the mobilization of
the black electorate and the growth of Southern Republicanism.
The Political Representation of Blacks in Congress: Does Race Matter?
Legislative Studies Quarterly XXVI:623-38
Congressional scholars generally take the position that members of Congress don’t have to descriptively mirror their constituents in order to be responsive. Yet ample scholarship has shown that legislators work very hard at identifying with their constituents, at conveying the impression that they are alike in interests and opinions. Matching the race of the House member to their constituents’ ratings in the 1996 National Black Election Study, I find that blacks consistently express higher levels of satisfaction with their representation in Washington when that representative is black, even controlling for other characteristics of the legislators, such as political party. This study underscores the value of descriptive representation in the black community and highlights the need for additional empirically based studies of political representation.
SCOTT R. MEINKE AND WILLIAM D.
ANDERSON
Influencing from Impaired Administrations: Presidents, White House Scandals, and Legislative Leadership
Legislative Studies Quarterly XXVI:639-59
Journalists and scholars alike have suggested that scandal has a harmful effect on the effectiveness of the political system. Little systematic evidence exists to validate this claim, but we address the problem by offering theoretical reasons and empirical evidence that White House scandal--independent of other influences such as public approval of the president--has a negative effect on presidential support in Congress. We analyze individual House members’ votes on key legislation during the Watergate, Iran-contra, and Monica Lewinsky scandals, employing as an independent variable an innovative measure of scandal presence and intensity. Our empirical tests show that the usual contextual influences on congressional voting are significant and that scandal has a strong, negative effect on presidential support. After detailing these findings, we conclude with a discussion of implications both for presidential politics and for the presidential leadership literature.
Legislative Professionalism and the Demand for Groups: The Institutional Context of Interest Population Density
Legislative Studies Quarterly XXVI:661-79
Do state interest group systems develop independently of the legislatures they lobby? The Energy-Stability-Area model developed by Gray and Lowery (1996) implicitly suggests they do. I argue that legislative professionalism conditions how group systems respond to environmental factors. As legislatures professionalize, their demand for information from lobbyists decreases. Groups are in this and other ways less effective in professional legislatures and more likely to exit a crowded group system. I model interest density with professionalism as a contextual variable. The results have implications for the number and mix of interests, the impact of lobbying regulations, and the consequences of legislative de-institutionalization.
Executive
Decree Authority in Brazil: How Reactive Legislators Influence Policy
Legislative Studies Quarterly XXVII:5-31
At first glance, wide-ranging presidential decree authority suggests executive branch domination of legislatures. However, decree power may also be a rational delegation of authority by legislators, in accord with their political objectives. Seen in this light, the key issue for legislators is not halting decree authority but reducing the agency losses that result from delegation. This paper shows how decree authority, as practiced in Brazil, constitutes an example of rational delegation by a legislature in which seniority and policy specialization are relatively undervalued. Brazilian legislators prefer to endow presidents with broad decree power and then monitor presidents on an issue-by-issue basis by amending executive decrees. This method of “oversight after delegation” lowers the transaction costs of delegation and speaks to the influence of Brazilian legislators over what is typically seen as an important source of presidential power.
William
R. Lowry and Charles R. Shipan
Party
Differentiation in Congress
Legislative Studies Quarterly XXVII:33-60
At times, the American political parties are so close in terms of policy positions that critics denounce the lack of a “dime’s worth of difference” between them. At other times, the gap between them on a left-right dimension is huge. How can we explain this variation? We argue that parties can behave rationally as collective units, and that shifts in divergence and convergence can be explained as rational responses to changes within governmental institutions and to shifts in conditions outside. We analyze this argument using adjusted ADA scores (Groseclose, Levitt, and Snyder 1999) to compare voting score differences between the Democratic and Republican parties in Congress from 1952 to 1996. We pose specific hypotheses for potentially important factors shaping party behavior and test them with a multivariate model. Our results support the argument that the variation in the behavioral gap between the two parties in Congress can be explained as rational party responses to internal and external stimuli.
Explaining
the Role of Restrictive Rules in the Postreform House
Legislative
Studies Quarterly
XXVII:61-85
Four
competing explanations have emerged regarding restrictive rules in Congress.
Informational theory claims that rules reduce information costs and facilitate
committee specialization. The distributional perspective suggests that rules
enforce legislative bargains and help members achieve gains-from-trade. Another
claim is that rules increase the Rules Committee’s independent influence over
policy. Lastly, partisan theory asserts that rules are used to increase the
majority party’s influence over policy.
This analysis tests these claims during the 97th, 98th, 104th, and 105th Congresses. The findings demonstrate that theoretical constructs developed in earlier analyses of special rules are not robust over time and across legislative contexts. The results refute majoritarian assertions that rules are used as informational devices. Similarly, little evidence supports the claim that Rules Committee preferences independently affect rule assignment. Instead, a partisan principal-agent framework emerges as the most useful construct to explain procedural choice in the postreform House.
Bernard
Grofman, William Koetzle, and Anthony J. McGann
Congressional
Leadership 1965–96: A New Look at the Extremism versus Centrality Debate
Legislative
Studies Quarterly
XXVII:87-105
An examination of the differences between the ideological positions of leaders and other members in the U.S. House of Representatives (1965–96) demonstrates that Republican leaders tend to be significantly to the right of the median Republican member and Democratic leaders tend to be significantly to the left of the median Democratic member. Furthermore, leaders from both parties tend to be ideologically located near the mode of their party’s ideological distribution. These empirical results have implications for issues such as party polarization, conditional party government, and the possibility of separating out party and ideology.
Changes
in Legislative Support for the Governor’s Program Over Time
Legislative
Studies Quarterly
XXVII:107-122
This study examines changes in legislative support for the governor’s legislative agenda in Georgia during the governor’s first term in office (1991–94). I analyze the factors that led legislators to support the governor’s agenda, as well as how the level of support changed between election years and off-years. I use multivariate OLS models of gubernatorial support to determine how support varied (1) between the parties, (2) between factions within parties, and (3) over time. I find that there was wide variation in support among factions in the majority party and that support varied widely between election years and off-years.
Carol
S. Weissert and Susan Silberman
Legislative
Demands for Bureaucratic Policymaking: The Case of State Medical Boards
Legislative
Studies Quarterly XXVII:123-139
While much is known about the relationship between Congress and regulatory agencies, there has been little examination of the role state legislatures play in the activities of state regulatory bodies, particularly those activities related to timely, salient policy issues. This article explores the relationship of state legislatures to medical boards, which are increasingly becoming more policy active. We find that state legislative involvement and influence are the most important determinants of policy-active state medical boards; institutional elements play a secondary role. Major changes in the private health care delivery system affect legislative involvement and play an indirect role in predicting policy activism. We drew our data from a 50-state survey of executive directors of state medical boards.
RICCARDO
PELIZZO and JOSEPH COOPER
Stability in Parliamentary Regimes: The Italian Case
Legislative Studies Quarterly XXVII:163-90
In this article, we distinguish legislative stability from government
stability and argue that the character of the relationship that exists between
them is a complex one in which various combinations are possible. We focus on
Italy because of the manner in which it has combined legislative stability with
government instability. Our findings indicate that the relationship between
legislative and government stability in Italy is best seen as curvilinear, that
the analysis of government stability must take the number of governments as well
as the duration of governments into account, and that the attributes of the
party system that stabilize the legislature destabilize governments. Given these
findings, we discuss their implications for explaining stability in
parliamentary regimes in terms of events, “strong parties,” and strategic
calculation. We conclude that legislative stability should not be treated simply
as a secondary or derivative effect of government stability and that Italy can
serve as a benchmark for further study of the nature and determinants of the
relationship between the two in other parliamentary systems.
Keith
Krehbiel and Adam Meirowitz
Minority Rights and Majority Power:
Theoretical Consequences of the Motion to Recommit
Legislative Studies Quarterly XXVII:191-217
Motivated by the U.S. Congress’s motion to recommit with instructions to
report forthwith, we analyze a simple spatial model to clarify the relationship
between early-stage agenda-setting rights of a committee or the majority party,
a late-stage minimum parliamentary right of the minority party or a noncommittee
member, and the distribution of power over outcomes. The extent to which certain
parliamentary rights empower agents is dependent on the relative locations of
the exogenous status quo and the preferences of the legislators. We derive
comparative statics on the relationship between proposal order and power by
considering a model that allows preference heterogeneity and status quo
centrality to vary. Finally, we relate the findings to recurring substantive
debates on majority party power and committee power.
(Appendix)
John
R. Hibbing
How
to Make Congress Popular
Legislative Studies Quarterly XXVII:219-44
Conventional wisdom holds that Congress is unpopular because it does not
measure up to the people’s populist expectations. Instead of being the
“citizen’s legislature” that the people desire, it is an institutionalized
legislature with well-paid, longtime members and an elaborate infrastructure of
committees, caucuses, parties, and perquisites. The people, it is alleged,
desire more of a voice in the decisions made by Congress, they want
congressional procedures to be more open so ordinary people know what is going
on in the halls of power, and they want more accountability and more
representation of the interests of real people. In this paper, I argue that the
enactment of this populist reform agenda would actually make Congress
substantially less popular with the people. In other words, I contend that the
more Congress gives people voice, accountability, representation, and open,
visible procedures, the more the people will be dissatisfied with Congress. The
real cause of congressional unpopularity is not that people would rather make
decisions themselves but that people do not trust members of Congress to make
decisions in a non-self-interested fashion.
david
R. Jones and Monika L. McDermott
Ideological Distance from the Majority Party
and Public Approval of Congress
Legislative Studies Quarterly XXVII:245-64
We analyze whether or not perceived ideological distance from the congressional
majority party influences individuals’ approval of the way Congress as a whole
handles its job. We argue that, to the extent citizens see the majority party as
representing an ideological stance that is distant from their own, they are
unlikely to feel that Congress is representing them and therefore will be less
supportive toward Congress. In contrast, when members of the public feel that
the congressional majority is close to them ideologically, they are likely to
feel well represented by and thereby approve of Congress. Using cross-sectional
data covering periods of Democratic, Republican, and split party control of
Congress (1980–98), this analysis provides strong support for the ideological
proximity argument.
G.
Patrick Lynch
Midterm Elections and Economic
Fluctuations: The Response of Voters Over Time
Legislative Studies Quarterly XXVII:265-94
Recent empirical work (Alesina and Rosenthal 1995; Erikson 1990) has shown that
economic conditions may not have influenced House midterm elections since 1915.
I argue that economic conditions may have influenced House midterms in the late
19th and early 20th centuries, when Congress dominated economic policy-making,
parties offered starker positions on economic issues, and national issues
dominated House elections. As the 20th century progressed, congressional power
over the economy declined, the parties converged over certain economic policies,
and district-level forces grew more important in elections. I test the stability
of the relationship between the economy and House midterms over time, using
F-tests to show how the impact of macroeconomic conditions has changed in House
midterm elections from 1872 to 1994. The results indicate that the gross
national product (GNP) influenced House races before 1913 but, as the 20th
century continued, the importance of the economy on House midterms declined.
KERRY
L. HAYNIE
The Color of
Their Skin or the Content of Their Behavior? Race and Perceptions of African
American Legislators
Legislative Studies Quarterly XXVII:295-314
Previous studies have shown that, because of their race, African
American candidates for public office are often evaluated less favorably than
their colleagues by voters. Does this dynamic continue when black candidates
become elected officials? Using data on the North Carolina General Assembly, I
address this question by examining the effects of race on perceptions of
legislative effectiveness. When the dependent variable is the average
effectiveness rating given by three groups--lobbyists, journalists, and other
legislators--there is evidence that African American representatives are
evaluated negatively because of their race. When the dependent variable is
disaggregated into the separate effectiveness ratings given by each of the
respondent groups individually, these negative perceptions of blacks on account
of race remain on the part of lobbyists and other legislators, but not for
journalists. Moreover, the negative perceptions of black representatives are not
mitigated by these representatives possessing certain characteristics (e.g.,
seniority and leadership positions) that previous studies have found to be
correlated with positive effectiveness evaluations. The presence of an African
American Speaker in one legislative session did, however, seem to attenuate the
negative perceptions.
GOLDIE
SHABAD
and KAZIMIERZ M. SLOMCZYNSKI
The
Emergence of Career Politicians in Post-Communist Democracies: Poland and the
Czech Republic
Legislative
Studies Quarterly XXVII:333-59
Despite party system fluidity and high rates of electoral volatility in the first decade after the transition to democracy in Poland and the Czech Republic, career politicians are emerging. Using data on all parliamentary candidates in the last election before the fall of communism and in all elections since then, we show that, in both countries, parliamentary carryover rates have risen substantially, a growing number of incumbents are seeking reelection, and an increasing proportion of candidates for legislative office have competed in previous parliamentary elections. Moreover, we demonstrate that prior political experience has a persistent and positive effect on winning office. We argue that the rise of career politicians facilitates the consolidation and effectiveness of these new democracies.
Electoral
Influences on Legislative
Behavior in Mixed-Member Systems: Evidence from Ukraine’s Verkhovna Rada
Legislative
Studies Quarterly
XXVII:361-81
This article addresses how mixed-member systems that combine proportional representation (PR) and single-member districts (SMD) into a single election can influence legislators’ voting behavior. Scholars have generally extended standard expectations of behavior to mixed-member systems by assuming that legislators occupying PR seats in mixed-member parliaments should be more cohesive than those occupying SMD seats. I argue that controlling for seat type alone does not take into account the interaction between PR and SMD in mixed-member systems. Using voting data from Ukraine’s Verkhovna Rada, I show that controlling for dual candidacy and the “safety” of the deputy’s district or list position increases our understanding of the factors motivating legislative cohesion.
Brian
Newman and
Charles Ostrom, Jr.
Explaining
Seat Changes in the U.S. House of Representatives, 1950–98
Legislative
Studies Quarterly
XXVII:383-405
Recent U.S. House elections have challenged existing models of congressional elections, raising the question of whether or not processes thought to govern previous elections are still at work. Taking Marra and Ostrom’s (1989) model of congressional elections as representative of extant theoretical perspectives and testing it against recent elections, we find that the model fails. We augment Marra and Ostrom’s model with new insights, constructing a model that explains elections from 1950 to 1998. We find that, although presidential approval ratings and major political events continue to drive congressional elections, the distribution of open seats must also be taken into account.
Martin
P. Wattenberg
and Craig Leonard Brians
Partisan
Turnout Bias in Midterm Legislative Elections
Legislative
Studies Quarterly
XXVI:407-21
Lower salience elections present greater opportunities for representational bias at the polls than do elections with higher levels of political interest. We hypothesize that turnout bias is most likely to occur during midterm congressional elections in which there are clear short-term forces that exploit the low turnout setting. The effects of these forces are more likely to be observable among registered nonvoters than citizens who are not registered to vote because registrants have access to the polls and are likely to have voted in previous presidential contests. Using midterm National Election Study data from 1978 to 1998, we find that registered nonvoters are frequently more Democratic than midterm election voters, particularly in 1994 and 1998. The historic 1994 congressional election seat losses for Democrats may be partially explained by the finding that voters going to the polls were clearly more conservative than registered nonvoters.
Mark
D. Brewer, Mack D. Mariani, and Jeffrey M.
Stonecash
Northern
Democrats and
Party
Polarization in the U.S. House
Legislative
Studies Quarterly
XXVII:423-44
Over the last 25 years, there has been a steady increase in party voting in the U.S. House, with much of this increase attributed to changes in the South. We argue that changes in the North are also important. Democrats now win a higher percentage of elections in the North, and a larger percentage of the congressional party comes from the North. Northern Democrats became steadily more liberal in the 1980s and 1990s, which increased the liberal record of the entire party. We examine two factors in the rise in liberal voting in the North. First, Democrats now win more seats in urban, lower-income, nonwhite districts that tend to generate liberal voting records. Second, there has been an increase in the number of districts that tend to produce liberal-voting Democrats. Together, these changes have resulted in more liberal Democratic Party voting and greater polarization between the parties.
Samuel
H. Fisher III
and Rebekah Herrick
Whistle
While You Work: Job Satisfaction and Retirement from the U.S. House
Legislative
Studies Quarterly XXVII:445-57
The literature analyzing the effects of job satisfaction on congressional retirement has been inconclusive. The problem with this literature is its reliance on indirect measures of job satisfaction. We use a direct measure of job satisfaction to demonstrate that job satisfaction does have a significant independent effect on congressional retirement. The findings imply that the indirect measures of job satisfaction measure frustration as opposed to job dissatisfaction, a conceptually different variable. The fact that members’ job satisfaction affects their career length suggests that a Congress that keeps its members happy will have greater retention and will, presumably, keep its best members.
Robert
M. Stein, Martin Johnson, and
Stephanie Shirley Post
Public
Support for Term Limits:
Another Look at Conventional Thinking
Legislative
Studies Quarterly
XXVII:459-80
Americans are enamored with term limits for elected officials at all levels of government. Explanations of public support for term limits focus on partisanship, group underrepresentation, voter dissatisfaction with specific political institutions, political cynicism, and ideology. We qualify the conventional wisdom that term limits are mostly a Republican issue: Support for term limits is more a function of the incongruence between an individual’s expressed partisanship and the party of their representative than of the individual’s party affiliation. Further, the effect of unsatisfactory representation is strongly related to a voter’s engagement with politics and willingness to monitor political affairs actively.
Seats
That May Not Matter: Testing
for Racial Polarization in U.S. City Councils
Legislative
Studies Quarterly XXVII:481-508
Critics of the Voting Rights Act claim that electoral structures used by city councils lead to racially polarized legislatures in which African American members are consistently outvoted by white majorities. Using council votes from six cities, this study shows that the critics’ claim is exaggerated. In only one city were African American council members generally less likely to be on the winning side of votes because of their race. Polarization is more of a concern for particular issues: members with large black constituencies were less likely to be on the winning side of votes on housing or police affairs in four cities.
Jennifer
Wolak,
Adam
J. Newmark,
Todd McNoldy,
David Lowery,
and Virginia Gray
Much
of Politics Is Still Local: Multi-State Lobbying in State Interest Communities
Legislative
Studies Quarterly XXVII:527-55
We explore the nationalization of state lobbying
communities by examining all lobbying registrations held by organizations in the
50 states in 1997, with special attention given to the frequency of multi-state
registrations. Following discussion of the meanings and sources of
nationalization among state interest communities, we develop and analyze several
measures of the level of localism, examining what factors drive variation in
multiple state registrations across group types and states. Finally, we discuss
the substantive and measurement implications of the nationalization of state
interest communities. Our findings identify an interesting paradox of interest
representation before state legislatures: although lobbying responses and
techniques may have become more nationalized, the composition of state interest
communities remains predominantly local.
Vicky
M. Wilkins and garry
Young
The
Influence of Governors on Veto Override Attempts:
A
Test of Pivotal Politics
Legislative
Studies Quarterly XXVII:557-75
Using
the “switcher” analysis developed by Krehbiel (1998), we examine the ability
of Missouri governors to sway legislators on veto override attempts. Our initial
results closely mirror Krehbiel’s finding that the chief executive
successfully achieves influence at and around the veto pivot, but these results
change once we take into account the political party of the legislators.
Governors are far more likely to influence legislators from their own party,
regardless of legislator ideology. Our study provides a rare systematic analysis
of gubernatorial influence in the legislative arena, while also contributing to
the current debate over preference-based versus partisan-based theories of
legislatures.
The
Economic Sources of Congressional Approval
Legislative
Studies Quarterly XXVII:577-99
Models of congressional approval have, in both theory and specification, often imitated models of presidential approval. Through their modeling decisions, researchers have implicitly assumed that the economic determinants of presidential and congressional approval are identical. Such assumptions have discouraged other researchers from testing competing hypotheses about the economic determinants of congressional approval. Using aggregate-level time-series analysis, this study investigates the question of whether or not the economic determinants of approval vary by the target of political judgment. I find that presidential approval is driven largely by sociotropic prospections, a result consistent with previous research. In contrast, I find the public relies most heavily upon egocentric retrospections when judging the U.S. Congress.
Institutional
Change, Party Discipline, and the House Democratic Caucus, 1911–19
Legislative
Studies Quarterly XXVII:601-33
The House Democratic Caucus of 1911 to 1919 is a largely understudied institution in the literature on congressional party government, despite the claims of many scholars that the caucus functioned as a significant instrument of party government by binding legislators’ floor votes. An analysis of roll-call votes, new data from the caucus journal, and contemporary accounts from the period indicate that these claims are largely exaggerated, although the caucus did, on occasion, improve floor discipline within the party. I find that intraparty homogeneity on crosscutting issues was related to caucus success. In addition, I argue that the adoption and use of the binding caucus can best be understood from the “multiple goals” viewpoint of congressional politics. These findings have important implications for understanding the development of party-based institutions in Congress.
Gaining
Legislative Control Through Strategic District Nomination: The Case of the
Russian Left in 1995
Legislative
Studies Quarterly XXVII:635-57
The greater the importance of the legislative goals for a party, the more it will concern itself in the electoral campaign with the parliament’s ultimate composition, rather than simply its own seat gains. While unquestionably the dominant force in the political left, the Communist Party in Russia was also uniquely positioned in the 1995 election to take advantage of the combination of electoral and parliamentary institutions and to devise a nomination strategy that made the rest of the parliament’s left wing fully dependent on the Communists, thus giving the Communists effective control over the legislature despite their minority status.
Constitutional-Electoral
Reforms
and Politics in
Singapore
Legislative
Studies Quarterly XXVII:659-72
The existence of a dominant one-party system in Singapore makes legislative passage of constitutional and electoral system reforms easy. Such a system has enabled the ruling People’s Action Party (PAP) government to formulate and implement sweeping reforms with little difficulty, however controversial they are. Since 1980, the Singapore government has instituted nonconstituency MPs, nominated MPs, group representation constituencies, and an elected presidency. Although not necessarily intended, one consequence of these reforms has been the consolidation of the government’s power.
Defending
the Institutional Status Quo:
Communist
Leadership of the Second Russian State Duma, 1996–99
Legislative
Studies Quarterly
XXVIII:5-28
The 1995 Russian parliamentary elections returned a State Duma dominated by an alliance of the Communist Party (CPRF) and the Agrarian (APG) and Popular Power (PP) groupings, whose combined number fell just four votes short of an overall majority. Such a powerful voting bloc might have been expected to undo the power-sharing principles on which the First Duma (1994–95) operated. Rather than challenge the status quo, however, the CPRF defended it on several occasions. In this paper, I argue that existing arrangements held benefits for the CPRF and its leftist allies. In the absence of a stable, disciplined majority, the Duma’s rules gave leftist deputies the incentives and flexibility to organize collectively.
The
Role of Investigative Committees in the Presidential Impeachment Processes in
Brazil and Colombia
Legislative
Studies Quarterly
XXVIII:29-54
One of the most important political debates today regards how to design institutions to ensure the accountability of public officials. The impeachment process is one mechanism of accountability check available to legislatures. It is, however, susceptible to misuse. What determines how the impeachment process functions? In this paper, I argue that control of information by congressional investigation committees is a crucial factor in deciding the outcome of the impeachment process. I show how the difference in information control by the investigative committees in Brazil and Colombia contributed to the removal of a president in one country and a president’s acquittal in the other.
Christian
R. Grose and
Antoine Yoshinaka
The Electoral Consequences of Party Switching by Incumbent Members of Congress, 1947–2000
Legislative Studies Quarterly XXVIII:55-75
What are the electoral consequences of switching parties for incumbent members of Congress? Do incumbents who switch fare better or worse after their switch? Aldrich (1995) and Aldrich and Bianco (1992) present a model of party affiliation for all candidates. We empirically extend this model for incumbent legislators who have switched parties. Specifically, we look at the universe of incumbent representatives who have run for Congress under more than one party label since World War II. We find that the primary and general election vote shares for party switchers are not as high after the switch as before. Additionally, we learn that party switching causes the primaries in the switcher’s party and in the the opposing party (the switcher’s “old” party) to become more competitive in the short run. Over the long run, however, primaries in the switcher’s new party are less competitive than those in the old party before the switch.
John
Frendreis,
Alan R. Gitelson
, Shannon Jenkins
, and Douglas D. Roscoe
Testing Spatial Models of Elections: The Influence of Voters and Elites on Candidate Issue Positions
Legislative Studies Quarterly XXVIII:77-101
This research tests spatial models of electoral competition using survey data on state legislative candidates’ policy positions and ideology in eight U.S. states. Our data support several hypotheses: 1) candidates’ issue positions do not converge; 2) party elites have more extreme positions than do candidates; 3) candidate issue positioning is a function of party-elite issue positions and union involvement in the campaign, as well as constituency characteristics; and 4) when candidates rely heavily on elite resources during their campaign, elites become more important in shaping candidate issue positions.
Sources of Competition in State Legislative Primary Elections
Legislative Studies Quarterly XXVIII:103-26
Primaries are an important but understudied component of American elections. In this article, I examine competition in state legislative primaries across 25 states during the 1994 and 1996 election cycles. My findings indicate that competition varies greatly and is affected by a number of factors on the state and district levels. The presence of an incumbent reduces competition, but strong district support for a party leads to greater competition in that party’s primaries. Population size and social diversity do little to affect competition, but urbanism and unified party control have a positive impact. Further, legislative professionalism is associated with greater competition, particularly in open-seat races. Overall, the results have important implications for theories about the conditions that enhance or inhibit competition across different types of elections.
The
Politics of the Difficult: Congress, Public Opinion, and Early Cold War Aid and
Trade Policies
Legislative
Studies Quarterly
XXVIII:147-77
Many foreign policies central to American cold war efforts were politically difficult. Understanding the politics behind these policies is important for understanding the capacity of democracies to implement difficult but strategically important policies. I argue that we must recognize the important role of public opinion. When the public is unified, popular preferences permeate and dominate the entire political system. For the case of the early cold war, I present quantitative evidence that public attitudes about national security influenced Senate voting on security aid and trade issues. My tests employ previously unused opinion data and take advantage of methodological advances in the analysis of panel data.
Subnational
Determinants of National Multipartism in Latin America
Legislative
Studies Quarterly
XXVIII:179-201
Recent research points to the importance of subnational elections as variables shaping the national party system in federal states (Jones 1997b; Mainwaring and Shugart 1997; Samuels 2000). I propose that the effects of subnational elections are not limited to federal states but instead can be seen throughout the region. This paper examines the impacts of gubernatorial elections across eighteen Latin American countries during the most recent democratic period. The analysis suggests that intermediate subnational elections do exert an influence on national party systems, whether the state is federal or not, and particularly influence how many parties are elected to a legislature’s lower house.
Brian
F. Schaffner,
Wendy J. Schiller, and Patrick J.
Sellers
Tactical
and Contextual Determinants of U.S. Senators’ Approval Ratings
Legislative
Studies Quarterly
XXVIII:203-23
This paper focuses on U.S. senators and their home-state approval ratings from 1981 to 1997. We examine these ratings to assess the relative impacts of tactical factors, such as the senators’ bill sponsorship and media activity, and contextual influences, such as economic performance, state population size, and the evaluations and behavior of other elected officials. We find that the senators’ own tactical behavior affects the approval ratings, but a stronger influence is the context in which the senators operate.
Position
Taking and Cosponsorship in the U.S. House
Legislative
Studies Quarterly
XXVIII:225-46
Bill cosponsorship has become an important part of the legislative and electoral process in the modern House of Representatives. Using interviews with congressional members and staff, I explain the role of cosponsorship as a signal to agenda setters and a form of position taking for constituents. Regression analysis confirms that cosponsoring varies with a member’s electoral circumstances, institutional position, and state size, but generally members have adapted slowly to the introduction of cosponsorship to the rules and practice of the House.
Mario
Bergara, Barak Richman, and Pablo T. Spiller
Modeling
Supreme Court Strategic Decision Making: The Congressional Constraint
Legislative
Studies Quarterly
XXVIII:247-80
This paper addresses the contradictory results obtained by Segal (1997) and Spiller and Gely (1992) concerning the impact of institutional constraints on the U.S. Supreme Court’s decision making. By adapting the Spiller and Gely maximum likelihood model to the Segal dataset, we find support for the hypothesis that the Court adjusts its decisions to presidential and congressional preferences. Data from 1947 to 1992 indicate that the average probability of the Court being constrained has been approximately one-third. Further, we show that the results obtained by Segal are the product of biases introduced by a misspecified econometric model. We also discuss how our estimation highlights the usefulness of Krehbiel’s model of legislative decision making.
Eric
Schickler, Eric
McGhee,
and John Sides
Remaking the
House and Senate: Personal Power,
Ideology, and the 1970s Reforms
Legislative Studies Quarterly
XXVIII:297-331
Although much has been written on the critical congressional reforms of the 1970s, few studies have analyzed support for reform systematically. In this article, we draw upon previously untapped sources of information that make an individual-level, quantitative analysis possible. We analyze 20 indicators that measure support for a wide variety of reforms in both chambers. Our results reveal a remarkably consistent pattern: in virtually every case, junior members and liberals were more pro-reform than were senior members and conservatives. Also, Republicans were often more likely than Democrats to back reform. Our findings challenge the view that the reform movement was essentially a Democratic party phenomenon; liberals and junior members in both parties—not just Democrats—supported reform.
An
Ambition-Theoretic Approach to Legislative Organizational Choice
Legislative
Studies Quarterly XXVIII:333-55
Understanding legislative organization requires that we understand internal institutional choice; we must be able to describe and predict variation in internal structures across legislatures rather than simply explain a given structure. Currently, models that would enable us to do so are largely unavailable. This article offers a more general model, based on a variant of ambition theory, with the explicit purpose of examining variation in internal organization rather than a particular structure. Theoretical results indicate that legislators’ strategic preferences over structures will fall into distinct and opposed types. This finding implies that legislatures themselves should fall into the same types and that structures, rules, and norms should appear in organized, relatively coherent bundles linked to varying legislator types.
William
D. Anderson, Janet M.
Box-Steffensmeier, and Valeria
Sinclair-Chapman
The
Keys to Legislative Success in the U.S. House of Representatives
Legislative
Studies Quarterly XXVIII:357-86
Our research addresses how individual member behavior and institutional variables affect legislative success in the U.S. House of Representatives. Using new measures of activity from the 103d Congress (1993–94), a count dependent variable, and negative binomial regression, our analysis assesses member effectiveness. We find that a member’s activity level encourages legislative success, but gains are limited when members speak or sponsor too frequently. Our results provide a clearer picture of the role of legislative context and the relevance of institutions in determining a member’s legislative successes and failures.
David C. King and Richard J. Zeckhauser
Congressional
Vote Options
Legislative
Studies Quarterly XXVIII:387-411
Numerous accounts reveal that congressional leaders often secure “hip-pocket votes” or “if you need me” pledges from rank-and-file legislators. These are essentially options on votes. Leaders exercise sufficient options—pay legislators to convert to favorable votes—when those options will yield victory. Otherwise, they release the options. A model shows that this optimal strategy for leaders produces many small victories, few small losses, and losses that are, on average, larger than victories. We find precisely these patterns, hence strong evidence for vote options, in Congressional Quarterly key votes from 1975 through 2001 and in non-key votes from the 106th Congress (1999–2000).
Daniel
Lipinski, William T.
BiancO, and Ryan Work
What
Happens When House Members “Run with Congress”? The Electoral Consequences
of Institutional Loyalty
Legislative
Studies Quarterly XXVIII:413-29
This article characterizes the electoral consequences of messages of institutional loyalty and disloyalty sent by incumbent House members to their constituents. We show that, for the contemporary House, there is variation in these messages—not all incumbents in the contemporary House “run for Congress by running against Congress.” Moreover, we show that these messages can, under the right conditions, have significant electoral consequences, even after controlling for party affiliation and district political factors. In addition to demonstrating the electoral relevance of legislators’ presentations, our results show an incumbent-level link between constituents’ trust in government and their voting behavior—a link created by interaction between constituents’ perceptions, legislators’ party affiliations, and the messages that legislators send to their constituents.
Octavio
Amorim Neto
and Fabiano Santos
The
Inefficient Secret Revisited: The Legislative Input and Output of Brazilian
Deputies
Legislative Studies Quarterly XXVIII: 449-79
Shugart and Carey (1992) posit that presidential
democracies in which legislators have a parochial focus of representation are
electorally inefficient because voters are not offered highly identifiable
choices over national policies. Such systems are driven by an inefficient
secret, which is essentially a nonpartisan representation of the policy process.
To check the propositions of the inefficient secret model (ISM), this article
investigates the aggregation level, effect, and subject of Brazilian deputies’
legislative input and output. Our empirical analysis indicates that, although
some ISM-related factors drive legislative output, there is partisanship in
deputies’ legislative input. This result means that the ISM underestimates the
prospects for programmatic parties (especially in opposition) to emerge within
systems where the electoral and constitutional rules encourage particularism.
Jeffery
A. Jenkins
and Charles Stewart III
Out
in the Open: The Emergence of Viva Voce Voting in House Speakership Elections
Legislative
Studies Quarterly
XXVIII:481-508
We examine the internal politics that preceded the
House adoption in 1839 of viva voce (voice) voting for Speaker and other
House officers. First, we find that the struggles over the rule’s adoption
actually centered on the election of the House Printer. These struggles were
tied to attempts by the two major parties to establish effective newspaper
networks to assist in national political campaigns. Democrats generally favored
public election of House officers, whereas Whigs generally opposed. In the
short term, the change to public voting for Speaker and other House officers had
the expected effect of instilling greater partisan regularity among House
members. As sectional divisions grew in the nation at large, however, the public
election of the Speaker made it increasingly difficult for House leaders to
forge the transregional coalitions necessary to organize the House.
The
Impact of Bicameralism on Legislative Production
Legislative
Studies Quarterly
XXVIII:509-28
It is generally accepted by scholars, as well as by
cameral partisans, that adding a second chamber to an otherwise unicameral
legislative process will decrease the volume of laws that a legislature enacts.
This study challenges the conventional wisdom. First, I offer a simple
theoretical argument that shows that when second chambers can originate as well
as reject legislation, bicameralism will have an indeterminate impact on
legislative production. Second, I provide historical data gathered from the four
U.S. states that have experienced cameral transitions. Although very
rudimentary, the historical evidence, when coupled with the theoretical
argument, raises serious doubt regarding the traditional claim that bicameralism
reduces the production of legislation.
Military
Base Closures and the 1996 Congressional Elections
Legislative
Studies Quarterly
XXVIII:529-50
This article examines the extent to which changes in
distributional benefits influence congressional election outcomes. Although
conventional wisdom holds that a direct link exists between distributional
benefits and electoral outcomes (Mayhew 1974b), recent evidence suggests that
this link only exists under certain circumstances (Stein and Bickers 1994). In
this article, I use 1995 military base closures to test the nature of the
relationship. Contrary to recent research on the politics of pork barreling,
my findings indicate support for a direct relationship between major base
realignments and closures and House electoral outcomes. Specifically, major
realignments and closures significantly decreased first-year Democrats’ vote
margins in the 1996 House elections.
Leadership PAC Contribution Strategies and House Member Ambitions
Legislative
Studies Quarterly XXVIII:551-77
Leadership political action committees (PACs) are committees headed by federal politicians but separate from the politicians’ personal campaign committees. Like other PACs, leadership PACs receive donations from individuals and groups, then make contributions to the political candidates that they support. Previous research indicates that member contribution strategies reflect both party-based and personal goals. Using a range of data from before and after the 1994 “Republican Revolution,” this study fills a void in the existent research by testing whether or not House members with leadership PACs switch contribution strategies once their party status changes. My analysis reveals that a shift in party status tends to produce a subsequent shift in contribution strategy. My findings also suggest that members, while acting within a party-based framework, may target their contributions in ways that also reflect their personal goals.
Sarah
A. Binder
and Forrest Maltzman
The
Limits of Senatorial Courtesy
Legislative
Studies Quarterly
XXIX:5-22
Because of senatorial courtesy, scholars typically assume that presidents defer to home state senators from their party when selecting judges for the federal courts. We challenge this view, arguing that presidents face structural incentives that encourage them to consult broadly with senators across the partisan and ideological spectrums in choosing nominees. Using new data on the fate of judicial vacancies on the federal district courts between 1947 and 1998, we show how institutional and political forces increase interested senators’ leverage in choosing federal judges. Senatorial courtesy, we conclude, has its limits, given presidents’ incentives to consult with institutionally empowered senators in selecting nominees.
John
M. Carey
and Gina Yannitell Reinhardt
State-Level
Institutional Effects on Legislative Coalition Unity in Brazil
Legislative
Studies Quarterly
XXIX:23-47
How do subnational factors affect the proclivity of legislators from the same party or coalition to vote together? We estimate the effects of two institutional forces operating at the state level—intralist electoral competition and alliance with governors—on voting unity among coalition cohorts to the Brazilian Chamber of Deputies. Larger cohorts, in which the imperative for legislators to distinguish themselves from the group is stronger, are less unified than smaller cohorts. We find no net effect of alliance with governors on cohort voting unity. Governors are not dominant brokers of legislative coalitions, a result suggesting that the net gubernatorial effect is contingent on factors that shape governors’ influence relative to that of national-level legislative actors.
Bicameral
Winning Coalitions and Equilibrium Federal Legislatures
Legislative
Studies Quarterly
XXIX:49-79
I analyze the legislative interaction between representatives from big and small states in a bicameral legislature that decides on the allocation of a fixed resource among the states. I assume that the two houses are malapportioned and that the big states are underrepresented in the upper house. By studying the effect of this and other institutional features on the relative welfare of big and small states and on equilibrium coalitions, I find that, contrary to common belief, an increase in the representation of small states may reduce those states’ expected payoff, ceteris paribus. Also, contrary to interpretations of minimum-winning-coalition theorems, I demonstrate that excess majorities may occur in one of the two houses. When proposal making tends to be dominated by big (small) states, excess majorities occur in the upper (lower) house. I also find that higher proposal power increases the payoff of a group of states. Changes in the majority requirements in the two houses and expansion to encompass more small (big) states have non-monotonic effects on the relative welfare of the two groups. I conclude my analysis with an empirical application using calibrations results for the 103d U.S. Congress and the legislative institutions of the European Union before and after the Treaty of Nice.
L.
Marvin Overby, Thomas A. Kazee, and David W. Prince
Committee
Outliers in State Legislatures
Legislative
Studies Quarterly
XXIX:81-107
In this paper, we extend recent work exploring the prevalence of outlying committees in American state legislatures. Using an expanded sample of 45 states and measures of legislator preferences generated by a single, federated group, we find that most legislative committees are representative of the parent chambers from which their members are selected. Furthermore, we test multivariate models designed to account for theoretically relevant patterns in variations in outlier percentages among control and noncontrol committees. The fact that our models are such poor predictors of nonrepresentative committees speaks to the idiosyncratic nature of the relatively small percentage of outlying committees in the states. This conclusion, in turn, provides further support for the proposition that representative committees are simply rational.
When
Tokens Matter
Legislative
Studies Quarterly
XXIX:109-36
Tokens, or low levels of minority or female representatives in state legislatures, have been studied with respect to their perceptions of self-efficacy and political attitudes but not with respect to their actual influence on the passage of public policy. This paper uses state-level data from the child support program between the years 1976–84 to measure the influence of women tokens on the policy process. Using ordered probit models, I explore policy adoption under three configurations: (1) a test of the independent impact of tokens, (2) a dynamic test of the differential impact of tokens and nontokens to analyze potential backlash effects and the potential diffusion of policy preferences, and (3) an interactive test on the potential for tokens to form coalitions. My analysis strongly suggests that tokens make a policy difference independently and to a greater extent than when they are on the cusp of becoming nontokens, but I found less support for the idea that tokens successfully form coalitions to achieve specific policy goals.
Gary
C. Jacobson,
Samuel Kernell, and JefFrey Lazarus
Assessing
the President’s Role as Party Agent in Congressional Elections: The Case of
Bill Clinton in 2000
Legislative
Studies Quarterly XXIX:
159-84
Presidents have become their parties’ chief fund-raisers and thus have the capacity to further their parties’ collective fortunes by imposing a more efficient distribution of campaign resources than might otherwise prevail. In order to succeed, presidents must, first, accurately target their efforts where they will best improve candidates’ prospects for winning seats, and second, either directly or indirectly (through signaling to other donors) generate sufficient new resources to affect the election outcome. Analyses of Bill Clinton’s extensive fund-raising efforts during the 1999–2000 election cycle confirm that presidents can indeed use their unmatched fund-raising ability to help their parties win congressional contests they might otherwise lose. But analysis of the Clinton record also shows that presidential fund-raising activities may be shaped by other purposes that lead to a distribution of effort that is suboptimal for the party.
Bicameralism and Geographic Politics: Allocating Funds in the House and Senate
Legislative Studies Quarterly XXIX: 185-213
Because they represent different kinds of constituencies—states versus parts of states—senators and House members have different incentives in constructing federal distributive programs. In order to claim credit for providing particularized benefits, House members need to use policy tools—earmarks and narrow categorical programs—that target funds to their constituencies. Senators, by contrast, are able to claim credit for the large formula grants that distribute the bulk of intergovernmental grant money. Examining House-Senate interactions in one of the largest distributive programs, federal aid to states for surface transportation, I show that the different bases of representation in the House and Senate structure the chambers’ preferences on distributive programs and affect the outcomes of interchamber conflicts.
Leslie
A. Schwindt-Bayer
and Renato Corbetta
Gender Turnover and Roll-Call Voting in the U.S. House of Representatives
Legislative
Studies Quarterly XXIX:
215-29
A number of studies suggest that the gender of a legislator affects his or her congressional ideology. We argue that these studies may have produced misleading results because of insufficient controls for constituency influences. To better account for constituency effects, we use a longitudinal research design based on electoral turnover, which holds constituency constant while allowing gender and party to vary. We apply ordinary least squares regression to data from the 103d, 104th, and 105th Houses of Representatives and estimate the effect of gender turnover on changes in DW-NOMINATE roll-call voting scores. We find that, when we sufficiently control for both party and constituency influences, gender is not a determinant of the liberalness of a representative’s roll-call voting behavior.
Elected
Bodies: The
Gender Quota Law for Legislative Candidates in Mexico
Legislative Studies Quarterly XXIX: 231-58
In the past decade, 21 countries have adopted gender quota laws that require between 20% and 50% of all legislative candidates to be women. What explains the adoption of these laws? I argue that three factors make politicians more likely to adopt gender quota laws. First, electoral uncertainty creates an opportunity for internal party reform that factions within a party can exploit to their advantage. Second, the courts play an important role because of the centrality of the issue of equal protection under the law to gender quotas. Finally, cross-partisan mobilization among female legislators raises the costs of opposing such legislation by drawing public attention to it. I examine these three claims with regard to Mexico, where the federal congress passed a 30% gender quota law in 2002.
The
Impact of Federalism on National Party Cohesion in Brazil
Legislative
Studies Quarterly XXIX:
259-85
This article explores the impact of federalism on national party cohesion. Although credited with increasing economic growth and managing conflict in countries with diverse electorates, federal forms of government have also been blamed for weak party systems because national coalitions may be divided by interstate conflicts. This latter notion has been widely asserted, but there is virtually no empirical evidence of the relationship or even an effort to isolate and identify the specific features of federal systems that might weaken parties. In this article, I build and test a model of federal effects in national legislatures. I apply my framework to Brazil, whose weak party system is attributed, in part, to that country’s federal form of government. I find that federalism does significantly reduce party cohesion and that this effect can be tied to multiple state-level interests but that state-level actors’ impact on national party cohesion is surprisingly small.
Michael
C. Herron
and Brett A. Theodos
Government
Redistribution in the Shadow of Legislative Elections: A Study of the Illinois
Member Initiative Grants Program
Legislative
Studies Quarterly XXIX:
287-311
We study an Illinois state government program called “member initiative spending” and examine the extent to which three competing theories can explain the program’s allocations among Illinois’s 118 House districts. We show that member initiative monies distributed before the 2000 general election were disproportionately allocated to districts that were politically competitive, represented by legislative leaders, or represented by moderate legislators. Our analysis supports theories that claim budgetary decisions made by elected officials are tactical, and it shows that the Illinois decision makers who allocated member initiative funds sought to distribute them in a way that would be most beneficial in the sense of vote buying.
BRIAN F. CRISP AND FELIPE BOTERO
Multicountry Studies of Latin American Legislatures: A Review Article
Legislative Studies Quarterly XXIX:329-56
Books Reviewed:
Electoral
Laws and the Survival of Presidential Democracies.
By Mark P. Jones. (South Bend, IN: University of Notre Dame Press, 1995. Pp.
246).
Legislative
Politics in Latin America.
Edited by Scott Morgenstern and Benito Nacif. (New York, NY: Cambridge
University Press, 2002. Pp. 503).
Partidos
Políticos de América Latina: Centroamérica, Mexico, y República Dominicana.
By Manuel Alcántara Sáez and Flavia Friedenberg. (Salamanca, Spain: Biblioteca
de América, 2001. Pp. 776).
Partidos
Políticos de América Latina: Cono Sur.
By Manuel Alcántara Sáez and Flavia Friedenberg. (Salamanca, Spain: Biblioteca
de América, 2001. Pp. 628).
Partidos
Políticos de América Latina: Paises Andinos.
By Manuel Alcántara Sáez and Flavia Friedenberg. (Salamanca, Spain: Biblioteca
de América, 2001. Pp. 680).
Patterns
of Legislative Politics: Roll Call Voting in Latin America and the U.S.
By Scott Morgenstern. (New York, NY: Cambridge University Press, 2004. Pp. 224).
Politicians
and Economic Reform in New Democracies. By Kent Eaton. (University Park, PA: The Pennsylvania State University
Press, 2002. Pp. 351).
Presidentialism
and Democracy in Latin America.
Edited by Scott Mainwaring and Matthew Soberg Shugart. (New York, NY: Cambridge
University Press, 1997. Pp. 493).
Term Limits and Legislative Representation. By John M. Carey. (New York, NY: Cambridge University Press, 1996. Pp. 216).
Gary
F. Moncrief, Richard G. NiemI, and Lynda W. Powell
Time, Term Limits, and Turnover: Trends in Membership Stability in U.S. State Legislatures
Legislative Studies Quarterly XXIX: 357-81
Increases in legislative professionalization along with the implementation of term limits in about one-third of the American states raise significant questions about the path of state house and senate turnover. We first update turnover figures for all states, by chamber, from the mid-1980s through 2002. We then compare turnover rates in states with and without term limits. We find that turnover rates, overall, continued to decline through the 1980s but that the long downward trend abated in the 1990s as a result of term limits. The effects of term limits vary depending on the length of the term limit and the opportunity structure in the state. There is also a strong relationship between the presence of term limits and interchamber movement. In addition to term limits, professionalization levels, redistricting, the presence of multimember districts, and partisan swings explain differences in turnover rates between states.
Christopher
Reenock
and Sarah Poggione
Agency Design as an Ongoing Tool of Bureaucratic Influence
Legislative
Studies Quarterly XXIX:
383-406
Theoretical work assumes that legislators use ex ante design to gain bureaucratic influence, not only at an agency’s appointment stage but also as an ongoing tactic. Yet no empirical work has investigated whether or not legislators prefer to use design to exert influence after an agency’s appointment stage. Using a mail survey of more than 2,500 legislators, we model legislators’ preferences for ex ante design as a function of both institutional factors and individual legislators’ characteristics. Our results suggest that the feasibility of agency design as an ongoing tactic of bureaucratic influence is more limited than theoretical work indicates and that both institutional and individual-level factors explain legislators’ preferences.
Party Caucuses and Coordination: Assessing Caucus Activity and Party Effects
Legislative Studies Quarterly XXIX: 407-30
Party caucuses are increasingly important to members’ allocation of time. This article reports findings from new data on the minutes, frequency, timing, and attendance of House party caucus meetings. I argue that the party caucuses increasingly affect political and policy information flows to members. This growing party coordination has resulted in a greater bonding and shared strategic information among rank-and-file copartisans. This research also contributes to the party effects literature. Earlier research on congressional partisanship has used roll-call data to measure both member preferences and party effects. I investigate whether or not members’ attendance at party caucus meetings immediately prior to key congressional votes imposes partisan cohesion beyond members’ preferences. The results indicate that party coordination contributes to greater congressional party unity on key floor votes at both the bill and member level controlling for members’ ideological preferences. This party coordination effect occurs even during a period of high intraparty preference homogeneity.
J. Tobin Grant and Thomas J. Rudolph
The Job of Representation in Congress: Public Expectations and Representative Approval
Legislative Studies Quarterly XXIX: 431-45
Few concepts are more central to democratic theory than that of representation. Theories of representation are commonly premised on the belief that citizens’ expectations of their representative are politically consequential, yet we know little about the nature of these expectations and precisely how they matter. Using individual-level data from a recent national survey, we investigate the influence of constituents’ job expectations on their approval of their representative in Congress. We find that citizens’ job expectations condition the effects of members’ legislative activities on their job approval.
Explaining Women's Legislative Representation in Sub-Saharan Africa
Legislative Studies Quarterly XXIX: 447-68
This study examines the relative impacts of social, economic, cultural, and political determinants on women’s legislative representation in sub-Saharan Africa by using an ordinary least squares multiple regression model. Under study are sub-Saharan African countries that held democratic legislative elections between January 1990 and June 30, 2001. Only the latest election in each country is included for analysis. My study finds that patriarchal culture, proportional representation systems, and gender quotas are statistically significant. This study, by focusing on sub-Saharan Africa, fills a gap in the extant literature, which has focused on women’s legislative representation in advanced industrialized democracies.
Stephen
Ansolabehere and
James M. Snyder, Jr.
Using
Term Limits to Estimate Incumbency Advantages When Officeholders Retire
Strategically
Legislative
Studies Quarterly
XXIX:487-515
Empirical
study of
Opportunity
Costs and Outside Careers in
Legislative
Studies Quarterly
XXIX:517-44
Cost-benefit models of career choice predict that potential legislators choose legislative careers when they expect greater utility from legislative service than from other options. In state legislatures, the utility of legislative service includes the monetary value of outside careers. I hypothesize that legislators are more likely to pursue outside careers when financial opportunity costs are higher or when they derive less non-monetary value from legislative service. In particular, I posit that individual characteristics that predict labor market value (such as age, education, race, and sex) and legislative salary predict outside careers. I test this model employing a new dataset of individual outside-career activity derived from financial disclosure reports. The findings strongly support the hypothesis that outside-career behavior is a function of the financial opportunity costs of legislative service. In addition, I find that Republicans are more likely to hold outside careers than are Democrats. This research has important implications for the study of state legislative participation, legislative organization, and the Democratic bias hypothesis.
Timothy
P. Nokken and Keith T. Poole
Congressional Party Defection in American History
Legislative Studies Quarterly XXIX:545-68
In this paper, we analyze the roll-call voting behavior of House and Senate members who changed party affiliation during the course of their political careers. We analyze members who switched during the stable periods of the three major two-party systems in American history: the Federalist-Jeffersonian Republican system (3d to 12th Congresses), the Democratic-Whig System (20th to 30th Congresses), and the Democratic-Republican System (46th to 106th Congresses). Our primary findings are that the biggest changes in the roll-call voting behavior of party defectors can be observed during periods of high ideological polarization and that party defections during the past 30 years are distinct from switches in other eras because of high polarization and the disappearance of a second dimension of ideological conflict.
Barry
C. Burden and Tammy M. Frisby
Preferences,
Partisanship, and Whip Activity in the
Legislative
Studies Quarterly
XXIX:569-90
Using Democratic whip counts from the 92d House, we compare representatives’ stated intentions to their actual roll-call votes to detect evidence of party pressure. After arguing that this strategy understates real party influence, we nonetheless point to evidence of member conversion by party leaders. On 16 bills analyzed, two-thirds of the switches between the count and the vote occur in the direction favored by party leaders. We examine one bill in depth, showing how the efforts of party leaders were consequential to the outcome. The pattern of movement on this bill, along with data from the larger set of bills, provides evidence that leaders act strategically, targeting the members whose persuasion requires the fewest resources.
Rorie
L. Spill Solberg and Eric S. Heberlig
Communicating to the Courts and Beyond: Why Members of Congress Participate as Amici Curiae
Legislative
Studies Quarterly
XXIX:591-610
Members of Congress engage in discretionary behaviors, such as making speeches and cosponsoring bills, which are generally motivated by either electoral needs or policy preferences. We examine a discretionary behavior that engages the judicial branch in the conversation: the participation of members of Congress as amici curiae before the Supreme Court. Amicus curiae briefs provide members of Congress with a direct avenue of communication with the judiciary, and this characteristic suggests that cosigning would be a method of creating good public policy. Using data from the 1980–97 terms of the Supreme Court, however, we find that members of Congress cosign onto amicus curiae briefs as a means of “taking stances,” akin to cosponsoring a bill. The action allows the member to speak indirectly to an audience beyond these governmental institutions. Evidence shows that ideological extremism and committee jurisdiction promote participation as amicus curiae.
Tamir
Sheafer and Gadi Wolfsfeld
Production Assets, News Opportunities, and Publicity for Legislators: A Study of Israeli Knesset Members
Legislative
Studies Quarterly
XXIX:611-30
This study proposes a number of theoretical and methodological innovations in an attempt to better understand how legislators compete for media coverage. We make a distinction between those variables that determine the potential newsworthiness of a legislature (production assets) and those that are related to the political and media environment in which the legislators operate (news opportunities). We then put forth five hypotheses and test them by examining the political standing, charismatic communication skills, and radio exposure of 54 members of the Israeli Knesset. The results confirm that political standing and charismatic communication skills are important predictors of media exposure and that the relative importance of these factors changes during different political seasons.
virginia
a. hettinger and christopher zorn
Explaining
the Incidence and Timing of Congressional Responses to the
Legislative
Studies Quarterly XXX:5-28
Sparked
by interest in game-theoretic representations of the separation of powers,
empirical work examining congressional overrides of Supreme Court statutory
decisions has burgeoned in recent years. Much of this work has been hampered,
however, by the relative rarity of such events; as has long been noted,
congressional attention to the Court is limited, and most Court decisions
represent the last word on statutory interpretation. With this fact foremost in
our minds, we examine empirically a number of theories regarding such reversals.
By adopting an approach that allows us to separate the factors that lead to the
event itself (that is, the presence or absence of an override in a particular
case) from those that influence the timing of the event, we find that
case-specific factors are an important influence in the incidence of overrides,
whereas Congress- and Court-specific political influences dominate the timing at
which those overrides occur. By separating the incidence and timing of
overrides, our study yields a more accurate and nuanced understanding of this
aspect of the separation-of-powers system.
james
r. rogers
Empirical Determinants of Bicameral
Sequence in State Legislatures
Legislative
Studies Quarterly XXX:29-42
In
a previous article (Rogers 1998), I showed that the bicameral chamber that
originates enacted legislation tends to realize policy outcomes closer to the
preference of its median legislator than does the chamber that votes second on
legislation. All things being equal, this “first-mover advantage” implies
that each chamber could be expected to originate roughly half of all enacted
legislation. But all other things are not equal in
nathan
f. batto
Electoral Strategy, Committee
Membership, and Rent Seeking in the Taiwanese Legislature, 1992–2001
Legislative
Studies Quarterly XXX:43-62
While
the electoral system undoubtedly influences legislative behavior, it does not
necessarily have a uniform effect on all legislators. In this article, I argue
that the different strategies that candidates choose in the quest for office
result in differing incentives once the candidates have been elected. In the
Taiwanese context, candidates who adopt a campaign strategy based on
organization will tend to engage in more rent-seeking activities once in the
legislature, in order to offset the heavy financial burden of this strategy.
From 1992 to 2001, Taiwanese legislators whose votes were highly concentrated in
a small number of precincts tended to serve significantly more time on
committees with the most rent-seeking opportunities than did legislators with
far less concentrated support. Legislators whose votes were spread more evenly
across the entire electoral district and legislators elected from the party
lists tended to serve more time on committees with little rent-seeking
potential.
david
c. kimball
Priming
Partisan Evaluations of Congress
Legislative
Studies Quarterly XXX:63-84
Congress
has been the scene of increasingly partisan and ideologically polarized conflict
in recent years. I examine the extent to which the national political climate
mutes or amplifies the effect of partisanship on evaluations of Congress. Using
data from the National Election Studies and a content analysis of national media
coverage, I find that public evaluations of Congress divide most sharply along
party lines when elite-level discourse is most partisan (as during an election
season or a highly charged partisan debate in Congress). This finding is
consistent with an opinion leadership or priming hypothesis of public opinion.
In addition, the most knowledgeable citizens are most likely to be primed by the
partisan political climate in
william
t. bianco
Last Post
for “The Greatest Generation”: The Policy Implications of the Decline
of Military Experience in the
Legislative
Studies Quarterly XXX:85-102
This
paper characterizes the behavioral and policy implications of the decline in the
number of military veterans in the U.S. Congress, from more than 70% of
legislators in the early 1970s to less than 30% in the contemporary House and
Senate. Many scholars argue that military service shapes information and
beliefs, and that this decline has had negative effects on defense policy. The
analysis tests these arguments using voting data from the House and Senate in
the 1990s and the House in the 1970s, showing that the impact of veteran status
on votes is generally small and has a relatively minor effect on legislative
outcomes.
scott r. meinke
Long-Term Change and
Stability in House Voting Decisions: The Case of the Minimum Wage
Legislative
Studies Quarterly XXX:103-126
Although
members of Congress exhibit considerable stability in their voting decisions on
similar, recurring issues, members’ long-term voting histories reveal evidence
of systematic instability as well. I argue that members reverse positions in
predictable ways when the vote history loses value as a decision cue, and I
present empirical evidence for this behavior in the context of the highly
salient and regularly repeated House decisions on increasing the federal minimum
wage. The empirical findings suggest that reversals of member positions are
related to institutional, electoral, and constituency factors. I conclude by
discussing the importance of these findings to understanding congressional
decision making and representation.
douglas b. harris
Orchestrating Party
Talk: A Party-Based View of One-Minute Speeches in the House of Representatives
Legislative
Studies Quarterly XXX:127-141
Previous
studies of House members’ speech-giving behavior treat the behavior as a
product of members’ individual goals. By uncovering leadership memoranda
soliciting member participation in one-minute speech giving, I find, first, that
parties significantly structure one-minute speech giving, with
party-orchestrated message campaigns accounting for about one-third of the
speeches given. Second, I find that a party-based explanation illuminates
individual members’ speech-giving behavior. Ideological proximity to the party
leadership and party organizational factors strongly influence a member’s
willingness to be “on message.” These findings have important implications
for studies of both party message politics and members’ speech-giving
behavior.
Peculiar Institutions: Slavery, Sectionalism, and Minority Obstruction in the Antebellum Senate
Legislative Studies Quarterly XXX:163-91
This article examines obstruction in the U.S. Senate, focusing on political conflict in the antebellum period. I consider different theories that predict when obstruction should occur and conduct individual-level analysis of the use of and support for dilatory tactics. The analysis investigates how the costs of obstruction, the probability that obstruction succeeds, the policy preferences of the senator, and the salience of legislation relate to decisions to obstruct. I find that both sectional and partisan factors influence obstruction, with the former being especially important for legislation related to slavery. In particular, Southern senators’ concerns about being in the minority led them to obstruct to protect their interests in slavery.
The
Senatorial Courtesy Game: Explaining the Norm of Informal Vetoes in Advice and
Consent Nominations
Legislative Studies Quarterly XXX:193-217
Despite the contentiousness of advice and consent nominations, the Senate usually rejects a candidate to whom a home senator objects. Using game theory, this article explains the persistence of senatorial courtesy and maps its effects on which candidates succeed. The greater salience of a home nomination allows retaliation and reciprocity in a repeated game to elicit support for a veto, even under adverse conditions. Comparative statics indicate the range of the president’s feasible nominees and show which players gain and lose from the practice. Most notably, the president can benefit from an exercise of senatorial courtesy.
Minority
Rights and Majority Power: Conditional Party Government and the Motion to
Recommit in the House
Legislative Studies Quarterly XXX:219-34
Students of legislative politics have struggled to explain and measure party influence on voting and outcomes in Congress. Proponents of strong party effects point to the numerous procedural advantages enjoyed by the majority party as evidence of party effects, yet recent theoretical work by Krehbiel and Meirowitz (2002) argues that House rules guaranteeing the minority a motion to recommit with instructions effectively balances the procedural advantages enjoyed by the majority. This article identifies and tests the empirical implications of the Krehbiel and Meirowitz theory, using roll-call data from the 61st to 107th Congresses (1909–2002). The results call into question the validity of Krehbiel and Meirowitz’s conclusions about party government in the House and provide support for the theory of conditional party government.
Monika L. McDermott and David R. Jones
Congressional
Performance, Incumbent Behavior, and Voting in Senate Elections
Legislative Studies Quarterly XXX:235-57
Conventional wisdom suggests that individual members of Congress have no real incentive to act in ways that might improve public evaluations of their collective body. In particular, the literature provides no clear evidence that public evaluations of Congress affect individual races for Congress, and little reason to expect that voters would hold specific individuals responsible for the institution’s performance. We suggest that this conventional wisdom is incorrect. Using multiple state-level exit polls of Senate voting conducted by Voter News Service in 1996 and 1998, we arrive at two key findings. First, we find that evaluations of Congress do have a significant effect on voting within individual U.S. Senate races across a wide variety of electoral contexts. Second, we find that punishments or rewards for congressional performance are not distributed equally across all members, or even across members of a particular party. Instead, we find that the degree to which citizens hold a senator accountable for congressional performance is significantly influenced by that senator’s actual level of support for the majority party in Congress, as demonstrated on party votes.
Robert G. Moser and Ethan Scheiner
Strategic
Ticket Splitting and the Personal Vote in Mixed-Member Electoral Systems
Legislative Studies Quarterly XXX:259-76
This
article examines ticket splitting in five different mixed-member electoral
systems—Germany, New Zealand, Japan, Lithuania, and Russia—and indicates the
shortcomings inherent in any analysis of such ticket splitting that does not
take into account the presence of the personal vote. We find that the personal
vote plays a central part in shaping ticket splitting in all of our cases except
for
Cherie
D. Maestas, L. Sandy Maisel, and
Walter J. Stone
National
Party Efforts to Recruit State Legislators to Run for the
Legislative Studies Quarterly XXX:277-300
We explore factors that influence the chances that a state legislator will be the target of national party recruitment to run for the U.S. House. Using data from a sample of legislators in 200 U.S. House districts, we find that national party contact reflects strategic considerations of party interests. State legislators serving in professional institutions and in competitive districts are most likely to be contacted by national party leaders. In addition, the analysis suggests that national party leaders may be sensitive to the potential costs to the state legislative party: legislators in institutions that are closely balanced between the parties are slightly less likely to be contacted.
Reserved
Seats in National Legislatures: A Research Note
Legislative Studies Quarterly XXX:301-10
As competitive democracy is crafted in ethnically plural and postconflict nation-states, the question of whether or not to reserve legislative seats for communal groups—ethnic, national, or religious—is increasingly a topic of debate. This research note provides an overview of targeted electoral mechanisms designed to ensure the inclusion in national parliaments of representatives of ethnic, racial, national, or religious communities. The data show that the existence of reserved seats in national legislatures for such groups is much more widespread, and less idiosyncratic, than many scholars previously thought. This finding, along with current discussions in high-profile cases of constitutional design, suggests that the occurrence and impact of reserved seats should be analyzed in greater detail.
Christopher
Kam and Indriði Indriðason
The Timing of Cabinet Reshuffles in Five Westminster Parliamentary Systems
Legislative Studies Quarterly XXX:327-63
Despite their political prominence, cabinet reshuffles have not attracted a great deal of scholarly attention. We provide a theory of cabinet reshuffles that emphasizes both systematic and time-varying causes. In particular, we argue that prime ministers employ cabinet reshuffles to retain power in the face of both intraparty and electoral challenges to their leadership. We use repeated-events duration models to examine the timing of cabinet reshuffles in Australia, Canada, Ireland, New Zealand, and the United Kingdom in the period 1960–2001, and find support for several of our hypotheses.
Jeffery
A. Jenkins, Michael H. Crespin, and Jamie L. Carson
Parties as Procedural Coalitions in Congress: An Examination of Differing Career Tracks
Legislative Studies Quarterly XXX:365-89
We examine the degree to which parties act as procedural coalitions in Congress by testing predictions from the party cartel theory (Cox and McCubbins 1993, 1994, 2002). We gain leverage on the question of party influence in Congress by focusing on three types of House members: reelection seekers, higher-office seekers, and retiring members. We argue that retiring House members are no longer susceptible to party pressure, making them the perfect means (when compared to higher-office seekers and reelection seekers) to determine the existence of party influence. Results from a pooled, cross-sectional analysis of the 94th through 105th Congresses (1975–98) suggest that party influence is indeed present in Congress, especially where the party cartel theory predicts: on procedural, rather than final-passage, votes. Moreover, we find that procedural party influence is almost exclusively the domain of the majority party. This latter finding is especially important because most prior studies have been limited to investigating interparty influence only.
House Party Switchers and Committee Assignments: Who Gets “What, When, How?”
Legislative Studies Quarterly XXX:391-406
What are the political consequences for members of Congress who switch parties? Roll-call and electoral consequences of congressional party switching have been studied, but other implications of party defections have yet to be systematically explored. In this article, I examine the committee assignments of House party switchers and argue that party leaders seek to reward members of the opposing party who join their ranks. Using committee assignment data from the 94th House (1975–76) through the 107th House (2001–02), I show that party switchers are more likely than nonswitchers to be the beneficiaries of violations of the seniority norm. The findings from this article are of interest to students of political parties and legislative institutions, and fill a gap in the literature on party switching.
Connecting Descriptive and Substantive Representation: An Analysis of Sex Differences in Cosponsorship Activity
Legislative Studies Quarterly XXX:407-33
Women-and-politics research emphasizes the importance of social identity as a determinant of legislative behavior, yet congressional scholars largely ignore identity and focus on the impact of constituency, party, and institutional factors. To examine the link between descriptive and substantive representation, I utilize an original database of cosponsorship activity in the 103d and 104th Congresses that encompasses five social welfare issues that reflect the gender gap in the mass public. I find that the policy preferences of elites do reflect gender differences in the mass public and voter expectations concerning the policy expertise of women candidates. These differences are constrained by changes in the political and institutional contexts since women increase their activity on social welfare issues when they gain access to strategic positions of power, particularly majority party status, to a greater extent than do similarly situated men.
Unintended Consequences: Anticipation of General Election Outcomes And Primary Election Divisiveness
Legislative Studies Quarterly XXX:435-61
This article offers the first theory to explain the relationship between primary election divisiveness and general election outcomes that is grounded in candidates’ own behavior. Conventional wisdom holds that divisive primaries cause candidates to do poorly in general elections. I show that primary divisiveness does not cause this or any other pattern of general election results. Rather, expectations about general election results cause primaries to be divisive. Non-incumbents enter races they think they can win, and they think they can win where the incumbent is vulnerable. More candidates enter those races than others, splitting the vote among them. This stampede creates divisive primaries in which incumbents are most likely to do poorly, and challengers well, in the general elections. As a result, divisiveness is associated with (but does not cause) better general election performances among challengers and worse performances among incumbents. In this manner, primary divisiveness is an unintended consequence of behavior directed towards the goal of winning the general election. I tested these propositions using data from major-party House primaries between 1976 and 1998 and found that (a) candidate expectations of victory determine when and where divisive primary elections occur, (b) those expectations drive the correlation between primary divisiveness and general election results, and (c) primary divisiveness correlates with incumbents doing poorly, and challengers well, in general elections.
Keith
Krehbiel and Alan E. Wiseman
Joe
Cannon and the Minority Party: Tyranny or Bipartisanship?
Legislative Studies Quarterly
XXX:479-505
The
minority party is rarely featured in empirical research on parties in
legislatures, and recent theories of parties in legislatures are rarely neutral
and balanced in their treatment of the minority and majority parties. This
article makes a case for redressing this imbalance. We identified four
characteristics of bipartisanship and evaluated their descriptive merits in a
purposely hostile testing ground: during the rise and fall of Speaker Joseph G.
Cannon, “the Tyrant from
Rudy
B. Andeweg and Jacques J.A. Thomassen
Modes
of Political Representation: Toward a New Typology
Legislative
Studies Quarterly XXX:507-28
The
mandate-independence controversy still features prominently in studies of
political representation even though the problems with its theoretical
foundation and empirical operationalization have long been recognized. This
article proposes an alternative typology of modes of representation. By
combining type of control (ex ante or ex post) with direction of the
interactions (bottom-up or top-down), our study captures the most important
aspects of the relationship between voters and representatives. We demonstrate
how the typology can be used in a survey instrument by comparing the attitudes
toward representation of Dutch members of Parliament with the attitudes held by
voters, and by relating the views of the members to their behavior.
James
R. Druckman, Lanny W. Martin, and Michael F. Thies
Influence
without Confidence: Upper Chambers and Government Formation
Legislative Studies Quarterly
XXX:529-48
In
most parliamentary democracies, governments must maintain the confidence of a
single legislative chamber only. But in bicameral parliaments, upper chambers
can affect the fortunes of government policy proposals. Recent work shows that
parliamentary governments that lack control over the upper house also tend to
collapse sooner than those with upper-house majorities. In this article, we show
that coalition builders anticipate the importance of upper-chamber status
(majority or minority) in making their formation decisions. After controlling
for a host of “usual suspect” variables concerning the institutional,
ideological, and partisan context of coalition building, and examining 15,590
potential governments in 129 bargaining situations, we found that potential
coalitions that control upper-house majorities are significantly more likely to
form than are those with upper-house minorities. Our findings are important for
students of bicameralism, government formation, institutions, and, perhaps most
significantly, for those who study policymaking in parliamentary democracies.
Janet
M. Box-Steffensmeier, Peter M. Radcliffe, and Brandon L. Bartels
The
Incidence and Timing of PAC Contributions to Incumbent
Legislative
Studies Quarterly XXX:549-79
In
this article, we discuss how donor and recipient characteristics affected the
incidence and timing of political action committee (PAC) contributions to
incumbent members of the U.S. House of Representatives during the 1993–94
election cycle. We contribute to the campaign finance literature by modeling the
timing of contributions, which is important because timing affects the
perception of political actors about the competitiveness of elections and the
loci of power among members of Congress, interest groups, and between members of
Congress and interest groups. Split-population event history models allow us to
compare and contrast determinants of whether and when contributions are made
across various types and sizes of PACs.
Jennifer
L. Lawless and Sean M. Theriault
Will
She Stay or Will She Go? Career Ceilings and Women's Retirement from the
Legislative
Studies Quarterly XXX:581-96
This
article offers the first broad-based, systematic, times-series assessment of the
gender dynamics underlying congressional retirement. We extend the body of work
on gender and representation by using the congressional retirement literature to
develop an argument that accounts for the gender gap in the average length of
congressional service. Our results indicate that women are less willing than men
to remain in Congress when their ability to influence the legislative agenda
stalls. Because of women’s relatively early departures from the House of
Representatives, our analysis suggests that prospects for women’s
representation are less promising than the conventional wisdom suggests.
Eric
S. Heberlig and Bruce A. Larson
Redistributing
Campaign Funds by
Legislative Studies Quarterly XXX:597-624
In
this article, we document and analyze the increase in the redistribution of
campaign funds by U.S. House members during the 1990 through 2000 election
cycles. By examining the contribution activity of members’ leadership PACs and
principal campaign committees, we show that House incumbents substantially
increased their contributions to other House candidates and to the congressional
campaign committees. The amount of money a member redistributes is a function of
that member’s institutional position: the greater the position’s level of
responsibility to the party caucus, the more campaign money the member
redistributes, particularly as competition for majority control increases. Also,
a member’s capacity to raise surplus campaign funds, his or her support for
the party’s policy positions, and the level of competition for partisan
control of the institution all affect the amount the member redistributes.
Presidential
Support in the
Legislative
Studies Quarterly XXXI:
5–32
Recent comparative research on presidential systems has analyzed the ways
in which presidents build majorities for their legislative agendas. Through an
analysis of roll-call votes from the 2000–03 Russian State Duma on a set of
issues reflecting President Putin’s legislative agenda, I examine the impact
of parliamentary party affiliation, policy preferences, issue type, and
electoral mandate type on structuring floor support for the president. I also
assess the implications of a mixed electoral system for building legislative
coalitions in multiparty legislatures. Further, my findings shed light on
Putin’s recent reforms of the Duma’s rules and procedures and the
country’s electoral system.
Eric D. Lawrence, Forrest Maltzman, Steven S. Smith
Who
Wins?
Party Effects in
Legislative Voting
Legislative
Studies Quarterly XXXI:
33–70
Political
scientists have long attempted to measure and describe the modest and contingent
effects of party on the behavior of members of Congress. Recent efforts have
extended the debate to the more specific question of whether or not party
influences are sufficiently strong to move policy outcomes away from the median
position. In this article, we specify four theories of legislative behavior. One
is a preference-based, or partyless, theory of behavior. This theory posits that
there are no party effects independent of preferences and that equilibrium
outcomes are located at the chamber’s median. The other theories rely on
different conceptions of the foundations of party effects and yield distinctive
predictions about the legislators who will support bills on final passage votes.
After testing, our conclusion is that strong party influences can be found in
final passage voting in the House: the partyless theory receives little support,
but a model based on majority party agenda control works well. Legislative
outcomes are routinely on the majority party’s side of the chamber median.
Craig Volden and Elizabeth Bergman
How
Strong Should Our Party Be?
Party Member
Preferences Over Party Cohesion
Legislative
Studies Quarterly XXXI:
71–104
In this article, we seek to explain when and why political parties
pressure their members to vote with the party. We model party cohesion as an
endogenous choice of preference alignment by party members. Couched in
Krehbiel’s (1996, 1998) pivotal politics model, the formal theory advanced
here shows party cohesion to be related to the initial preference alignment of
party members, the divergence in preferences between parties, the cohesion of
the opposing party, the party’s size, and the party’s majority or minority
status. We solved the model analytically for generalized-partial equilibrium
results and further analyzed it through computer simulations. We tested the
model’s predictions in the U.S. Senate using Rice party cohesion scores from
the 46th through 104th Congresses. The data analyses show strong support for
this theory of endogenous choice of party pressure.
The
Effects of Term Limits on State Legislatures:
A New Survey of
the 50 States
Legislative
Studies Quarterly XXXI:
105–34
Term limits on legislators were adopted in 21 states during the early 1990s. Beginning in 1996, the limits legally barred incumbents from reelection in 11 states, and they will do so in four more by 2010. In 2002, we conducted the only survey of legislators in all 50 states aimed at assessing the impact of term limits on state legislative representation. We found that term limits have virtually no effect on the types of people elected to office—whether measured by a range of demographic characteristics or by ideological predisposition—but they do have measurable impact on certain behaviors and priorities reported by legislators in the survey, and on the balance of power among various institutional actors in the arena of state politics. We characterize the biggest impact on behavior and priorities as a “Burkean shift,” whereby term-limited legislators become less beholden to the constituents in their geographical districts and more attentive to other concerns. The reform also increases the power of the executive branch (governors and the bureaucracy) over legislative outcomes and weakens the influence of majority party leaders and committee chairs, albeit for different reasons.
Royce
Carroll,
Gary W. Cox
, and Mónica Pachón
How Parties Create Electoral
Democracy, Chapter 2
Legislative Studies Quarterly XXXI:
153-74
Parties
neither cease to exist nor cease to compete for office when the general election
is over. Instead, a new round of competition begins, with legislators as voters
and party leaders as candidates. The offices at stake are what we call
“mega-seats.” We consider the selection of three different types of
mega-seats—cabinet portfolios, seats on directing boards, and permanent
committee chairs—in 57 democratic assemblies. If winning parties select the
rules by which mega-seats are chosen and those rules affect which parties can
attain mega-seats (one important payoff of “winning”), then parties and
rules should coevolve in the long run. We find two main patterns relating to
legislative party systems and a country’s length of experience with democratic
governance.
Rob
Salmond
Proportional Representation and
Female Parliamentarians
Legislative Studies Quarterly
XXXI: 175-204
This
article asks, “What effect does the choice of a nation’s electoral system
have on the gender composition of its parliament over time?” I find that the
electoral system has an important part to play, but previous work has
overstated, by factors of between two and three, how much of a difference an
electoral system can make. This article contributes an updated nonlinear theory
of female representation, an improved dataset on women’s representation across
space and time, and more modern statistical techniques than previously used in
research on this question.
Nancy
Martorano
Balancing Power:
Committee System Autonomy and Legislative Organization
Legislative Studies
Quarterly XXXI: 205-34
The most recent explanations for the existence of
committee systems in legislative chambers have posited that committees are the
agents of one of three very different principal actors: (1) individual members
(distributive theory), (2) the full chamber (informational theory), or (3) the
major political party (partisan theory). In addition to defining and
operationalizing the concept of institutional committee system autonomy, I put
forth and test several hypotheses linking these three explanations to committee
system autonomy. In the end, the results show empirical support for the
informational theory over the distributive and partisan theories.
The
Impact of Party and Ideology on Roll-Call Voting in State Legislatures
Legislative Studies Quarterly
XXXI: 235-57
To
assess the relative impact of party and ideology on legislative behavior, I
utilize survey-based measures of legislator ideology to examine voting in five
state legislatures. The results suggest that, although party and ideology both
influence voting, the impact of party is greater. The magnitude of this impact
varies, however, from chamber to chamber. The activity of parties in the
electoral arena explains part of this variance, with more active parties having
more influence. Thus, research on legislative behavior should focus on the
context surrounding the decision-making process in order for us to understand
the influences on voting.
D.
E. Apollonio
and Raymond J. La Raja
Term
Limits, Campaign Contributions, and the Distribution of Power in State
Legislatures
Legislative Studies Quarterly
XXXI: 259-81
Using
campaign contributions to legislators as an indicator of member influence, we
explore the impact of term limits on the distribution of power within state
legislatures. Specifically, we perform a cross-state comparison of the relative
influence of party caucus leaders, committee chairs, and rank-and-file
legislators before and after term limits. The results indicate that term limits
diffuse power in state legislatures, both by decreasing average contributions to
incumbents and by reducing the power of party caucus leaders relative to other
members. The change in contribution levels across legislators in different
chambers implies a shift in power to the upper chamber in states with term
limits. Thus, the impact of term limits may be attenuated in a bicameral system.
Judicial Procedures as Instruments of Political Control:
Congress’s Strategic Use of
Citizen Suits
Legislative Studies Quarterly
XXXI: 283-305
Citizen
suit provisions, which give proregulatory interests access to the federal
courts, can be used by Congress to increase the courts’ role in regulatory
policy. I analyze 284 environmental regulation bills reported favorably out of
committee and show that committee support for citizen suits is a function of the
committee’s policy goals and the political context in which the bills are
generated. These findings indicate that Congress deliberately uses judicial
procedures as instruments of political control and that scholars
examining judicial policymaking must include legislative goals in the list of
explanatory factors.
Size, Power, and Electoral Systems: Exogenous Determinants of Legislative Procedural Choice
Legislative Studies Quarterly
XXXI: 323-45
I tested hypotheses about the relationship between exogenous institutions and legislative procedural choice using a unique cross-sectional approach and a dataset gleaned from 55 legislative bodies from around the world. I focused on three entrenched characteristics of legislative bodies that we have theoretical reason to think will shape procedures: size, the relative power of the chamber, and the method by which its members are selected. Relatively small and powerful bodies generally have decentralized procedures. To a lesser extent, we can say the same of chambers that have electoral systems that incentivize the personal vote.
Gerard Padró i Miquel and James M. Snyder, Jr
Legislative Effectiveness and Legislative Careers
Legislative Studies Quarterly
XXXI: 347-81
We studied an underutilized source of data on legislative effectiveness and exploited its panel structure to uncover several interesting patterns. We found that effectiveness rises sharply with tenure, at least for the first few terms, even when we control for legislators’ institutional positions, party affiliation, and other factors. Effectiveness never declines with tenure, even out to nine terms. The increase in effectiveness is not simply due to electoral attrition and selective retirement, but to learning-by-doing. We also found evidence that a significant amount of “positive sorting” occurs in the legislature, with highly talented legislators moving more quickly into positions of responsibility and power. Finally, effectiveness has a positive impact on incumbents’ electoral success and on the probability of legislators moving to higher office. These findings have important implications for arguments about term limits, the incumbency advantage, and seniority rule.
Michael C. Herron and Kenneth W. Shotts
Term Limits and Pork
Legislative Studies Quarterly XXXI: 383-403
We describe a model of electoral selection and legislative policy choice that explores the effects of term limits on legislative spending. In the model, self-interested voters in a collection of districts prefer representatives who deliver pork over representatives who maximize aggregate social welfare. Term limits can, in some cases, inhibit voters from selecting representatives who deliver particularistic benefits, and, in these cases, term limits reduce pork spending. On the other hand, when pork is extremely socially inefficient, representatives who want to deliver pork to their districts have incentives to refrain from doing so to reduce future pork in other districts. In this scenario, term limits actually prevent legislators from promoting future spending moderation and thus paradoxically increase pork spending.
Senate Apportionment as a Source of Political Inequality
Legislative Studies Quarterly
XXXI: 405-32
Political scientists have long known that the equal representation of states in the U.S. Senate and the placement of state lines might disadvantage politically relevant groups, granting some citizens greater voting weight in the chamber. Yet we lack systematic, longitudinal evidence that identifies the groups disadvantaged by Senate malapportionment, the sources of this disadvantage, and probes the policy consequences. In this article, I compare each state’s liberalism and racial composition with its relative voting weight in the Senate over time. Additionally, I examine whether roll-call coalitions in the Senate map onto these patterns of state ideology and racial composition.
David Yamane and Elizabeth A. Oldmixon
Religion in the Legislative Arena: Affiliation, Salience, Advocacy, and Public Policymaking
Legislative Studies Quarterly XXXI: 433-60
Religion
is a complex and multidimensional phenomenon that informs politics in various
ways. This article examines the effects of religious affiliation, religious
salience, and religious group advocacy on roll-call voting in the
Stephen Ansolabehere, Erik C. Snowberg, and James M. Snyder, Jr.
Television
and the Incumbency Advantage in
Legislative Studies Quarterly XXXI: 469-490
We use the structure of media markets within states and across state boundaries to study the relationship between television and electoral competition. In particular, we compare incumbent vote margins in media markets where content originates in the same state as media consumers versus vote margins where content originates out of state. This contrast provides a clear test of whether or not television coverage correlates with the incumbency advantage. We study U.S. Senate and state gubernatorial races from the 1950s through the 1990s and find that the effect of TV is small, directionally indeterminate, and statistically insignificant.
Appendix B: Detailed Statistical Treatment
Local
News Coverage and the Incumbency Advantage in the
Legislative Studies Quarterly XXXI: 491-511
Much of the incumbency advantage in the U.S. House of Representatives is attributed to incumbents’ efforts to address constituents’ needs. Yet House members do not win reelection simply by performing well in office, but also by informing constituents of how well they are doing their jobs. I examined the value of local news coverage for legislators seeking to publicize their legislative work on behalf of constituents. I found that incumbents who win more newspaper coverage are viewed as being more in touch with the district and are more likely to win support from constituents during bids for reelection.elections.
Parties and Institutional Choice Revisited
Legislative Studies Quarterly
XXXI: 513-32
Scholars of institutional change in Congress offer competing theoretical accounts of the accrual of procedural rights by House majority parties. One camp posits that the interests and capacities of political parties drive procedural change that affects agenda control. An alternative perspective offers a nonpartisan, median-voter account. I explore these two accounts, survey challenges involved in testing them, and determine the fit of the accounts to the history of procedural change in the House. I find that no single perspective accounts best for the pattern of rule changes affecting agenda control and that the median-voter model may be time-bound to the twentieth century—after partisan majorities had constructed the core partisan procedural regime of the House.
Anna Harvey and Barry Friedman
Pulling Punches: Congressional Constraints on the Supreme Court’s Constitutional Rulings, 1987–2000
Legislative Studies Quarterly XXXI: 533-62
To
date, no study has found evidence that the U.S. Supreme Court is constrained by
Congress in its constitutional decisions. We addressed the selection bias
inherent in previous studies with a statute-centered, rather than a
case-centered, analysis, following all congressional laws enacted between 1987
and 2000. We uncovered considerable congressional constraint in the Court’s
constitutional rulings. In particular, we found that the probability that the
Government
Growth and Professionalism in
This article analyzes the professionalization of American state legislatures since the 1960s and expands on previous studies by considering the strategic incentives of members. Fiorina and Noll’s (1978a, 1978b) theory that reelection-minded legislators serve as “ombudsmen to the bureaucracy” on behalf of their constituents suggests that legislatures have professionalized in response to growth in public spending in order to strengthen members’ abilities to handle increased facilitation duties. I used longitudinal analysis and instrumental variables regression to test this hypothesis and disentangle causal directionality, since professional legislators may have the means and incentive to spend more than their citizen counterparts. Both methods revealed empirical support for the Fiorina and Noll hypothesis that spending increases caused legislators to become more professional.
Neal D. Woods and Michael Baranowski
Legislative
Professionalism and Influence on State Agencies: The Effects of Resources and
Careerism
Legislative Studies Quarterly XXXI: 585-609
Legislative professionalization typically involves two concomitant processes: increasing institutional resources and increasing careerism among state legislators. These processes, we argue, entail different effects for legislative influence on state administrative agencies. Greater legislative resources serve to increase legislative influence, but greater political careerism among state legislators serves to decrease it. Because these two processes are normally intertwined within the process of legislative professionalization, the net effect of professionalism is uncertain, although our analysis suggests that the negative effect of careerism may outweigh the positive effect of institutional resources. These results have significant implications for the democratic responsiveness of executive branch agencies.
James
N. Druckman and
Andrew Roberts
Communist
Successor Parties and Coalition Formation in
Legislative
Studies Quarterly
XXXII: 5
One
of the most distinctive features of new democracies is the presence of political
parties associated with the old, repressive regime. This article investigates
whether or not the Eastern European variant of these parties, which we call
communist successor parties (CSPs), has affected coalition politics. It finds
that CSPs do have significant effects on the dynamics of coalition formation.
CSPs are less likely than other parties to be included in governing coalitions;
coalitions that include CSPs are more likely to be oversized (that is, to
include superfluous parties); and CSPs that make it into government are
penalized, insofar as they receive less than their fair share of governing
portfolios. We attribute these results to the salience of the regime
divide—the affective dislike of many citizens for the legacies of communism.
Our results extend research on coalition behavior to Eastern European contexts
and show how affective dislike combined with vote-seeking motivations can affect
governing behavior.
Slavery,
Partisanship, and Procedure in the
Legislative
Studies Quarterly
XXXII: 33
From
the 24th through the 28th Congresses, the House of Representatives operated
under versions of a “gag rule” that blocked petitions dealing with abolition
and related matters. This article presents the gag rule as not only a
historically important window into slavery deliberations in Congress but also a
case study in majority party restrictions of minority rights—and in the
boundaries that constituency politics can place on majority power. Through
analysis of vote choices and voting changes over time, I demonstrate that the
gag rule’s partisan origins gave way as northern members voted against party
and with specific constituency pressures as well as general sectional sentiment.
The gag rule shows the power of electoral considerations and constituency in the
early U.S. House, and it also illustrates the force that constituency can have
over majority procedural maneuvering.
Vote
Switchers and Party Influence in the
Legislative
Studies Quarterly
XXXII: 59
Party-centered
theories of Congress often rely on the critical assumption that some majority
party members vote against their preferences when granting their leadership
procedural powers, such as closed rules. Such an assumption renders these
approaches ad hoc, and thus theoretically dubious, unless firm support for the
assumption can be found. Firm support is
elusive largely because it is difficult to separate party and preference
effects. In this article, we produce a simple but critical test of the party
persuasion assumption that largely avoids these measurement problems.
Specifically, we use a “switcher analysis” (Krehbiel 1998) to compare votes
on final passage of the legislation with the votes on the closed rule. Our
analysis of all closed rule–final passage vote pairs for the 104th–108th
Congresses reveals vote patterns that cannot exist absent significant party
effects.
David W. Brady, hahrie han, and jeremy c. pope
Primary
Elections and Candidate Ideology:
Out of Step
with the Primary Electorate?
Legislative
Studies Quarterly
XXXII: 79
This
article draws on a new dataset of House primary- and general-election outcomes
(1956–98) to examine the relationship between primary elections and candidate
ideology. We show that, like presidential candidates, congressional candidates
face a strategic-positioning dilemma: should they align themselves with their
general- or primary-election constituencies? Relative to general-election
voters, primary voters favor more ideologically extreme candidates. We show
that congressional candidates handle the dilemma by positioning themselves
closer to the primary electorate. This article thus supports the idea that
primaries pull candidates away from median district preferences.
Representation
and Backlash: The Positive and Negative Influence of Descriptive Representation
Legislative
Studies Quarterly
XXXII: 107
For
this article, I built on previous studies of representation by exploring the
potential positive and negative impacts of descriptive representation in the
policy process. Specifically, I examined the influence of openly lesbian, gay,
bisexual, and transgendered (LGBT) state legislators on the amount and types of
LGBT-related state legislation introduced from 1992 to 2002. My findings suggest
that higher LGBT representation in state legislatures leads to greater
substantive representation. The results also suggest, however, that descriptive
representation is associated with the amount of anti-LGBT legislation
introduced. Additional analysis reveals that the net policy influence of
increased LGBT representation is positive for the LGBT community.
Campaign
War Chests and Challenger Quality in Senate Elections
Legislative
Studies Quarterly
XXXII: 135
This
article presents the first comprehensive analysis of the role of war chests in
U.S. Senate elections. Using data on races from 1980 to 2000, I demonstrate the
effect of an incumbent senator’s war chest on a campaign. War chests do not
deter strong general-election challengers and have an insubstantial or
insignificant effect on primary elections, challenger spending, and other
electoral variables. Also, war chests are not raised in anticipation of a tough
electoral battle but are instead the result of money left over from the previous
campaign.
Philip
Manow and Simone Burkhart
Legislative
Self-Restraint under Divided Government in Germany, 1976–2002
Legislative
Studies Quarterly
XXXII: 167
The “Golden Age”
Senate
and Floor Debate in the
Antebellum Congress
Legislative
Studies Quarterly
XXXII: 193
An image of an antebellum “golden age” of Senate debate and
deliberation has passed virtually unblemished from one generation of historians
and political analysts to the next. In what ways, if any, is the image of a more
deliberative Senate evident in the realities of antebellum House and Senate
debates? In this article, I present a series of case studies to examine elements
of the quantity and quality of floor debate in each chamber. By providing
comparative evidence about House and Senate debate during the antebellum period,
I offer an assessment and critique of the bicameral implications of the largely
untested “golden age” understanding of the Senate and join other recent
efforts to reassess the nature of the early Senate and its relation to the
House. My results show the conventional wisdom to be an oversimplification, at
least in its implications about the scope and depth of House debates. The House
debated as long, and arguably as well, as the Senate on the signal issues of the
day.
Searching for the
Electoral Connection:
Parliamentary
Party Switching
in the Ukrainian Rada, 1998–2002
Legislative
Studies Quarterly
XXXII: 223
Studies of legislative
behavior almost universally begin with the assumption that legislators desire
reelection. For scholars who study the Ukrainian Verkhovna Rada, this assumption
is perhaps tenuous, given the weaknesses of political parties and the
significant party switching. Yet an analysis of party switching between 1998 and
2002 using a new method that controls for selection bias demonstrates that,
although turnover among parties was high, this turnover followed an electoral
logic: deputies changed parties, in part, to secure reelection. Thus, the
electoral connection, assumed in so much of the legislative behavior literature,
existed even in the chaotic Rada.
Strategic
Position Taking and Presidential Influence in Congress
Legislative
Studies Quarterly
XXXII: 257
The
rise and fall of presidential success in Congress remains a central puzzle in
the literature. We model success as two interrelated processes: presidential
position
taking and Congress’s decision to support or oppose the president. The
analysis emphasizes the importance of strategic position taking in determining
presidential success. We show that presidential approval significantly
influences success, not only because it affects congressional behavior, but also
because it shapes presidential decisions to take positions. Moreover, we
explain that legislative success during the honeymoon period is driven by
presidential position taking. Our findings highlight the role of a president’s
strategic decisions for theories explaining congressional-executive relations.
Strategic
Retirements: The Influence of Public Preferences on Voluntary Departures from
Congress
Legislative
Studies Quarterly
XXXII: 285
Are
members of Congress responsive to public preferences in their decisions to seek
reelection or retire, or do members simply rely on the advantages of incumbency
to secure reelection? I argue that members of Congress consider their electoral
vulnerability when deciding whether or not to seek reelection, informing their
reelection odds with the same short-term electoral forces that influence
election outcomes: partisan preferences, economic evaluations, and
congressional approval. Considering aggregate rates of voluntary departures from
the House and Senate from 1954 to 2004, I show that rates of retirement reflect,
not only institutional environments within Congress, but also the mood of the
electorate.
The Policymaking Role of State Supreme Courts in Education Policy
Legislative
Studies Quarterly
XXXII: 309
The Statistical Analysis of Roll-Call Data: A Cautionary Tale
Legislative Studies Quarterly XXXII: 337
Roll-call voting and congressional procedures are two of the most heavily studied aspects of the U.S. Congress. To date, little work has focused on the effect of procedures on the composition of the roll-call record. This article takes a step in this direction by demonstrating the effect of chamber rules and institutional constraints on House and Senate roll-call data, as well as on the inferences that scholars have drawn from the roll-call record. More specifically, I focus on recent efforts to measure party effects and ideological alignments, and I demonstrate that the composition of the roll-call record can affect these measures.
Scott J. Basinger and Michael J. Ensley
Candidates, Campaigns, or Partisan Conditions? Reevaluating Strategic-Politicians Theory
Legislative Studies Quarterly XXXII: 361
According to strategic-politicians theory, political elites help ensure electoral responsiveness even when the mass public is deficient. Testing this theory requires measuring the effects of candidate experience and campaign spending, but one must confront endogeneity problems, because the theory requires potential candidates and campaign contributors to be responsive to district partisan conditions and national partisan tides. By applying an instrumental-variable method to control for selection bias, we found that challenger experience only matters indirectly, through its effect on campaign expenditures, but partisan context matters both directly and indirectly. We theorize that challenger experience is best understood as an informational shortcut: it signals incumbent vulnerability to potential campaign contributors.
The U.S. Congress and the Institutional Design of Agencies
Legislative Studies Quarterly XXXII: 395
Theories of agency design maintain that lawmakers impose requirements on how bureaucratic agencies make policy decisions, preventing those agencies from undermining lawmakers’ political and policy goals. Empirical support for these theories is limited, however, by the difficulty of measuring critical variables hypothesized to influence the use of this tool of political control. For this study, I employed a methodology particularly well suited, but not previously employed, to study variance in the use of agency design provisions: interviews with congressional committee staff. Staffers’ responses support several theories, cast doubt on one explanation, and point to nuances in other explanations of agency design.
Black Political Representation: An Examination of Legislative Activity Within U.S. House Committees
Legislative Studies Quarterly XXXII: 421
How minority legislators influence policy development in Congress remains a relevant question for those interested in race and political representation. This article addresses this question using evidence from participation in committee work—a vantage point that has received minimal attention in scholarship on black political representation. I interpret racial differences in participation in House committees across a range of policy areas, demonstrating that black members participate at higher rates within committees than whites on both black interest and nonracial bills. The results suggest that race has a substantive effect on members’ policy priorities and their legislative activity within committees.
Michelle A. Barnello and Kathleen A. Bratton
Bridging the Gender Gap in Bill Sponsorship
Legislative Studies Quarterly XXXII: 449
Under what circumstances do men sponsor issues that are traditionally regarded as salient primarily to women? By examining the sponsorship of legislation in the upper and lower chambers of 15 state legislatures in 2001, we explored the conditions under which men are likely to focus attention on policy areas involving women’s issues and children’s issues. We found little effect of institutional context (such as party control of the legislature or diversity within the legislature) on the sponsorship behavior of either men or women. Personal characteristics such as race, education, age, and family circumstances are associated with sponsorship by men, but not by women. Committee service is also strongly associated with sponsorship behavior, particularly for men. Differences in sponsorship are relatively marked in the sponsorship of legislation that focuses on reproduction or other health issues particularly relevant to women. We conclude that the boundaries of the set of issues traditionally defined as “women’s issues” may be changing over time and that it is important to recognize that the influences on the sponsorship of women’s issues can be different for men than they are for women.
Political Parties and the Representativeness of Legislative Committees
Legislative Studies Quarterly XXXII: 475
What role do parties play in determining which interests committees represent? In this article, I compare committee organization and representativeness in Nebraska’s nonpartisan legislature with those in the partisan senates of Kansas and Iowa. I demonstrate that when parties do not organize legislative conflict, committees are less representative of the full chamber. I argue, however, that committee representativeness does not necessarily result from parties actively working to create representative committees. Rather, when legislative conflict has a definitive partisan structure and the committees are always controlled by the majority party, representative committees will result as a simple by-product of the partisan structure and organization.
Douglas L. Kriner and Francis X. Shen
Iraq Casualties and the 2006 Senate Elections
Legislative Studies Quarterly XXXII: 507
Prior scholarship on the effects of war casualties on U.S. elections has focused on large-scale conflicts. For this article, we examined whether or not the much smaller casualty totals incurred in Iraq had a similar influence on the 2006 Senate contests. We found that the change in vote share from 2000 to 2006 for Republican Senate candidates at both the state and county level was significantly and negatively related to local casualty tallies and rates. These results provide compelling evidence for the existence of a democratic brake on military adventurism, even in small-scale wars, but one that is strongest in communities that have disproportionately shouldered a war’s costs.
Christian R. Grose and Bruce I. Oppenheimer
The Iraq War, Partisanship, and Candidate Attributes: Variation in Partisan Swing in the 2006 U.S. House Elections
Legislative Studies Quarterly XXXII: 531
Although partisan swing is often assumed to be uniform across congressional districts, our analysis of the 2006 House elections demonstrates that systematic variation exists. In addition to incumbency status, partisanship, spending, and scandal, variation in the local salience of national issues across districts affects vote shifts in these districts. Notably, partisan swing in Republican districts proved highly sensitive to the number of Iraq war deaths from that district and, to a lesser degree, to the roll-call vote of Republican House members on the war resolution. These findings have implications for theories of anticipatory representation, retrospective voting, and electoral accountability.
Building a Reputation on National Security: The Impact of Stereotypes Related to Gender and Military Experience
Legislative Studies Quarterly XXXII: 559
In a post-9/11 world, all senators must establish their national security credentials with voters. Yet senators do not compete for leadership on an equal basis. Through an analysis of bill sponsorship, Sunday talk show appearances, and interviews with Senate staff, I demonstrate that defense policy is made in a partisan and gendered context. Gender stereotypes favoring male defense leadership create an additional hurdle for women, particularly Democratic women, as they seek to establish their reputations on security. By contrast, a record of military service facilitates senators’ efforts to achieve action on their proposals and gain media attention for their views.
The View from the Hill: Legislative Perceptions of the District
Legislative Studies Quarterly XXXII: 597
This article addresses legislative perceptions of constituents’ interests and develops a theory of perception that highlights the role of information accessibility in the formation of legislative offices’ views of their districts. I used original data regarding health policy in the U.S. House to analyze perceptions of constituents’ interests. I found that legislators do not see all constituents in their district, nor do they see the largest constituencies. Rather, legislators are more likely to see active and resource-rich constituents. These findings provide unique evidence of the influence of money in Congress and suggest that legislative misperception is both common and systematically biased.
Paul S. Herrnson and Irwin L. Morris
Presidential Campaigning in the 2002 Congressional Elections
Legislative Studies Quarterly XXXII: 629
Theories involving coattails, surge and decline, presidential popularity, and the economy ascribe little importance to presidential efforts to influence congressional elections. Since such efforts do occur, we ask: What happens when a president campaigns for fellow partisans? We examined President George W. Bush’s decisions to campaign for certain House candidates in 2002, and we assessed the effect of his visits on Republicans’ electoral successes. Both the competitiveness of a race and the president’s electoral self-interest increased the likelihood of a visit on behalf of a candidate. Neither party loyalty nor presidential support in Congress had an effect. We conclude that presidential campaign visits significantly enhance candidates’ electoral prospects.
James M. Snyder, Jr. and Michiko Ueda
Do Multimember Districts Lead to Free-Riding?
Legislative Studies Quarterly XXXII: 649
We studied the effects of districting on intergovernmental aid by state governments to local governments in the United States. We found that metropolitan areas receive relatively more aid when represented in the state legislature by an at-large delegation than when divided into single-member districts. This suggests that the free-riding that may occur with at-large representation is more than counterbalanced by other factors. The estimated effects are robust to the effects of other confounding factors as well as the choice of estimators.
Carlos Pereira, Timothy J. Power, and Lucio R. Rennó
Agenda Power, Executive Decree Authority, and the Mixed Results of Reform in the Brazilian Congress
Legislative Studies Quarterly XXXIII: 5
This article examines how institutional change in the use of extraordinary legislation affects delegation of power and unilateral action in new democracies. From 1988 to 2001, Brazilian presidents were able to reissue decrees indefinitely and thus had substantial legislative power. In 2001, Congress amended the constitution so as to restrict the president to a single reissue of each lapsed decree. This reform has had mixed results: although it ended the practice of infinite reissues, it induced Presidents Cardoso and Lula to use more decrees than previous executives had. Presidential agenda power, rather than being reduced, has been sharpened. By analyzing patterns of presidential initiatives from 1995 to 2005, we demonstrate the mixed results of this constitutional reform.
Charles J. Finocchiaro and David W. Rohde
War for the Floor: Partisan Theory and Agenda Control in the U.S. House of Representatives
Legislative Studies Quarterly XXXIII: 35
This article extends recent research on partisan agenda control in the U.S. House of Representatives to the issue of procedural control of the legislative agenda via special rules. In particular, we draw out a facet of cartel and conditional party government theories that has not been addressed in prior analyses: the simultaneous interrelationship between positive and negative agenda control. Using roll-call data on two procedural matters—votes to order the previous question on a special rule and votes to adopt a special rule—over the 1953–2002 period, we found that, in the area of procedural control of the floor agenda, the majority party’s amount of agenda control depends to a significant degree upon the party’s homogeneity and power.
Chris Den Hartog and Nathan W. Monroe
The Value of Majority Status: The Effect of Jeffords’s Switch on Asset Prices of Republican and Democratic Firms
Legislative Studies Quarterly XXXIII: 63
Using the change in party control of the Senate that resulted from Jim Jeffords’s 2001 change in party affiliation, we compare competing partisan and partyless legislative theories. We offer a reconceptualization of agenda control that provides a new and promising basis for studying parties and policymaking in the Senate. Also, we present a novel methodology—an “event study”—to test partisan and partyless hypotheses. Our results show that, when Jeffords switched, the stock prices of Republican-supported energy firms dropped and prices for Democrat-supported firms rose, supporting the hypothesis that the majority party influences Senate decisions.
E. Scott Adler and John D. Wilkerson
Intended Consequences: Jurisdictional Reform and Issue Control in the U.S. House of Representatives
Legislative Studies Quarterly XXXIII: 85
The power of congressional committees rests in large part on their ability to set the legislative agenda in particular issue areas. But how do committees acquire their issue jurisdictions? Existing research points to informal committee turf wars—not collective reforms—as the roots of jurisdictional allocations (King 1994, 1997). Yet the House of Representatives has made nearly 150 formal changes to its committees’ jurisdictions since 1973. We investigated the effects of one prominent instance of extensive jurisdictional changes, the Bolling-Hansen reforms of 1975, and found that this body of reforms advanced collective goals of improved policy coordination and enhanced information sharing.
Cohort Effects and the Incumbency Advantage
Legislative Studies Quarterly XXXIII: 113
The literature on the incumbency advantage in U.S. House elections has focused mostly on political variables, such as competition and incumbent resources. For this article, I identify an important sociological variable: a cohort effect that separates older generations from younger ones. Younger generations have been more likely to vote for incumbents, and the difference has endured over time, even as the political environment itself has changed and become more partisan. Moreover, the results hold even when one controls for partisan identification and general time-period effects. The incumbency advantage may be a broader and more-enduring part of American politics than has previously been recognized.
Third Parties, Elections, and Roll-Call Votes: The Populist Party and the Late Nineteenth-Century U.S. Congress
Legislative Studies Quarterly XXXIII: 131
What effect do electorally successful third parties have on congressional roll-call votes? There is widespread belief among scholars that third parties influence the policies of the major parties, but there is little systematic evidence of this influence. I exploit the unique historical context surrounding the Populist Party formation in 1892 to examine the effect of the Populist Party’s electoral success on congressional roll-call votes related to Populist issues. The results are consistent with two claims. First, co-optation of the Populist Party’s issues occurred even before the formation of the party. Second, the co-optation of Populist policies does not appear to be correlated with the electoral success of the Populist candidates.
Gary W. Cox, William B. Heller, and Mathew D. McCubbins
Agenda Power in the Italian Chamber of Deputies, 1988–2000
Legislative Studies Quarterly XXXIII: 171
We present strong evidence that governing coalitions in Italy exercise significant negative agenda powers. First, governing parties have a roll rate that is nearly 0, and their roll rate is lower than opposition parties’ roll rates, which average about 20% on all final-passage votes. Second, after one controls for distance from the floor median, opposition parties have higher roll rates than government parties. These results strongly suggest that governing parties in Italy are able to control the legislative agenda to their benefit. We also document significantly higher opposition roll rates on decree-conversion bills and budget bills than on ordinary bills—results consistent with our theoretical analysis of the differing procedures used in each case.
Agreeing to Disagree: Agenda Content and Senate Partisanship, 1981–2004
Legislative Studies Quarterly XXXIII: 199
This article presents evidence that the recent increase in partisanship in Senate roll-call voting is partly due to changes in the content of the Senate agenda. The analysis draws on an original dataset classifying Senate roll-call votes from 1981 to 2004 according to substantive issue content. Over the past two decades, the types of issues that were most divisive along partisan lines in earlier periods became progressively more prominent on the Senate roll-call agenda. Even when one controls for the effects of other electoral and institutional factors, one finds that the shifting agenda notably contributed to the rise in Senate partisanship.
Thomas L. Brunell, Christopher J. Anderson, and Rachel K. Cremona
Descriptive Representation, District Demography, and Attitudes toward Congress among African Americans
Legislative Studies Quarterly XXXIII: 223
We examined the effects of subjective and objective descriptive representation and district demography on African Americans’ attitudes toward their member of Congress and the U.S. Congress as an institution. We investigated whether or not African Americans in more racially homogeneous districts differ in their attitudes from counterparts in districts with fewer African Americans. We also studied the effects of descriptive representation and district demography to determine if these effects are contingent on voters’ perceptions of descriptive representation. We found that living in a district with a higher proportion of blacks enhances African American voters’ feelings toward their representative and marginally elevates these voters’ evaluations of Congress. This effect is mediated, however, by the election of a black representative to Congress.
Job Approval and Senate Election Outcomes in the United States
Legislative Studies Quarterly XXXIII: 245
A growing body of congressional scholarship investigates variation in the incumbent electoral advantage that depends on factors such as competence, political skill, and ideological extremity. This article contributes to this line of work by providing analysis of the relationship between senators’ home-state approval ratings and their electoral fortunes using newly available data from the Job Approval Ratings (JAR) collection. The findings show that senatorial job approval affects retirement, quality-candidate emergence, campaign spending, and outcomes. The myriad indirect effects suggest that strategic political actors are central to the process by which incumbents are held accountable for the reputations they develop in their constituencies.
Charles J. Finocchiaro and Jeffery A. Jenkins
In Search of Killer Amendments in the Modern U.S. House
Legislative Studies Quarterly XXXIII: 263
Numerous studies have examined the incidence of killer amendments in Congress, but most of these studies have been either case specific, focusing on the legislative maneuverings around a single issue or bill, or temporally limited, focusing on strategic activity in only one or two Congresses. In this article, we present the beginning of a comprehensive research agenda for the systematic study of killer amendments. Using roll-call data from the 83d through the 108th U.S. House (1953–2004), we identified those bills that (a) were successfully amended and (b) subsequently went down to defeat, a necessary condition for the existence of a killer amendment. We then examined these cases in greater detail, using both spatial analyses and case studies. Our analysis uncovered five cases, four of which are new, that appear to have the characteristics of true killer amendments, thus setting the stage for future analyses across time and legislative chambers and bodies.
Douglas Kriner and Liam Schwartz
Divided Government and Congressional Investigations
Legislative Studies Quarterly XXXIII: 295
This article explores the political determinants of congressional investigatory activity. Using Mayhew’s list of high-profile probes updated through 2006, we developed five measures of the frequency and intensity of investigative oversight. Contra Mayhew, we found that divided government spurs congressional investigatory activity. A shift from unified to divided government yields a five-fold increase in the number of hearings held and quadruples their duration. Conditional party government models also offer explanatory leverage because homogeneous majorities are more likely to investigate the president in divided government and less likely to do so in unified government. This dynamic is strongest in the House, but analyses of the Senate also afford consistent, if muted, evidence of partisan agenda control.
Uncertainty and the Prevalence of Committee Outliers
Legislative Studies Quarterly XXXIII: 323
Political scientists often suppose that the informational model of legislative organization predicts an absence of committee outliers. In fact, the model predicts that committee outliers will be more common when the floor is more uncertain than its committees. Data limitations have largely prevented testing this uncertainty-outlier prediction, until now. For this article, I investigated whether or not the informational model correctly predicts under what scenarios outliers will be more frequent. As predicted, more uncertainty is associated with more committee outliers in U.S. state legislatures. Legislatures in which the floor is less informed than the committees are more likely to have committee outliers.
Linda L. Fowler and R. Brian Law
Seen but Not Heard: Committee Visibility and
Institutional Change
in the Senate National Security Committees, 1947–2006
Legislative Studies Quarterly XXXIII: 357
Scholars have neglected the effect of the press on political institutions in favor of media influences on campaigns or on voters’ trust and information about government. This article examines senators’ committee preferences in response to declining media coverage of Congress, focusing on the Senate Armed Services and Foreign Relations Committees from 1947 to 2006. The research relies on new, continuous measures of committee desirability and a unique dataset of congressional press coverage. Although both committees’ visibility and attractiveness have declined dramatically over 60 years, statistical analyses indicate that change in internal rules and external events are the most important influences on senators’ investment in committee careers.
Disentangling the Relationship between Legislative Professionalism and Government Spending
Legislative Studies Quarterly XXXIII: 387
Recent movements to deprofessionalize American state legislatures have been driven partly by the notion that professional legislators spend more than their citizen counterparts. This article explores the relationship between legislative professionalism and government spending, a connection complicated by the possibility that legislators in high-spending states may choose professional institutions to handle their responsibilities more effectively. I employed propensity score matching, an increasingly used technique of causal inference, to disentangle the relationship. Contrary to previous academic work and popular notions, I found that professional legislatures do not spend significantly more than part-time bodies do, if one accounts for the fact that legislatures in high-spending states have a greater need to be professionalized and therefore select those structural frameworks. These findings have important implications for the study of the effects of legislative institutions on public policies more generally and attest to the utility of recently developed techniques of causal inference to disentangle these relationships.
Invisible Politics: Institutional Incentives and Legislative Alignments in the Russian Duma, 1996–99
Legislative Studies Quarterly XXXIII: 415
Previous analysis of legislative voting has focused on the behavior of nominal legislative parties, regardless of whether the country under examination was an established democracy or a newly democratized country. This approach is inadequate for countries with young party systems. To establish the extent to which legislative coalitions are party based, scholars must allow for the possibility that institutional incentives predominate over party influence. For this study, I applied a Bayesian discrete latent variable method to identify the legislative coalitions in the 1996–99 Duma. I found that legislative alignments cut across party lines: electoral incentives and support for the president contribute to divides within parties that lack coherent platforms. Here I present a novel methodological approach to the identification of intraparty divisions and the major determinants of legislative coalitions in many legislative settings. This approach allows a comparison of the importance of party influence relative to other institutional incentives. It is especially useful for analyzing legislative voting in young party systems and where constitutional frameworks and electoral systems subject legislators to competing pressures.
The Strategy of the Story: Media Monitoring Legislative Activity
Legislative Studies Quarterly XXXIII: 445
To what degree do the news media provide voters with the information needed to hold House members accountable for their actions in Congress? Previous studies have simply debated whether or not local news media cover politicians’ actions, but this article considers the news media as a strategic actor when covering House members. I developed a set of theoretical expectations about the conditions under which local news media would be more or less likely to monitor the actions of members of Congress outside of election seasons. I tested these expectations using an extensive content analysis of local newspapers in both descriptive and multivariate settings. I find that local news media are strategic in their coverage of local members of Congress. Local newspapers invest more resources to cover out-of-step members than they do to follow members with policy preferences congruent with the district’s. In addition, coverage of out-of-step members tends to be less positive than coverage of in-step members.
The Consequences of Electoral Institutions for Careerism
Legislative Studies Quarterly XXXIII: 471
Although electoral institutions have been shown to have a variety of effects, scholars have not investigated if certain voting rules enable politicians to enjoy longer legislative careers. I took advantage of a natural experiment—a sudden transition from a semiproportional voting rule to single-member districts with plurality voting (SMDP)—to measure the effect of electoral institutions on careerism. My analysis revealed that voting rules have a profound influence on the dynamics of legislative careers: politicians elected under SMDP are far less likely to suffer electoral defeat or to retire than those elected via cumulative voting. The findings of this study not only provide additional insight into the seat safety of politicians elected in first-past-the-post systems, but moreover offer new criteria by which to evaluate the choice of electoral institutions.
The Contribution of Comparative Research to Measuring the Policy Preferences of Legislators
Legislative Studies Quarterly XXXIII: 499
Comparative legislative research has contributed to an examination of the validity of roll-call votes as measures of legislators’ policy preferences. It has prompted an awareness of the influence of legislative structure on the composition of the voting record. Comparative research on members’ ideal points has confronted the problems of selection effects, abstentions, the influence of the agenda setter, and the effect of party strategy. It has encouraged the search for alternate measures of members’ preferences, including members’ speech, cosponsorship, survey responses, and party manifestos. In the non-American setting, ideal points have been regarded as group-level, as well as individual-level, variables. The game-theoretic approach to the study of legislatures has led to the formulation of hypotheses relating legislative structure to members’ ideal points.
Joshua D. Clinton and John Lapinski
Laws and Roll Calls in the U.S. Congress, 1891–1994
Legislative Studies Quarterly XXXIII: 511
Recent empirical studies of lawmaking activity by legislatures rely heavily on roll call based measures and assume that roll call activity reflects lawmaking activity. We question this assumption for the case of the U.S. Congress. We examine several plausible sources of dissonance between the set of enacted public statutes and the universe of recorded votes in the U.S. Congress, using a comprehensive dataset of public enactments and roll call activity between 1891 and 1994. Because only 11.9% of the bills signed into law receive a recorded vote in the House, only 7.9% receive a recorded vote in the Senate, and only 5.5% receive a recorded vote in both the House and Senate, we provide guidance as to when studying voting behavior is likely a reasonable proxy for lawmaking behavior. There are sometimes important differences between the laws that do and do not receive a roll call that researchers should account for when using roll calls to study lawmaking in the U.S. Congress.
Clifford Carrubba, Matthew Gabel, and Simon Hug
Legislative Voting Behavior, Seen and Unseen: A Theory of Roll-Call Vote Selection
Legislative Studies Quarterly XXXIII: 543
The empirical study of legislative behavior largely relies on roll-call vote analysis, but roll-call votes in many legislatures represent only a sample of legislative votes. We have good reasons to believe this sample is particularly poor for inferring party effects on legislative behavior. The selection of votes for roll call may be endogenous to exactly the characteristics of voting behavior (for instance, party cohesion) that we want to study. We must understand the roll-call vote institution and account for its selection effects before we can draw inferences about legislative behavior from roll-call results. This article develops a game-theoretic model of roll-call vote requests predicated on party leaders requesting votes to enforce party discipline. The model offers general and testable predictions about the selection process and how it affects observed and unobserved legislative voting behavior, particularly party cohesion.
Guillermo Rosas and Yael Shomer
Models of Nonresponse in Legislative Politics
Legislative Studies Quarterly XXXIII: 573
Tools dedicated to inferring the ideological leanings of legislators from observed votes—techniques such as Nominate (Poole and Rosenthal 1997) or the item-response-theory model of Clinton, Jackman, and Rivers (2004)—rest on the assumption that the political process that generates abstentions is ignorable, an assumption not always easy to justify. We extended the item-response-theory model to analyze abstention and voting processes simultaneously in situations where abstentions are suspected to be nonrandom. We applied this expanded model to two assemblies where the existing literature gives reason to expect nonrandom abstentions, and we demonstrate how our extensions yield nuanced analyses of legislative politics. We also acknowledge limits to our ability to decide on the adequacy of alternative assumptions about abstentions, since these assumptions are not readily verifiable.
Gary W. Cox and William C. Terry
Legislative Productivity in the 93d–105th Congresses
Legislative Studies Quarterly XXXIII: 603
We exploit a large new dataset in order to revisit the determinants of “legislative success” in Congress. Previous studies have focused on one or (rarely) two Congresses. Ours is the first study based on panel data, allowing us to better measure such causal effects as how a member’s productivity increases when they become a committee chair or their party attains a majority. While corroborating several previous findings, we also differ on several important points—e.g., whereas the most sophisticated previous study finds greater seniority and committee leadership posts boosting productivity in neither party, we find them boosting productivity in both.
Strategic Voting in Multi-Office Elections
Legislative Studies Quarterly XXXIII: 619
What are the incentives for voters to vote strategically when legislative policy outcomes are constrained by a system of checks and balances? The policy-balancing theory supposes that moderate voters split their tickets because such splitting is the only way these voters can achieve moderate policy outcomes. I show that a different type of strategic voting, policy stacking, is characteristic of legislatures that endow the majority party with only limited institutional powers. Focusing on voting for the president and House of Representatives in the United States reveals that a substantial proportion of voters engage in policy-stacking behavior, but very few engage in policy-balancing behavior.
Making Quotas Work: The Effect of Gender Quota Laws on the Election of Women
Legislative Studies Quarterly XXXIV: 5–28
Gender quota laws are intended to increase the number of women elected to legislatures, but initial evidence suggests that many laws have had little effect. I present a cross-national, statistical test that analyzes how three key dimensions of candidate quota laws affect women’s representation. My results show that quotas that require more women to be on party ballots lead to the election of more women, independent of placement mandates and enforcement mechanisms, but rules governing where female candidates are listed on the ballot and sanctions for noncompliance amplify that effect. Candidate quotas can increase women’s representation, but the quotas’ effectiveness depends on their design.
Issue Attention and Legislative Proposals in the U.S. Senate
Legislative Studies Quarterly XXXIV: 29–54
This analysis of bill sponsorship across a variety of issues and Congresses shows that committee membership is the single most important factor shaping a senator’s level of issue attention. Constituency demand is of secondary importance. Ideology, partisanship, and national conditions play little or no role. Consistent with a theoretical cost-benefit framework, the results suggest that senators are motivated by the prospect of electoral and policy rewards from successful legislation rather than from mere position taking. The findings attest to the enduring importance of the committee system in a highly individualistic and increasingly partisan Senate.
Thad Kousser and Justin H. Phillips
Who Blinks First? Legislative Patience and Bargaining with Governors
Legislative Studies Quarterly XXXIV: 55–86
When legislators and governors clash over the size of American state government, what strategic factors determine who wins? Efforts to address this question have traditionally relied upon setter models borrowed from the congressional literature and have predicted legislative dominance. We offer an alternative simplification of state budget negotiations that follows the “staring match” logic captured by divide-the-dollar games. Our model predicts that governors will often be powerful but that professional legislatures can stand up to the executives when long legislative sessions give them the patience to endure a protracted battle over the size of the budget. In this article, we present our analysis of an original dataset comprising gubernatorial budget proposals and legislative enactments in the states from 1989 through 2004. The results indicate strong empirical support for our predictions.
Eduardo Alemán, Ernesto Calvo, Mark P. Jones, and Noah Kaplan
Comparing Cosponsorship and Roll-Call Ideal Points
Legislative Studies Quarterly XXXIV: 87–116
We use bill cosponsorship and roll-call vote data to compare legislators’ revealed preferences in the U.S. House of Representatives and the Argentine Chamber of Deputies. We estimate ideal points from bill cosponsorship data using principal-component analysis on an agreement matrix that included information on all bills introduced in the U.S. House (1973–2000) and Argentine Chamber (1983–2002). The ideal-point estimates of legislators’ revealed preferences based on cosponsorship data strongly correlate with similar estimates derived from roll-call vote data. Also, cosponsorship activity in the U.S. House has lower dimensionality than cosponsorship has in the Argentine Chamber. We explain this lower discrimination as a function of individual- and district-level factors in both countries.
Recovering a Basic Space from Elite Surveys: Evidence from Latin America
Legislative Studies Quarterly XXXIV: 117–45
I used elite survey data and scaling techniques to estimate the location of political actors (parties, chief executives, and legislators) from nine countries in a common ideological space. The recovered ideological configuration of each country accurately reflects the description of that country’s political landscape given by the popular press and in the scholarly literature. My findings demonstrate that data generated by survey responses can be reliably used to locate legislators’ ideological positions in a low-dimensional space in a manner analogous to the roll-call-based methods commonly used in the scholarship on the U.S. Congress. My approach has two important advantages over methods that use roll-call data, expert surveys, or some combination thereof. First, it does not rely on recorded votes and so is unaffected by concerns about the validity of roll-call data as unbiased indicators of legislator preference. And, because it does not require access to voting records, this approach can be applied to any legislature in the world. Second, my method can be used to estimate the location of political actors in a common ideological space.
Volume XXXIV, Number 2
After Enlargement: Voting Patterns in the Sixth European Parliament
Legislative Studies Quarterly XXXIV: 159–74
We examined how voting behavior in the European Parliament changed after the European Union added ten new member-states in 2004. Using roll-call votes, we compared voting behavior in the first half of the Sixth European Parliament (July 2004–December 2006) with voting behavior in the previous Parliament (1999–2004). We looked at party cohesion, coalition formation, and the spatial map of voting by members of the European Parliament. We found stable levels of party cohesion and interparty coalitions that formed mainly around the left-right dimension. Ideological distance between parties was the strongest predictor of coalition preferences. Overall, the enlargement of the European Union in 2004 did not change the way politics works inside the European Parliament. We also looked at the specific case of the controversial Services Directive and found that ideology remained the main predictor of voting behavior, although nationality also played a role.
Ronald D. Hedlund, Kevin Coombs, Nancy Martorano, and Keith E. Hamm
Partisan Stacking on Legislative Committees
Legislative Studies Quarterly XXXIV: 175–91
One aspect of the partisan model for legislative committee development that is rarely studied is the degree to which the majority party seeks to control legislative committees—and, thereby, chamber decisions—via numerically “overproportional” majority party representation on standing committees. This form of “party stacking” is often mentioned in the literature but has received little systematic examination and hypothesis testing. Using data from state legislative committees for all 49 partisan legislatures in the 2003–04 and 2005–06 sessions, we found support for the partisan model: majority party stacking is associated with a slim majority party advantage in a state legislative chamber.
Legislative Oversight and the Substantive Representation of Black and Latino Interests in Congress
Legislative Studies Quarterly XXXIV: 193–218
When determining whether or not legislators are representing their constituents’ interests, scholars using voting studies may overstate the role of strategic factors, such as reelection goals and constituent influence, while understating the effect of descriptive characteristics. I argue that race and ethnicity matter in congressional oversight of bureaucratic policymaking. My examination of hearing transcripts from the 107th Congress indicates that minority legislators are more likely than white legislators to participate in racial-oversight hearings but not more likely than whites to participate in social welfare hearings. The results show that descriptive representation contributes to substantive representation, even if the costs of participating outweigh the electoral benefits.
Minority Status, Ideology, or Opportunity: Explaining the Greater Retirement of House Republicans
Legislative Studies Quarterly XXXIV: 219–44
Republicans in the U.S. House of Representatives tend to retire at a higher rate than Democrats—a fact with potentially important electoral and policy ramifications—but research on the possible explanations for this partisan disparity has been scarce. I test various explanatory hypotheses using multilevel statistical analyses and find that Republicans are more likely to retire—not because they have been the predominant minority party, had more political opportunities, or had different private-sector experiences, but because they harbor more conservative ideologies than their Democratic colleagues.
Congressional Frequent Flyers: Demand- and Supply-Side Explanations for Privately Sponsored Travel
Legislative Studies Quarterly XXXIV: 245–71
Privately sponsored congressional travel raises questions about the influence of interest groups on lawmakers and about legislative behavior. I used multiple regression to explain variation in congressional travel, looking at 15,825 trips, both domestic and overseas, taken by House and Senate members and their staff between 2001 and 2004. I found that both supply-side and demand-side factors influence congressional travel. Electoral vulnerability corresponds with reduced trip-taking, and institutional power is associated with greater trip-taking, although not to the extent that rent-seeking theory might predict. Members’ racial or ethnic minority status also corresponds with greater trip-taking in the House. Pending retirement also influences trip-taking, but in the opposite direction from what some “shirking” theories would predict.
Candidates, Votes, Outcomes: A Method for Evaluating Nomination Strategies in MMD/SNTV Electoral Systems
Legislative Studies Quarterly XXXIV: 273–85
While characterized by disagreement, all scholarly work on multimember district electoral systems in which each voter casts a single, nontransferable vote (MMD/SNTV) is alike in one way: it evaluates party nominations under the assumption that votes are invariant under alternative strategies. But party votes may, in fact, vary with different nomination strategies. Moreover, depending on how much party votes vary under alternative nomination strategies, a method that considers such changes may evaluate nominations differently than previous studies in the literature have. In this article, I address party-vote variance, proposing a method that estimates how much a party’s obtained votes change under alternative nomination strategies and using this method to reevaluate the nominating behavior of Japan’s Liberal Democratic Party.
Volume XXXIV, Number 3
The Effect of the Size of Voting Blocs on Incumbents’ Roll-Call Voting and the Asymmetric Polarization of Congress
Legislative Studies Quarterly XXXIV: 297–318
Candidates face a trade-off in the general election between taking a more-moderate position that appeals to swing voters and a more-extreme position that appeals to voters in the party’s base. The threat of abstention by voters in the party’s base if their candidate takes a position too moderate for them moves candidates to take more-extreme positions. I discuss hypotheses regarding how this trade-off affects candidate positioning and describe my tests of those hypotheses using data on House members in the 107th Congress and Senate members for the period 1982–2004. I then present data on how the distribution of voters in the electorate has changed over the past three decades and discuss how, in light of my empirical findings, these changes might explain the observed pattern of asymmetric polarization in Congress in recent decades.
David C.W. Parker and Matthew Dull
Divided We Quarrel: The Politics of Congressional Investigations, 1947–2004
Legislative Studies Quarterly XXXIV: 319–45
Are congressional committee investigations into alleged executive-branch wrongdoing more common during periods of divided government? We analyze original data tracking congressional committee investigations into alleged fraud, waste, and abuse by the executive branch between 1947 and 2004. Countering David Mayhew’s (1991) empirical finding, we show that divided government generates more and more-intensive congressional investigations, but this relationship is contingent on partisan and temporal factors. Our findings shed new light on the shifting dynamic between partisan institutional politics and congressional oversight.
Jeffrey Lazarus and Amy Steigerwalt
Different Houses: The Distribution of Earmarks in the U.S. House and Senate
Legislative Studies Quarterly XXXIV: 347–73
Nearly all studies of pork-barrel politics in the U.S. Congress focus on the House, biasing our conception of how politics influences federal spending and skewing our attention toward factors that are active in the House. This article highlights differences between the Senate and House in how pork is allocated. We identify four important differences between the House and Senate, generate hypotheses regarding how each difference should influence the distribution of pork projects, and test these hypotheses using data from earmarks in the Appropriations bills passed by the two chambers for fiscal year 2008. The results support three of our four hypotheses, suggesting that senators are driven by different motivations than House members. These results imply that theoretical accounts of pork-barrel spending need to account for these interchamber differences. Our findings also highlight how studies of legislative behavior, more generally, need to account for important differences in legislative structure and organization.
Why Information? Choosing Committee Informativeness in U.S. State Legislatures
Legislative Studies Quarterly XXXIV: 375–97
Using a new dataset drawn from American state legislatures, I modeled the informativeness of legislative committees as a choice over institutions. I found higher informativeness to be associated with better preparedness for information transfer, more-partisan chambers, and higher demand for information combined with greater incentives to control committee assignments. These associations shed light on congressional committee informativeness. A simple model of committee informativeness can predict the informativeness of the U.S. House’s committees.
The Institutional and Demographic Determinants of Latino Representation
Legislative Studies Quarterly XXXIV: 399–426
Under what conditions are Latino candidates elected to Congress and state legislatures? How much does the ethnic composition of a district affect the chances that a Latino candidate will be elected in that district? Latinos constitute the single largest minority group in the country, one that is growing at an exponential rate. Post-2000 redistricting created more majority-Latino districts, but the absolute number of Latino legislators did not increase correspondingly. My analysis demonstrates that states with citizen legislatures and with higher legislative turnover rates are more conducive to the election of Latino candidates than are other states. Institutional and demographic differences among states affect the states’ Latino descriptive representation. Namely, the institutional design of the legislature matters in terms of electoral responsiveness, with Arizona and California being the most responsive bodies and New York and the U.S. House the least responsive.
Latino Representation on Congressional Websites
Legislative Studies Quarterly XXXIV: 427–48
Do Latino representatives enhance or “enlarge” Latino representation (Walsh 2002)? I examined the content of websites posted by members of the 110th Congress and found that the websites of Latino representatives are not more accessible to Spanish-speaking users than the websites of non-Latino representatives, nor are the sites more likely to exhibit pro-immigrant positions or offer immigration assistance. The websites of Latino representatives are, however, more likely to present Latino perspectives. Latino representatives enhance Latino representation in this forum by enlarging or broadening the presence of a Latino voice in policy discussion.
Volume XXXIV, Number 4
Eric Schickler and Kathryn Pearson
Agenda Control, Majority Party Power, and the House
Committee on Rules, 1937–52
Legislative Studies Quarterly
XXXIV: 455–92
The role of the U.S. House Rules Committee is consequential for theories of congressional parties, yet its role during the “conservative coalition” era is not well understood. We systematically analyzed the politics surrounding all special rules considered in Democratic Congresses from 1937 to 1952. We found that Rules repeatedly used its agenda power to push to the floor conservative initiatives that were opposed by the Democratic administration, the Rules Committee chair, and most northern Democrats, especially in Congresses that followed Republican election gains. The 44 conservative initiatives we identified include many of the most important policy issues considered during the period. Our findings challenge the idea that the majority party has consistently enjoyed a veto over which initiatives reach the floor, and they underscore the limits of roll-call-vote analysis in assessments of agenda control.
David C.W. Parker and Craig Goodman
Making a Good Impression: Resource Allocation, Home Styles, and Washington Work
Legislative Studies Quarterly XXXIV: 493–524
Members of Congress engage in a variety of representational activities, but existing research suggests that the effect of these activities on reelection margins is mixed. Reframing the question, we examined whether or not constituents notice the home styles of members and members’ efforts to communicate their activities through the allocation of official resources. Combining new data on members’ office expenditures with data from the American National Election Studies, we found evidence that constituents perceive the representational activities of their members in a meaningful fashion. Franking, office expenditures, and travel back home to the district provide positive benefits to incumbents, shaping how constituents view these members and their activities.
David Lublin, Thomas l. Brunell, Bernard Grofman,
and Lisa Handley
Has the Voting Rights Act Outlived Its
Usefulness? In a Word, “No”
Legislative Studies Quarterly XXXIV: 525–54
Race-conscious redistricting remains crucial to the election of an overwhelming number of African American and Latino officials. We present descriptive evidence, easily interpretable by nonspecialists, from recent elections at the state and federal levels to support our claims. The Voting Rights Act remains a valuable tool to protect the ability of minorities to elect their preferred candidates.
Royce Carroll, Jeffrey B. Lewis, James Lo, Keith T. Poole, and Howard Rosenthal
Comparing NOMINATE and IDEAL: Points of Difference and Monte Carlo Tests
Legislative Studies Quarterly XXXIV: 555–92
Empirical models of spatial voting allow us to infer legislators’ locations in an abstract policy or ideological space using their roll-call votes. Over the past 25 years, these models have provided new insights about the U.S. Congress, and legislative behavior more generally. There are now a number of alternative models, estimators, and software packages that researchers can use to recover latent issue or ideological spaces from voting data. These different tools usually produce substantively similar estimates, but important differences also arise. We investigated the sources of observed differences between two leading methods, NOMINATE and IDEAL. Using data from the 1994 to 1997 Supreme Court and the 109th Senate, we determined that while some observed differences in the estimates produced by each model stem from fundamental differences in the models’ underlying behavioral assumptions, others arise from arbitrary differences in implementation. Our Monte Carlo experiments revealed that neither model has a clear advantage over the other in the recovery of legislator locations or roll-call midpoints in either large or small legislatures.
Joshua D. Clinton and Simon Jackman
To Simulate or NOMINATE?
Legislative Studies Quarterly XXXIV: 593–622
Carroll et al. (2009) summarize the similarities and differences between the NOMINATE and ideal methods of fitting spatial voting models to binary roll-call data. As those authors note, for the class of problems with which either NOMINATE and the Bayesian quadratic-normal model can be used, the ideal point estimates almost always coincide, and when they do not, the discrepancy is due to the somewhat arbitrary identification and computational constraints imposed by each method. There are, however, many problems for which the Bayesian quadratic-normal model can be easily generalized, so as to address a broad array of questions and take advantage of additional data. Given the nature and source of the differences between NOMINATE and the Bayesian approach—as well as the fact that both approaches are approximations of the decision-making processes being modeled—we believe that it is preferable to choose the more flexible Bayesian approach.
Volume XXXV, Number 1
Delegation and Defensive Legislative Strategies in Brazil
Legislative Studies Quarterly XXXV: 5-30
In the course of the legislative process, legislators choose how much policy discretion to delegate to the executive branch. Uncertainty about policy outcomes and bureaucratic intentions weighs heavily in such decisions. In Brazil, executive control over the budget creates uncertainty about the availability of discretionary spending, which results in comparatively high levels of delegation in the legislature’s direct-spending decisions. I demonstrate that sidelining the legislature from the budget in order to insulate government spending from political pressures diminishes the value of legislative work in Brazil and reinforces historical patterns of policymaking centered on the federal executive.
Marcus André Melo, Carlos Pereira, and Heitor Werneck
Delegation Dilemmas: Coalition Size, Electoral Risk, and Regulatory Governance in New Democracies
Legislative Studies Quarterly XXXV: 31-56
This article addresses the determinants of regulatory agency design in multiparty-coalition governments. Previous research has mainly focused on U.S. institutions, producing context-specific findings. We found electoral uncertainty, government turnover, and coalition size to be key factors explaining the bureaucratic autonomy of 31 state regulatory agencies recently created at the subnational level in Brazil. The legislative support that chief executives enjoy only acquires explanatory power when it is interacted with government turnover. Because Brazilian governors have great ability to build oversized majority coalitions, coalition strength influences the governor’s strategy when the governor faces credible threats from rival elite groups.
Legislators and Administrators: Complex Relationships Complicated by Term Limits
Legislative Studies Quarterly XXXV: 57-89
State legislators’ relationships with administrators have received scant attention in the literature despite the importance of these relationships for delivery of public services. We explored whether or not the legislator-administrator relationship in one professional state legislature resembles Congress’s oversight of federal agencies. We also assessed whether or not term limits changed this relationship. Our findings indicate that monitoring state agencies was a low priority for this legislature, and it dropped even lower after term limits were implemented. More specifically, we found some institutional roles to be associated with legislators placing a higher priority on monitoring, especially before term limits, whereas some individual motives were associated with a lower priority, especially after term limits. Legislators exhibited more confusion about the process of monitoring after term limits.
Matthew Hayes, Matthew V. Hibbing, and Tracy Sulkin
Redistricting, Responsiveness, and Issue Attention
Legislative Studies Quarterly XXXV: 91-115
We explored the extent to which legislators respond to redistricting-induced demographic shifts in their constituencies. Our analyses focused on the behavior of members of the House of Representatives who served in the terms preceding and following the redistricting that took place in the early 2000s (namely, the 107th and 108th Congresses). We investigated how demographic shifts relate to the content of legislators’ subsequent agendas (the legislation that members introduce and cosponsor) and the nature of members’ voting patterns (their interest group voting scores). Our results indicate that responsiveness is widespread, but important variation exists in the patterns for agenda activities and roll-call voting.
Brian M. Harward and Kenneth W. Moffett
The Calculus of Cosponsorship in the U.S. Senate
Legislative Studies Quarterly XXXV: 117-43
We investigated why a legislator would be willing to vote “yea” on final passage of a bill but would choose not to cosponsor that bill. We tested a series of hypotheses regarding the cosponsorship decisions of individual senators, using a dataset that includes every major initiative that was introduced and received a floor vote in the Senate between 1975 and 2000. We found that senators are more likely to cosponsor bills when their preferences diverge from the Senate median but are closer to those of the bill’s sponsor. Also, senators are more likely to cosponsor bills when they sponsor a higher number of bills overall, when they become more connected with colleagues, and when their constituents increase demand for legislation within particular policy areas. Senators are less likely to cosponsor bills if they received a higher percentage of the general election vote in their most recent election.
Volume XXXV, Number 2
Edward H. Stiglitz and Barry R. Weingast
Agenda Control in Congress: Evidence from Cutpoint Estimates and Ideal Point
Uncertainty
Legislative Studies Quarterly
XXXV:
157-86
This article develops two new tests of partisan and nonpartisan theories of lawmaking based on cutpoint estimates and measures of uncertainty about ideal point estimates. Theories of congressional organization make explicit predictions about the absence of cutpoints in certain intervals of the policy space. We test these theories with new cutpoint estimates and exploit the fact that the ideal points of members located far from the density of cutpoints are necessarily estimated with less precision. We validate our empirical approach through simulations, and we test three models of congressional organization using House roll call data from the 86th through the 110th Congresses (1959–2008). We find strong evidence of partisan agenda control. Our findings exhibit modest differences from the results predicted by Cox and McCubbins’s party cartel theory: negative agenda control increases over time and is negatively correlated with the size of the blockout region.
Susan M. Miller and L. Marvin Overby
Parties, Preferences, and Petitions: Discharge Behavior in the Modern House
Legislative Studies Quarterly XXXV: 187-210
Although discharge petitions lie at the confluence of personal preferences, committee prerogatives, and party leadership in Congress, these procedures have received little scholarly scrutiny. We capitalize on the public nature of petition signatures since 1993 to examine the behavior of the most cross-pressured members in discharge battles: bill sponsors and cosponsors belonging to the majority party who personally prefer the bills they have sponsored but who face party pressure not to sign the petitions that threaten the leadership’s control of the legislative agenda. After controlling for personal preferences, we find a statistically significant partisan effect in the U.S. House, which further illuminates the "Where’s the party?" debate.
The Logic of Legislative Leadership: Preferences, Challenges, and the Speaker’s Powers
Legislative Studies Quarterly XXXV: 211-34
Principal agent theory implies that legislators will delegate power to a leader only when they need the leader’s help and the leader can be expected to provide satisfactory help if granted power. This study is the first to evaluate the implied interaction between legislators’ need for help and the degree to which legislators and leaders have similar preferences. By analyzing the Speaker’s powers in the U.S. states, I arrived at three key conclusions. First, institutional leadership power responds to the interaction between preference alignment and policymaking challenges. Traditionally expected effects only appear when both alignment and challenges are relatively high. Second, professionalization causes weaker leadership powers. Finally, electoral competition correlates with stronger appointment, committee, and resource powers, but weaker procedural powers.
Governors and "Their" Deputies: New Legislative Principals in Mexico
Legislative Studies Quarterly XXXV: 235-58
Many studies on legislatures around the world have not detected a regional voting dimension. Yet governors are often important political figures and can exert strong influence on state politicians. From an analysis of the Mexican legislature, I determine that governors hold important resources that ambitious politicians need in a system with no consecutive reelection. Mexican governors use their power over federal deputies to prod their agents, the caucus leaders, into working for their states’ interests on fiscally relevant issues, especially the annual budget. On all other issues, the governors delegate their deputies’ votes to the party’s legislative leadership.
Matthew S. Levendusky and Jeremy C. Pope
Measuring Aggregate-Level Ideological Heterogeneity
Legislative Studies Quarterly XXXV: 259-82
Ideological heterogeneity is a key variable for the study of legislative and electoral politics. Scholars have long recognized that members with more ideologically heterogeneous constituencies behave differently than members with more homogeneous ones. Empirical tests of these theories, however, have typically been stymied by a lack of appropriate measures. We corrected this shortcoming by developing a measurement model for ideological heterogeneity, and we used our method to generate estimates for the 50 U.S. states and 435 congressional districts. Beyond the specific results presented here, a key contribution of our model is its flexibility: our technique can be used to produce similar estimates in a variety of contexts.
David R. Smith and Thomas L. Brunell
Special Elections to the U.S. House of Representatives: A General Election Barometer?
Legislative Studies Quarterly XXXV: 283-98
Vacancies in the U.S. House of Representatives are filled using special elections. These elections occur off the usual American electoral cycle, and their results are routinely portrayed by the American mass media as indications of what to expect in the next general election. We examined the predictive power of special elections results with respect to the general election outcomes for the U.S. House of Representatives from 1900 to 2008. We found that special elections that yield a change in partisan control do have predictive power regarding general election results.
Volume XXXV, Number 3
The Development of Special Orders and Special Rules in the U.S. House, 1881–1937
Legislative Studies Quarterly XXXV: 307–36
The modern Committee on Rules plays a critical role in structuring the agenda of the U.S. House of Representatives. In fact, resolutions from the Committee on Rules are the primary means through which controversial legislation reaches the House floor. But the Committee on Rules did not play a role in shaping the floor agenda until the 1880s and, despite intense scrutiny of episodes such as the institution of the Reed rules and the revolt against Speaker Cannon, our understanding of the role of the Committee on Rules is limited and skewed heavily toward the post–World War II era. This limitation is unfortunate, because special rules play a starring role in major theories of legislative organization. In this article, I present analysis of the usage and historical development of special rules in the House, and I offer findings from my empirical analysis of the determinants of rule choice from 1881 to 1937. A nuanced interrogation of new data on special rules in this era reveals support for committee specialization and conditional party government as motives for rule choice in this era.
Self-selection or Socialization? A Dynamic Analysis of Committee Member Preferences
Legislative Studies Quarterly XXXV: 337–59
Theories on committee power assert that legislators self-select to committees and therefore have preferences regarding the policy issues under the committees’ jurisdictions that differ from the preferences of noncommittee members. I argue that preference outliers may be shaped both by processes of self-selection and by endogenous processes within committees. Contrary to previous examinations of committee member preferences, the study utilizes a dynamic approach to examine the development of preferences over time in order to separate self-selection from endogenous processes. Analyzing the development in the spending preferences of 859 Danish local politicians over three different election periods, I find that politicians increasingly prefer spending on their committees’ jurisdictions over time, but their preferences do not change to the same extent on policy issues beyond their committees’ jurisdictions. The findings point to the importance of endogenous processes in committees. Hence, committees may be outliers for very different reasons than those proposed by mainstream theory.
Stephen Jessee and Neil Malhotra
Are Congressional Leaders Middlepersons or Extremists? Yes.
Legislative Studies Quarterly XXXV: 361–92
Influential theories of legislative organization predict that congressional leaders will be selected from the center of their parties. Yet previous research has generally rejected the “middleperson hypothesis,” finding leaders to be extremists. We challenged these findings by testing more-appropriate null hypotheses via Monte Carlo simulation. We found that congressional leaders (and leadership candidates as a whole) tend to be closer to their party’s median than would occur by chance, but leaders also tend to be selected from the left of the median for Democrats and to the right for Republicans. Compared to the pool of announced candidates for leadership positions, winners are not ideologically distinctive. This result suggests that factors affecting the ideology of leaders tend to operate more at the candidate emergence stage.
Senator Opposition to Supreme Court Nominations: Reference Dependence on the Departing Justice
Legislative Studies Quarterly XXXV: 393–416
Research indicates that senators evaluate U.S. Supreme Court nominations on two ideological dimensions: the distance between themselves and the nominee, and the potential effect confirmation would have on the Court median. My analysis of nominations from 1968 to 2006 provides evidence that senators are also influenced by the ideological contrast between the nominee and the departing justice.
Boris Shor, Christopher Berry, and Nolan McCarty
A Bridge to Somewhere: Mapping State and Congressional Ideology on a Cross-institutional Common Space
Legislative Studies Quarterly XXXV: 417–48
Researchers face two major problems when applying ideal point estimation techniques to state legislatures. First, longitudinal roll-call data are scarce. Second, even when such data exist, scaling ideal points within a single state is an inadequate approach. No comparisons can be made between these estimates and those for other state legislatures or for Congress. Our project provides a solution. We exploit a new comparative dataset of state legislative roll calls to generate ideal points for legislators. Taking advantage of the fact that state legislators sometimes go on to serve in Congress, we create a common ideological scale. Using these bridge actors, we estimate state legislative ideal points in congressional common space for 11 states. We present our results and illustrate how these scores can be used to address important topics in state and legislative politics.
Volume XXXV, Number 4
Antoine Yoshinaka, Gail MCElroy, and Shaun Bowler
The Appointment of Rapporteurs in the European Parliament
Legislative Studies Quarterly XXXV: 457–86
Committee rapporteurs are central to decision making in many multiparty legislatures. It is not clear, however, whether these rapporteurs are best characterized as partisan animals or technical experts seeking consensus in nonmajoritarian institutions. We addressed this question by examining which members of the European Parliament become repeat rapporteurs. Using an original dataset comprising all committee reports from the 4th and 5th European Parliaments (1994–2004), we found that the report allocation process provides a way to pursue partisan policy goals within a multiparty, consensual institution that rewards both coalition building and expertise.
The Influence of Conference Committees on Policy Outcomes
Legislative Studies Quarterly XXXV: 487–518
This article examines the effect that the spatial location of conference committees relative to the parent bodies has on congressional policy outcomes. The article presents a theoretical model proposing that conferees choose policies that maximize their policy utility subject to the constraint of gaining House and Senate majorities on the conference report. I tested the model using conferences on bills associated with votes that generated liberal-conservative divisions. The results confirm that, under specified conditions, conferees pull outcomes away from the parent bodies toward conferee preferences.
"It Takes a Coalition": Coalition Potential and Legislative Decision Making
Legislative Studies Quarterly XXXV: 519–42
This article empirically illustrates the value of coalition formation in legislative bargaining. I argue that legislators’ potential to form powerful coalitions, their coalition potential, is essential to their ability to obtain preferred policy outcomes. Using data on the European Union’s legislative process, I show that coalition potential significantly increases legislators’ success. Moreover, the value of coalition potential depends on the voting rules used to pass legislation. For example, under the unanimity voting rule, the importance of coalition potential is insignificant because of the veto power held by each legislator.
Erik J. Engstrom and William Ewell
The Impact of Unified Party Government on Campaign Contributions
Legislative Studies Quarterly XXXV: 543–69
This article examines the connection between unified party government and campaign contributions. Our central argument is that unified party government confers a substantial, but previously overlooked, fundraising advantage to intra-chamber majority parties. We examined data on corporate campaign contributions to U.S. House incumbents and state legislators in 17 different legislative chambers. We found a strong fundraising benefit accruing to intra-chamber majority status across all of these legislatures, but the benefit is heavily conditioned by the presence of unified or divided government. The results offer important implications for our understanding of the financial balance of power in American politics and for the vast scholarly literature on unified party government.
The Dynasty Advantage: Family Ties in Congressional Elections
Legislative Studies Quarterly XXXV: 571–98
Political dynasties, families in which multiple members have held elected office, commonly feature in the U.S. Congress. I explored the electoral origins of this phenomenon and determined that members of political dynasties have a significant advantage over first-generation politicians in open-seat House elections. Using an original dataset containing candidate- and district-level covariates for all candidates in open-seat House contests between 1994 and 2006, I found that dynastic politicians enjoy "brand name advantages," giving them a significant edge over comparable nondynastic opponents. In contrast, hypotheses concerning potential advantages stemming from past political experience and fundraising ability yield null results.
Volume XXXVI, Number
1
February 2011
INTRODUCTION
BRANDICE CANES-WRONE, WILLIAM
MINOZZI, and JESSICA BONNEY REVELEY
Issue Accountability and the Mass
Public
Legislative Studies Quarterly
XXXVI: 5–35
Under what conditions, if any, does the mass
electorate hold congressional members accountable for their records on specific
issues? We examine this question on the issue of crime, for which salience has
varied substantially and opinion has favored Republicans, and the environment,
for which salience has not varied much and voters have favored Democrats.
Because different parametric specifications produce divergent findings, we
utilize matching analysis in addition to ordinary least squares. The tests
suggest that issue accountability exists even controlling for a member’s overall
record. However, such accountability depends crucially on issue salience and a
member’s partisan affiliation.
Online
Appendix
RENÉ LINDSTÄDT, JONATHAN B.
SLAPIN, and RYAN J. VANDER WIELEN
Balancing Competing
Demands: Position Taking and Election Proximity in the European Parliament
Legislative Studies Quarterly
XXXVI: 37–70
Parties value unity, yet
members of parliament have incentives to deviate from the party line. This
article examines how members of the European Parliament (EP) respond to
competing demands from national parties and European party groups. We examine
ideological shifts within a single parliamentary term to assess how election
proximity affects party group cohesion. Our formal model of legislative behavior
suggests that when EP elections are proximate, national party delegations shift
toward national party positions, thus weakening EP party group cohesion. Our
Bayesian item-response analysis of roll calls in the 5th EP supports our
theoretical predictions.
SUSAN M. MILLER, JILL
NICHOLSON-CROTTY, and SEAN NICHOLSON-CROTTY
Reexamining the
Institutional Effects of Term Limits in U.S. State Legislatures
Legislative Studies Quarterly XXXVI: 71–97
Research on term limits
suggests that they have substantial consequences for the power of legislatures
vis-à-vis the executive and interest groups and for the relationship between
leaders and rank-and-file members within a chamber. Existing work, however, has
not accounted for the actual power of relevant state actors. We contribute to
this research by examining the effect of term limits on the influence of
institutional actors conditional on the existing political power
structure in a state. The inclusion of controls for the direct and moderating
effect of actual institutional power suggests some significant extensions of
previous findings regarding the institutional effects of term limits.
Online Appendix
PAUL S. HERRNSON, IRWIN L. MORRIS, and
JOHN MCTAGUE
The Impact of
Presidential Campaigning for Congress on Presidential Support in the U.S. House
of Representatives
Legislative Studies Quarterly
XXXVI: 99–122
Presidential influence
is partly a function of the partisan, economic, and international context within
which the president governs. Presidents are, however, more than bystanders
relying on the political milieu for policy opportunities. Recent scholarship
demonstrates that presidents consciously influence this milieu and build
political capital by campaigning for congressional candidates. We contribute to
this literature by assessing the effects of presidential campaigning on
legislative support for two presidents who governed under extremely dissimilar
circumstances: Bill Clinton in the 106th Congress and George W. Bush in the
108th Congress. We find evidence of campaign effects on congressional
policymaking during both administrations.
Online Appendix
WILL LOWE, KENNETH BENOIT, SLAVA
MIKHAYLOV, and
MICHAEL LAVER
Scaling Policy
Preferences from Coded Political Texts
Legislative Studies Quarterly XXXVI: 123–55
Scholars estimating
policy positions from political texts typically code words or sentences and then
build left-right policy scales based on the relative frequencies of text units
coded into different categories. Here we reexamine such scales and propose a
theoretically and linguistically superior alternative based on the logarithm of
odds-ratios. We contrast this scale with the current approach of the Comparative
Manifesto Project (CMP), showing that our proposed logit scale avoids widely
acknowledged flaws in previous approaches. We validate the new scale using
independent expert surveys. Using existing CMP data, we show how to estimate
more distinct policy dimensions, for more years, than has been possible before,
and make this dataset publicly available. Finally, we draw some conclusions
about the future design of coding schemes for political texts.
Volume XXXVI, Number
2
May 2011
KEVIN M. ESTERLING
“Deliberative Disagreement” in U.S. Health Policy Committee Hearings
Legislative Studies Quarterly XXXVI: 169–98
The exchange of rationales among debate participants is necessary for legitimacy in a deliberative democracy. I show that witnesses in congressional committee hearings tend to use falsifiable rationales when they encounter moderate levels of disagreement and shift to nonfalsifiable rationales when they encounter extreme disagreement. I use data from a coding of hearings testimony on the Medicare program, held between 1990 and 2003, as well as from a survey of participating witnesses measuring their perceptions of disagreement at the hearing. The results identify conditions that enhance falsifiable discourse and help to establish the empirical grounding deliberative democratic theory.
DAVID M. KONISKY AND MICHIKO UEDA
The Effects of Uncontested Elections on Legislator Performance
Legislative Studies Quarterly XXXVI: 199–229
Political competition lies at the core of representative democracy. Yet, uncompetitive elections and uncontested races are widespread in the United States, particularly at the state level. In this article, we analyze the consequences of uncontested elections on lawmaking activity. Our primary hypothesis is that legislators who run unopposed are less active lawmakers than those who were selected through competitive elections. Studying roll-call vote participation and bill introduction and enactment for most of the U.S. states for 1999–2000, we find that state legislators elected in unopposed elections perform more poorly compared to their colleagues elected in competitive contests.
DAVID FISK
Superfluous or Mischievous: Evaluating the Determinants of Government Defeats in Second Chambers
Legislative Studies Quarterly XXXVI: 231–53
Governments often extol the policy refining functions of second chambers, but in bicameral parliamentary systems, governments must balance these policy refinement functions with their ability to pass legislation in the second chamber. I examine government defeats in the second chamber, suggesting they are a function of the cost and the likelihood of defeat. Using an original dataset, I find that strong veto authority creates incentives for governments to act strategically to avoid defeats (even when facing a friendly chamber), while opposition majorities and a weaker ability to sanction members who deviate from their party’s position increase the likelihood of defeat.
JESSICA TROUNSTINE
Evidence of a Local Incumbency Advantage
Legislative Studies Quarterly XXXVI: 255–80
Incumbents are highly likely to win reelection at all levels of government, but scholars continue to debate the extent to which serving in office has a causal effect on winning. For city council elections it is unclear whether or not we should predict a causal effect at all. City councilors may not regularly seek reelection, and any apparent advantage could be entirely attributable to preexisting qualities rather than incumbency. This article uses a regression discontinuity design to provide evidence that city council incumbents are more likely to run and win their next elections because they served a term in office.
PAUL S. HERRNSON AND JAMES M. CURRY
Issue Voting and Partisan Defections in Congressional Elections
Legislative Studies Quarterly XXXVI: 281–307
In every election cycle the fate of some candidates is determined by partisans who defect from their usual voting habits to cast a ballot for the candidate of the opposing party. Defections in congressional elections have been attributed to incumbency, presidential approval, partisan strength, and factors related to individual voters. Our systematic assessment of the impact of issues on voter defections shows that party-owned issues and performance issues associated favorably with one party affect the likelihood of partisan defections. The results suggest that congressional candidates can use issues to draw supporters away from the opposing party and to keep partisan voters loyal.
C. DOUGLAS SWEARINGEN AND WALT JATKOWSKI III
Is Timing Everything? Retirement and Seat Maintenance in the U.S. House of Representatives
Legislative Studies Quarterly XXXVI: 309–30
Literature on open-seat elections has focused on the individual attributes of a candidate and/or institutional arrangements. When a seat becomes an open contest could be a significant indicator as to how likely the incumbent party is able to maintain the seat. Examining data on open U.S. House seats from 1996 to 2008, we use OLS regression and logistic regression analysis, finding that time is a significant predictor for incumbent party fund-raising and seat maintenance. We conclude that political parties have an interest in encouraging members of Congress to announce their retirement early in the election cycle.
SHANE MARTIN
Electoral Institutions, the Personal Vote, and Legislative Organization
Legislative Studies Quarterly XXXVI: 339–61
What is the relationship between electoral institutions and the internal organization of legislatures? Existing research on the U.S. Congress suggests that electoral incentives shaped by the candidate-centered nature of congressional elections explain the emergence of strong committees in that legislature. Exploring the issue from a comparative perspective, it is argued that the impact of ballot structure on committee system structure is dependent on how legislators cultivate personal votes. Committees will be stronger when legislators supply fiscal legislative particularism (pork), but weaker when legislators cultivate support by delivering extra-legislative constituency service. Statistical analysis, combining original data on committee design in 39 democratic legislatures with measures of ballot structure and mechanism to cultivate a personal vote (MCPV), confirms the expectation.
CESAR ZUCCO JR. AND BENJAMIN E. LAUDERDALE
Distinguishing Between Influences on Brazilian Legislative Behavior
Legislative Studies Quarterly XXXVI: 363–96
Ideal point estimators hold the promise of identifying multiple dimensions of political disagreement as they are manifested in legislative voting. However, standard ideal point estimates do not distinguish between ideological motivations and voting inducements from parties, coalitions, or the executive. In this article we describe a general approach for hierarchically identifying an ideological dimension using an auxiliary source of data. In the case we consider, we use an anonymous survey of Brazilian legislators to identify party positions on a left-right ideology dimension.We then use this data to distinguish ideological motivations from other determinants of roll-call behavior for eight presidential-legislative periods covering more than 20 years of Brazilian politics. We find that there exists an important nonideological government-opposition dimension, with the entrance and exit of political parties from the governing coalition appearing as distinct shifts in ideal point on this second dimension. We conjecture that the Brazilian president’s control over politically important resources is the source of this dimension of conflict, which has recently become far more important in explaining roll-call voting than the ideological dimension.
JAMES COLEMAN BATTISTA AND JESSE T. RICHMAN
Party Pressure in the U.S. State Legislatures
Legislative Studies Quarterly XXXVI: 397–422
We extend Ansolabehere, Snyder, and Stewart’s (2001) method of measuring party influence over roll-call voting to the comparative state legislative context. Examining 27 state lower chambers, we find that overall parties exert detectable influence on 44% of all roll calls and 69% of close votes, but that the incidence of party influence varies strongly across chambers. Taking advantage of the comparative leverage the state context brings, we find that party influence responds significantly to measures of legislative careerism and state socioeconomic diversity, with majority size playing some role. The effect of preference polarization is complicated and conditioned by challenges facing the legislature, and we find results both challenging and conditionally supporting the conditional party government account.
KATHLEEN A. BRATTON AND STELLA M. ROUSE
Networks in the Legislative Arena: How Group Dynamics Affect Cosponsorship
Legislative Studies Quarterly XXXVI: 423–60
In this study, we explore the determinants of cosponsorship activity within state legislatures. Utilizing a social dynamic framework, we develop and test a model of the interplay of the activities of sponsorship and cosponsorship that includes both individual-level and social network characteristics as determinants of agenda-setting behavior; the latter demonstrating how collaboration and mutual interests shape the agenda-setting process. We find several consistent factors that influence the frequency of cosponsorship activity: (1) ideological distance, (2) proximity of legislators’ districts, (3) homophily (similar characteristics such as race, gender, and ethnicity), and (4) transitivity (the idea that friends of my friends are also my friends).
JAMIE L. CARSON, MICHAEL H. CRESPIN, CARRIE P. EAVES, AND EMILY WANLESS
Constituency Congruency and Candidate Competition in U.S. House Elections
Legislative Studies Quarterly XXXVI: 461–82
Research on candidate competition has focused on how much context matters in emergence decisions and election outcomes. If a candidate has previously held elected office, one additional consideration that may influence entry decisions is the relative degree of overlap between the candidate’s current constituency and the “new” set of voters she is seeking to represent. Using GIS software, we derive a measure of the challenger’s personal vote by focusing on constituency congruency between state legislative and congressional districts. Results suggest state legislators are more likely to run for a seat in the U.S. House if constituency congruency is relatively high.
EDMUND MALESKY AND PAUL SCHULER
The Single-Party Dictator’s Dilemma: Information in Elections without Opposition
Legislative Studies Quarterly XXXVI: 491–530
The literature on authoritarian institutions points to nationwide elections as a mechanism for learning about the preferences of citizens. In using elections in this way, however, authoritarians face a trade-off between gathering reliable information and guaranteeing electoral victory. In this article, we explore how single-party regimes manage this trade-off and the particular types of information available to them. Using candidate-level data from Vietnam, we demonstrate that single-party regimes, in particular, forsake information on overall regime support and strength of opposition in favor of information on the popularity of local notables and the compliance of local officials with central mandates. In addition, we show that ex ante electioneering is less risky than ex post fraud at achieving these goals.
SCOTT W. DESPOSATO, MATTHEW C. KEARNEY, AND BRIAN F. CRISP
Using Cosponsorship to Estimate Ideal Points
Legislative Studies Quarterly XXXVI: 531–65
Ideal point estimates based on roll-call vote results have provided leverage for a variety of theory testing efforts. Recently, scholars have suggested using cosponsorship data as a proxy for roll-call votes. Conceptually similar to roll-call votes, cosponsorship data are appealing for a variety of reasons. However, the data-generating process for cosponsorship is untheorized and little studied. We examine the properties of ideal point estimates from cosponsorship data. We find that the ability to estimate ideal points from cosponsorship data is contingent on the underlying data-generating process; reliance on such measures requires strong and often unrealistic assumptions.
NATHAN GRASSE AND BRIANNE HEIDBREDER
The Influence of Lobbying Activity in State Legislatures: Evidence from Wisconsin
Legislative Studies Quarterly XXXVI: 567–89
This study attempts to assess the degree of influence interest groups can exert on the state policy process, specifically via their lobbying activities. The analysis uses data from the 2005–06 Wisconsin Legislative Session to assess the association between lobbying activity and legislative outcomes in one state legislature. The study finds a direct association between lobbying activities and bill outcomes, while also exploring the potential influences of both key political actors and public attention. Public attention is found to reduce the effects of lobbying efforts, suggesting that lobbying is most effective when focused on less salient issues.
NICOLE ASMUSSEN
Female and Minority Judicial Nominees: President’s Delight and Senators’ Dismay?
Legislative Studies Quarterly XXXVI: 591–619
Female and minority judicial nominations take longer and are less likely to be confirmed, yet presidents eagerly seek such nominations. I account for this puzzle by building a model in which senators face costs for opposing female and minority nominees. I predict that such nominations are more likely when the gridlock interval is large. Using appellate nominations from 1977 to 2004, I find that Republican presidents are more likely to pursue these nominations during periods of high gridlock. Furthermore, accounting for the gridlock interval erases the differences in confirmation duration and success between female/minority nominees and white male nominees.
MATTHEW KERBY AND KELLY BLIDOOK
It’s Not You, It’s Me: Determinants of Voluntary Legislative Turnover in Canada
Legislative Studies Quarterly XXXVI: 621–43
The Canadian federal parliament is unique among Westminster parliamentary democracies due to the unusually high level of voluntary and involuntary MP turnover that occurs at each general election. This article builds on existing research to test the hypothesis that the MP career duration is related to MPs’ expectations about parliamentary roles, insofar as voluntary turnover is concerned. Data on MPs drawn from historical records collected by the Library of Parliament and from surveys conducted in 1993 and 20011 are used to develop an event history model which estimates the hazard of voluntary career termination when different parliamentary roles are taken into consideration. Findings suggest that a number of individual factors play a role in voluntary turnover, most notably that MPs who enter Parliament hoping to affect policy are the most likely to move on.
NICHOLAS CARNES
Does the Numerical Underrepresentation of the Working Class in Congress Matter?
Legislative Studies Quarterly XXXVII: 5–34
Working-class citizens have been numerically underrepresented in policymaking institutions throughout most of America’s history. Little is known, however, about the political consequences of this enduring feature of our democratic system. This essay examines the relationship between legislators’ class backgrounds and their votes on economic policy in the House of Representatives during the twentieth century. Like ordinary Americans, representatives from working-class occupations exhibit more liberal economic preferences than other legislators, especially those from profit-oriented professions. These findings provide the first evidence of a link between the descriptive and substantive representation of social classes in the United States.
JOHN D. GRIFFIN, BRIAN NEWMAN, AND CHRISTINA WOLBRECHT
A Gender Gap in Policy Representation in the U.S. Congress?
Legislative Studies Quarterly XXXVII: 35–66
In the first article to evaluate the equality of dyadic policy representation experienced by women, we assess the congruence between U.S. House members’ roll-call votes and the policy preferences of their female and male constituents. Employing two measures of policy representation, we do not find a gender gap in dyadic policy representation. However, we uncover a sizeable gender gap favoring men in districts represented by Republicans, and a similarly sizeable gap favoring women in districts represented by Democrats. A Democratic majority further improves women’s dyadic representation relative to men, but having a female representative (descriptive representation) does not.
BRIAN F. CRISP AND AMANDA DRISCOLL
The Strategic Use of Legislative Voting Procedures
Legislative Studies Quarterly XXXVII: 67–97
Legislative votes can be taken by roll call—noting the position of each individual member—or by some form of indication (sitting or standing, shouting yea or nay, etc.)—noting only an aggregate outcome. Cameral rules define one method of voting as the standard operating Procedure and how to invoke any alternative voting methods. We develop a series of hypotheses related to position taking to explain why, when procedures would typically lead to a vote taken by indication, legislators choose to vote by roll call—a means that makes it much easier for actors outside the chamber to observe the positions taken by individual legislators and partisan blocs. With data from Argentina and Mexico, we test these hypotheses regarding the strategic choice of vote procedures and their relationship to observed party unity.
LILLIARD E. RICHARDSON, JR., DAVID M. KONISKY, AND JEFFREY MILYO
Public Approval of U.S. State Legislatures
Legislative Studies Quarterly XXXVII: 99–116
The determinants of public approval for state legislatures have not received much attention, but one important finding is that more professionalized legislatures experience lower levels of public support. We argue that this result is an artifact of limited data and problematic model specifications. Analyzing a large national survey sample, we demonstrate that the negative relationship holds primarily for conservatives and to a lesser extent for moderates but not liberals. Additionally, we find that legislative approval in states with term limits and ballot initiatives is no different than in states without these institutions.
JASON P. KELLY
The Strategic Use of Prisons in Partisan Gerrymandering
Legislative Studies Quarterly XXXVII: 117–34
The census data used to redraw legislative districts counts the country’s nearly 2 million prisoners in the location of their incarceration, rather than their previous place of residence. By drawing these phantom populations into districts that lean heavily toward the majority party, legislators can free up eligible voters from those districts to be distributed among neighboring marginal ones, thereby increasing that party’s likelihood of winning additional seats in the state legislature. An analysis of state senate district finds that prison populations shift systematically from districts controlled by one party to districts controlled by the other following a switch in partisan control.
JEREMY C. POPE AND SHAWN TREIER
Mapping Dimensions of Conflict at the Federal Convention of 1787
Legislative Studies Quarterly XXXVII: 145–74
Previous work on the Federal Convention of 1787 hypothesized multiple dimensions of conflict. We evaluate the dimensionality of conflict using a new method for estimating state delegation positions and proposals that incorporates the many divided votes at the convention. The results suggest that three dimensions are adequate for most analyses and the first dimension—proportional representation in the legislature—the most important. Finally, we examine how the agenda unfolds by mapping changes to the status quo throughout the convention. We conclude that, despite the lack of parties, the nature of the conflict is quite organized with a low number of dimensions.
SCOTT R. MEINKE
Party Size and Constituency Representation: Evidence from the 19th-Century U.S. House of Representatives
Legislative Studies Quarterly XXXVII: 175–97
Research on congressional parties assumes, but has not directly shown, that party size affects individual members’ calculations. Drawing on a key case from the nineteenth-century House—the secession-driven Republican hegemony of 1861—this article explores the hypothesis that party voting not only declines but also becomes more strongly linked to constituency factors as relative party size increases. The analysis reveals that the jump in party size coincides with (1) a decrease in party voting among individual continuing members, (2) a strengthening association between some constituency factors and party voting, and (3) patterns of decline in individual party voting that are explained in part by constituency measures.
EMANUEL EMIL COMAN
Legislative Behavior in Romania: The Effect of the 2008 Romanian Electoral Reform
Legislative Studies Quarterly XXXVII: 199–224
This article analyzes the impact of electoral rules on legislators’ rate of vote defection from their party position in legislatures while accounting for how party leadership strength mediates this impact. To this end it looks at the effect of the 2008 Romanian electoral reform. The reform shifted the electoral system from a closed-list proportional representation to one in which all candidates run in single-member districts. The analysis finds that because party leaders have maintained their leverage intact, the impact of the reform was minimal, with legislators being more likely to defect in less important votes only, in which party leaders allow defection. Also, after the reform legislators are more likely to use other means to impress their voters, such as legislative initiation and cabinet questioning. These forms of behavior are more accepted by party leaders.
TODD MAKSE
Strategic Constituency Manipulation in State Legislative Redistricting
Legislative Studies Quarterly XXXVII: 225–50
Scholars often identify gerrymanders by examining changes to districts’ partisan composition. However, advantages can also be gained by systematically varying the extent to which incumbents’ constituencies remain the same. In this article, I examine the post-2000 redistricting in 22 state legislatures. I find that parties, particularly in legislatures with low turnover levels, gain advantages from constituency manipulation, but that these advantages are counteracted by geographic redistricting regulations. Lastly, I find that ostensibly bipartisan outcomes nonetheless feature partisan constituency manipulation. These findings echo a growing literature that analyzes the geographic aspects of gerrymandering and highlight how turnover patterns motivate redistricting strategies.
MIKAEL GILLJAM, MIKAEL PERSSON, AND DAVID KARLSSON
Representatives’ Attitudes Toward Citizen Protests in Sweden: The Impact of Ideology, Parliamentary Position, and Experiences
Legislative Studies Quarterly XXXVII: 251–68
What affects political representatives’ attitudes toward citizen protests? We test the impact of political representatives’ left-right ideology, parliamentary position, and earlier experience of citizen protests. Using data from a pioneering survey covering all local political representatives in Sweden (n = 9,101, response rate 70%), we examine attitudes toward controversial noninstitutionalized forms of citizen protests. The results show that representatives to the right show considerably lower protest acceptance than those to the left. Representatives in office show significantly lower levels of acceptance than those of the opposition. Finally, the results show that representatives with more protest experience show higher protest acceptance.
ARJUN S. WILKINS
Electoral Security of Members of the U.S. House, 1900–2006
Legislative Studies Quarterly XXXVII: 277–304
Previous studies have documented that the increase in the incumbency advantage in the 1960s did not decrease the probability of defeat of incumbents in the U.S. House. I define a method for establishing bounds on the probability of incumbent defeat and find that it decreases significantly in the 1950s, before the rise of the incumbency advantage. Incumbency advantage does not have a direct relationship with incumbent defeat rates, raising questions about the use of the incumbency advantage as a means for making inferences about the electoral security of incumbents.
DANIEL C. LEWIS
Legislative Term Limits and Fiscal Policy Performance
Legislative Studies Quarterly XXXVII: 305–28
Do term limits impede the ability of legislators to effectively set fiscal policy? To address this question, I examine state bond ratings from 1996 to 2009. Bond ratings serve as a valuable indicator of a state’s fiscal performance, gauging the risk and uncertainty that investors face when buying these bonds. In addition, bond ratings are important policy ends in themselves. High bond ratings make it easier for states to borrow and raise revenue, while lowering interest rates. Results from analyses of “Term-Limitedness” and legislator experience suggest that term limits negatively impact a state’s fiscal performance, leading to lower bond ratings.
JUSTIN H. KIRKLAND
Multimember Districts’ Effect on Collaboration between U.S. State Legislators
Legislative Studies Quarterly XXXVII: 329–53
In this article, I demonstrate that multimember districts form a basis for collaboration between two legislators. In order to maximize the limited incumbency advantages they possess, legislators from multimember districts form coalitions in an effort to generate greater credit-claiming opportunities and policy benefits for their district. In order to test this conception, I utilize a natural experiment and an opportunity to observe institutional change in North Carolina’s elimination of multimember districts during the 2000–2002 redistricting cycle. Coupled with cross-sectional analysis of several states that use both single-member and multimember districts, empirical evidence strongly corroborates my conception of multimember districts as a basis for collaboration between representatives.
JUAN PABLO COUYOUMDJIAN AND JOHN BENEDICT LONDREGAN
Cultivating Votes in Rural Chile
Legislative Studies Quarterly XXXVII: 355–88
In Chile’s two-member legislative districts we show there are two groups of swing voters, one group for the first seat won by the governing coalition, another for the second. We build a model that allows us to identify the relative prevalence of these voters across communities. Using data on the allocation of discretionary agricultural loans, we find that communities with relatively many voters pivotal for the first seat receive more loans than they otherwise would have, but we find no systematic advantage for districts that are pivotal for the second seat.
SCOTT DESPOSATO
Review of The Handbook of National Legislatures, by M. Steven Fish and Matthew Kroenig
Legislative Studies Quarterly XXXVII: 389–96
Comparative legislative studies are often comparative in name only. Most on-going research on legislative politics outside the United States involves analysis of just one case. The primary reason for the narrow focus of most comparative legislative studies is the arduous demand of collecting cross-national data. In this context, Fish and Kroenig’s (2009) Legislative Powers Survey is especially welcome. Fish and Kroenig collected data on every national legislature in the world and have released a reference handbook, a complete dataset, and an index of parliamentary power. Students of comparative politics should welcome this contribution, but be aware of its limitations. In this essay, I review their work.
M. STEVEN FISH AND MATTHEW KROENIG
A Response to Desposato
Legislative Studies Quarterly XXXVII: 397–401
We are grateful to Scott Desposato for his thoughtful review of The Handbook of National Legislatures and the comments he offers on the Parliamentary Powers Index (PPI), the tool that we developed to measure the strength of the national legislature for every country in the world. We agree with many of Desposato’s points, but would also like to respond to some of the criticisms.
Published by the Comparative
Legislative Research Center,
328 Schaeffer Hall, The University of Iowa, Iowa City, Iowa 52242-1409, U.S.A.